Legal jobs

Corporate - Securities and Capital Markets Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 06, 26

Full-time 3 views

Practice Area:

Corporate - Securities and Capital Markets

Job Tags:

corporate governance Government

Title: Director of Policy Engagement & Advocacy Job Responsibilities: The Director of Policy Engagement & Advocacy is tasked with a range of responsibilities that include the development, execution, and monitoring of the organization's annual policy advocacy plan. This plan outlines the organization's...

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Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney / Litigation - Securities Litigation - Plaintiffs Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 25, 26

Full-time 5 views Experience : Min 10 yrs required

Practice Area:

Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Securities Litigation - Plaintiffs

Job Tags:

Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. This role involves overseeing a diverse docket of cases, ensuring outcomes are supported...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity... subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and delivery of crypto asset training for organization staff and the securities industry. -...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 26, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. Key responsibilities include: - Regulatory Intelligence...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jun 25, 26

Full-time 7 views Experience : Min 15 yrs required

Job Tags:

Affirmative Action artificial intelligence child Code of Conduct domestic partner emerging technologies family financial services regulation FINRA fraud Insurance invention Machine Learning Securities spouse

Title: Executive Vice President, Risk & Intelligence Job Responsibilities: Strategic Leadership - Establish and execute the strategic vision for Risk and Intelligence as the organization's central hub for integrated risk assessment and intelligence operations. - Serve as a key advisor to executive leadership and...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: - Serve as an expert for the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. - Conduct investigations into potential...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 12, 26

Full-time 2 views Experience : 3-5 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with support from a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal teams...

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Government and Government Relations Attorney / Government / Public Law Attorney / Government - General Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 17, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Government and Government Relations Government / Public Law Government - General

Job Tags:

Affirmative Action Capital Markets child Code of Conduct domestic partner family Financial Industry Regulatory Authority FINRA Insurance invention Media Securities special projects spouse Trademark

Title: Director of Regulatory Policy Job Responsibilities: The Director of Regulatory Policy is responsible for directing and managing the complete life cycle of adopting new regulatory requirements. This role involves providing expert knowledge and advice to the Board of Governors and senior...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 20, 26

Full-time Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is entrusted with leading a team of skilled investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations....

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 31, 26

Full-time 2 views

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. Key responsibilities include: - Conducting risk monitoring activities which may involve...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Aug 31, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence is integral to the Strategic Intelligence team within the Risk & Intelligence department at the organization. The primary role involves providing leadership to a team of analysts engaged in intelligence...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 08, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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Data Privacy - Transactional Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 22, 26

Full-time Experience : 4-18 yrs required

Practice Area:

Data Privacy - Transactional

Job Tags:

agreements broadband Cybersecurity data security Government Harassment Media Privacy privacy laws special projects

Title: Executive Agency Counsel - 95005 Job Responsibilities: The Executive Agency Counsel within the Office of Technology and Innovation (OTI) is tasked with a variety of responsibilities that are crucial to the function of the Office of Information Privacy. These responsibilities include: -...

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Attorney in New York City, NY

Public Interest • **Members Only** New York City, NY

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Posted On Sep 29, 26

Full-time

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA Insurance invention Securities special projects spouse

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts in conducting risk monitoring activities, ensuring timeliness, precision, and quality of risk assessments, related reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26

Full-time 2 views

Job Tags:

Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal... Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves providing subject matter expertise to...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26

Full-time 1 views Experience : Min 12 yrs required

Job Tags:

Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the SEC, and other regulatory bodies. - Provide expert guidance...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26

Full-time 1 views

Job Tags:

Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. This role involves: - Leading investigations related to tokenized securities and other crypto asset... a...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 11, 26

Full-time

Job Tags:

Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 12, 26

Full-time 1 views Experience : Min 10 yrs required

Job Tags:

Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26

Full-time 1 views Experience : 2-10 yrs required

Job Tags:

Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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