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United States
Full-time 7 views Experience : Min 6 yrs required

Title: Counsel, Enforcement Job Responsibilities: The Enforcement Counsel is tasked with resolving non-complex enforcement matters and contributing high-quality work to larger, complex cases. Key responsibilities include: - Resolving non-complex enforcement matters through rigorous assessment and effective advocacy. - Executing a risk-based...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 5 yrs required

Asset Investigations - Tokenized Securities Markets Job Responsibilities -... subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives. - Assist in the development and delivery of crypto asset training for organization staff and the securities industry....

Posted On Jul 03, 26
Full-time 3 views Experience : Min 5 yrs required

Title: Paralegal Job Responsibilities: The paralegal at the organization will work under the direct supervision of the General Counsel and will be responsible for a variety of tasks that support operational, compliance, transactional, and administrative matters. The main responsibilities include: -...

Posted On Jul 03, 26
Full-time 2 views Experience : Min 5 yrs required

Title Paralegal Job Responsibilities The paralegal at the organization operates under the direct supervision of the General Counsel and is responsible for supporting operational, compliance, transactional, and administrative matters. Key responsibilities include: - Collecting, organizing, submitting, and tracking government licensing and regulatory...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory: - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, FINRA, the SEC, and other regulatory bodies. - Provide expert...

Posted On Jun 10, 26
Full-time 5 views Experience : Min 10 yrs required

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research is a pivotal leadership role within the organization, primarily focusing on proactive regulatory risk assessment and the development of regulatory strategies. The individual in this position...

Posted On Jun 21, 26
Full-time 7 views

integrity of the . securities markets. The role involves... identifying emerging risks, assessing complex member firms, and collaborating across the organization to protect investors and maintain fair markets. You will serve as a trusted advisor and risk expert, reporting directly...

Posted On Jul 03, 26
Full-time 4 views Experience : Min 5 yrs required

Description At the organization, we believe in living without limits, aging fearlessly, and sharing great stories. Our story is full of compassion, hard work, and fun. If the chapters of your life story include caring for others and a dedicated work...

Posted On Jul 26, 26
Full-time 1 views

investigations specific to tokenized securities and other crypto asset... activities of organization member firms and associated persons. - Timely documentation of investigative strategies, findings, and results; provide recommendations based on identified findings. - Serve as a subject matter expert for organization staff...

Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focusing on crypto-related investor protection risks, market conduct rules, and regulatory obligations. The...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

team of investigators focused on the detection, investigation, and mitigation of crypto-related fraud and market abuse within the securities industry. This role involves... overseeing various investigative techniques, including onchain research and analysis, blockchain analytics, and forensics, as well as traditi...

Full-time Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Enforcement Director is tasked with managing a team of 5-8 enforcement attorneys who are responsible for developing and resolving enforcement cases from inception to completion. The Director oversees a diverse docket of cases, ensuring each outcome...

Posted On Aug 31, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence, plays a crucial role within the Strategic Intelligence team, a part of the Risk & Intelligence organization. This position involves providing leadership to a team of analysts who are tasked...

Posted On Aug 31, 26
Full-time 2 views Experience : Min 10 yrs required

Title: Director, Financial Crimes Intelligence Job Responsibilities: The Director, Financial Crimes Intelligence plays a crucial role in the Strategic Intelligence team within the Risk & Intelligence department at the organization. This role involves: - Serving as a senior partner to both internal and...

Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with...

Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, offering guidance on cross-departmental efforts to identify emerging threats and driving intelligence-led initiatives with measurable impact across the organization. - Provide...

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