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Posted On Aug 24, 26
Full-time 3 views Experience : 7-10 yrs required

Title: Litigation Counsel Job Responsibilities: - Reviewing and investigating allegations of professional misconduct of attorneys. - Analyzing investigative materials, including case files, court documents, and financial records. - Conducting sworn statements and depositions of attorney respondents and witnesses during the investigative and hearing stages. -...

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Full-time 1 views Experience : 12-20 yrs required

LITIGATION COUNSEL Job description: Are you looking for a challenging role within a public service organization that provides competitive compensation, an excellent benefits package, a hybrid work environment, and career growth opportunities? If so, the organization may be the place for you....

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Full-time 1 views Experience : 3-10 yrs required

Title: Intake Counsel Job Responsibilities: - Analyze new complaints and reports to assess the necessity of an investigation. - Conduct thorough investigations into lawyer conduct and unauthorized practice of law. - Communicate effectively with complainants and lawyers regarding investigative matters both verbally and in...

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Posted On Sep 29, 26
Full-time 1 views

Intake Counsel Job description: The organization is seeking a dedicated individual for the position of Senior Intake Counsel within a public service organization. This role offers competitive compensation, an excellent benefits package, a hybrid work environment, and opportunities for career growth. The...

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Posted On Jun 21, 26
Full-time 7 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead sophisticated risk assessments of member firms, including those with complex or elevated risks, with minimal supervision. - Analyze regulatory developments and market trends, providing actionable recommendations for senior leadership. - Collaborate with internal departments to...

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Posted On Jul 05, 26
Full-time 3 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP, providing trusted advice on Enforcement and regulatory mission matters. - Exercise sound judgment and independent decision-making within delegated scope, establishing decision...

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Full-time 3 views

Title: Attorney Job Responsibilities: As an Attorney at the organization, you will play a pivotal role in delivering legal services and advancing justice within the community. Your responsibilities will include: - Providing legal representation, counsel, and referrals to eligible clients across a broad...

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Posted On Aug 12, 26
Full-time 2 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on mitigating crypto-related investor protection risks and ensuring adherence to market conduct...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead & Manage Investigations: Provide leadership, oversight, direction, and active day-to-day management of a team of investigators handling misconduct matters. Ensure investigations are thorough, strategically sound, and supported...

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Full-time 5 views Experience : Min 1 yrs required

Title: Staff Attorney, Immigrant Legal Defense Program Job Responsibilities: The Staff Attorney for the Immigrant Legal Defense Program is tasked with providing legal consultations, advice, and representation to low-income immigrants, refugees, and asylum seekers. This role involves working with the . Department...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence is responsible for leading a team within the Strategic Intelligence department of the organization, which is part of the Risk & Intelligence department. The role involves: - Serving...

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Posted On Sep 01, 26
Full-time 1 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and facilitate interactions with internal and...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for providing leadership in proactive regulatory risk assessment and the development of regulatory strategy. Key responsibilities include: - Collaborating with the Surveillance Operations leadership to perform continuous...

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Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Actively supervise Risk Monitoring Analysts in their risk monitoring activities, ensuring timeliness, precision, and quality of risk assessments, related reports, intelligence, and regulatory responses shared with Risk Monitoring, Examinations, and other departments for a portfolio...

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