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United States
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from inception to completion. The Director ensures that every case outcome is supported by complete, accurate,...

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Posted On Jul 26, 26
Full-time

Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior... Principal Investigator in Crypto Asset Investigations is tasked with conducting high-complexity investigations into crypto asset activities of member firms and their associated persons. This role requires providing subject matter expertise to...

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Full-time 1 views Experience : Min 3 yrs required

Title: Supervising Attorney - Hybrid Job Responsibilities: The Supervising Attorney is responsible for leading the Legal Advocacy for Health Project at the organization, a non-profit public interest law firm that provides free civil legal services to low-income individuals and families in North...

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Posted On Jul 26, 26
Full-time 1 views Experience : 5-10 yrs required

investigations related to tokenized securities and other crypto asset... activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner; provide recommendations based on identified findings. - Serve as a subject matter...

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. The role encompasses several...

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Posted On Aug 12, 26
Full-time 2 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 19, 26
Full-time 1 views

Overview Do you begin all projects with a clear understanding of the desired end results? Are you fast-paced and organized? Are you passionate about leading a team that provides hope and support for immigrants? If this sounds like you, keep reading. The organization...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: - Lead and manage a team of investigators focusing on crypto-related fraud and market abuse within the securities industry. - Oversee investigations using... both onchain techniques (such as blockchain analytics, smart contract...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, guiding cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide leadership to...

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Posted On Sep 28, 26
Full-time 5 views

Title: Staff Attorney (Full-Time) Hybrid Job Responsibilities: Staff Attorneys at the organization are tasked with providing high-quality legal representation to low-income and indigent clients within the Housing, Consumer & Public Benefits Unit. Core responsibilities include: - Interviewing clients and witnesses with cultural competence...

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Posted On Sep 01, 26
Full-time 2 views Experience : 5-10 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on...

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Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for providing leadership in regulatory risk assessment and strategy development. This role involves several key responsibilities: - Collaborate with Surveillance Operations leadership to conduct continuous qualitative research...

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Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Ensure the implementation and completion of the Risk Monitoring Program for a specific Organizational Business Model or Business Segment. - Supervise Risk Monitoring Analysts, ensuring timely, precise, and quality risk assessments, reports, intelligence, and regulatory responses. -...

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