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Posted On Jul 05, 26
Full-time 1 views

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, providing expert advice on operational, policy, and regulatory matters. - Exercise independent decision-making authority within delegated areas and establish...

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Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator will serve as an expert in the field of crypto assets and blockchain technology, applying specialized knowledge to tackle complex regulatory challenges. Key responsibilities include: -...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, FINRA, the SEC, and other regulatory bodies. - Provide expert...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with overseeing the management and execution of investigations... related to crypto-related investor protection risks, market conduct rules, and regulatory...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

oversight, direction, and day-to-day management of a team of... investigators focused on crypto-related fraud and market abuse within the securities industry. This includes ensuring investigations are thorough, strategically sound, and supported by clear and sufficient evidence using accepted and reliabl...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the organization. - Provide...

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required

key member of senior management and act as a... strategic advisor to business stakeholders, providing leadership and direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Lead strategic discussions, make recommendations for improvements, and engage senior leadership on priorities, opportunities,...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

key member of senior management and strategic advisor to... business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions, decisions, and cross-departmental initiatives; engage senior leadership on priorities, opportunities, and gaps;...

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Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in conducting risk monitoring activities, ensuring timeliness, accuracy, and quality of risk assessments, reports, intelligence, and regulatory responses. - Oversee the development of risk-based Regulatory Responses that address identified risks and evaluate...

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Posted On Aug 31, 26
Full-time 4 views Experience : Min 4 yrs required

Title: Technology and Innovation Development Office Contracts Manager Job Responsibilities: - Assist the Senior TIDO Contracts Manager and Director of Technology Transactions in the daily operations of the Contracts group. - Serve as a specialized resource advising and assisting the Technology & Innovation...

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