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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the SEC, and other regulatory bodies. - Provide expert guidance...

Posted On Jul 26, 26
Full-time 2 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is tasked with the leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating...

Full-time 1 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessments and developing regulatory strategies. The role involves conducting continuous qualitative research into market conditions and developments and managing an analyst...

Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Supervise Risk Monitoring Analysts, ensuring timely, precise, and quality risk assessments and reports for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee the development of risk-based Regulatory Responses, addressing identified...

Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

Posted On Aug 11, 26
Full-time

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence plays a crucial role within the Strategic Intelligence team of the Risk & Intelligence department at the organization. The primary responsibilities of the Director include: - Serving as a...

Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external parties. - Conduct...

Full-time Experience : 1-20 yrs required

Title: Housing Staff Attorneys (Right to Counsel) Job Responsibilities: - Conduct intake and provide full legal representation in housing court proceedings to New York City tenants through the Right to Counsel initiative and other referral sources. - Litigate cases in housing court, administrative...

Full-time 7 views Experience : 5-10 yrs required

The Organization The organization is a national network of tuition-free public charter schools dedicated to preparing students with the skills and confidence they need to shape their futures. With 279 schools, nearly 16,500 educators, and around 210,000 students and alumni, the...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: The Senior Advisor serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. Key responsibilities include: - Regulatory Intelligence...

Posted On Jul 26, 26
Full-time 1 views

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

Full-time 5 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 Enforcement attorneys to develop and resolve Enforcement cases from inception to completion. This role involves overseeing a diverse docket of cases, ensuring outcomes are supported...

Full-time

Title: Staff Attorney Job Responsibilities: The Staff Attorney will handle cases involving New Yorkers who have had their SSA disability benefits inappropriately denied, terminated, or recouped. Responsibilities include: - Conducting intake interviews with individuals who have been denied SSA disability benefits. - Obtaining and...

Full-time 2 views Experience : 5-10 yrs required

includes advising on organizational policies, programs, contracts, and risk management. Key responsibilities involve: - Drafting and reviewing agreements to ensure compliance with... applicable laws and regulations. - Supporting governance for the board and executive team. - Addressing labor and empl...

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