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Full-time 3 views Experience : Min 10 yrs required

Title: VP, General Counsel Overview: The General Counsel serves as the organization's legal advisor, providing strategic legal guidance to the board of directors, executive leadership, and senior management. This role oversees legal, regulatory, governance, contracts, litigation, and supports third-party risk management. It...

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Full-time 2 views Experience : Min 6 yrs required

Title: Assistant General Counsel, AI, Emerging Technologies, & Strategic Agreements Job Responsibilities: The Assistant General Counsel will report directly to the Vice President, General Counsel, and Corporate Secretary, playing a critical role in the Legal Strategy & Advancement Team within the organization....

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Full-time 3 views Experience : 5-7 yrs required

Title: Corporate Attorney III - Regulatory Affairs Job Responsibilities: - Provide high-level, thoughtful, and strategic legal advice and counseling on technology matters, primarily focusing on technology transactions. - Draft and revise a variety of agreements related to technology, including master services agreements, general...

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Full-time 1 views Experience : Min 10 yrs required

Title: Senior Counsel Job Responsibilities: The Senior Counsel provides comprehensive legal support to the organization, focusing on sponsored research compliance, research-related contracting, and intellectual property (IP) matters. The role involves several key responsibilities: - Drafting, reviewing, analyzing, and negotiating various research-related agreements,...

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Posted On Jul 07, 26
Full-time 2 views Experience : 5-20 yrs required

Title: Senior Legal Secretary – Support Services Workgroup Job Responsibilities: The Senior Legal Secretary at the organization is tasked with providing comprehensive secretarial and administrative support to multiple attorneys, aligning with the organization’s mission to increase access to justice. Key responsibilities...

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Posted On Jul 26, 26
Full-time Experience : 3-10 yrs required

Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity... subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and delivery of crypto asset training for organization staff and the securities industry. -...

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Full-time 3 views Experience : 1-5 yrs required

Title: Attorney – Economic Stability Workgroup Job Responsibilities: The Attorney in the Economic Stability Workgroup (ESWG) will be responsible for providing advocacy and representation for clients in matters related to government benefits and permanent disability appeals. Key duties include: - Conducting extensive interviews...

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Full-time 2 views Experience : 2-4 yrs required

Title: Attorney Job Responsibilities: - Provide direct representation to individuals at government benefit hearings. - Represent clients in SSDI, SSI, and CAPI appeals. - Maintain a caseload including work on affirmative litigation cases. - Participate in major policy and administrative advocacy work. - Participate in and...

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Posted On Jul 26, 26
Full-time 3 views

lead investigations concerning tokenized securities and other crypto asset... activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner; provide recommendations based on identified findings. - Serve as a subject matter...

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Posted On Jul 26, 26
Full-time 2 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA) acts as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and RSA matters. The primary...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the guidance of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. Key responsibilities include:... - Leading and managing investigations by providing oversight, direction, and active day-to-day management of a team...

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Posted On Aug 24, 26
Full-time 2 views Experience : Min 2 yrs required

Title: Clients' Rights Advocate (CRA) Job Responsibilities: The Clients' Rights Advocate (CRA) plays a critical role in advocating for individuals with developmental disabilities who are clients of regional centers. The CRA is responsible for providing a wide range of legal services, including...

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Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director, Enforcement is responsible for managing a team of 5-8 Enforcement attorneys, overseeing the development and resolution of enforcement cases through all stages from inception to completion. The Director is tasked with ensuring that the outcome...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence analysts...

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Posted On Sep 01, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties under minimal supervision. - Collaborate with...

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Posted On Sep 07, 26
Full-time

Title Legal Fellow Job Responsibilities Legal fellows at the organization will engage in a variety of tasks that encompass the broad spectrum of legal issues faced by the organization. These responsibilities include but are not limited to: - Conducting research on various legal questions...

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Posted On Sep 07, 26
Full-time 1 views Experience : Min 6 yrs required

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst for Dispute Resolution Services (DRS) Training is tasked with the development, maintenance, and updating of training modules for key DRS regional job categories. Responsibilities include: - Training new regional hires. - Creating...

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