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United States
Posted On Jun 21, 26
Full-time 7 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will be a vital part of safeguarding the integrity of the . securities markets. The role involves identifying emerging risks, assessing complex member firms, and...

Posted On Jul 02, 26
Full-time 3 views Experience : Min 12 yrs required

Title: Vice President, Enforcement Senior Advisor & Operations Job Responsibilities: - Serve as a strategic partner and thought leader to the EVP of Enforcement, providing trusted advice on significant matters impacting Enforcement and the organization's regulatory mission. - Exercise sound judgment and decision-making...

Posted On Jul 30, 26
Full-time 1 views Experience : Min 1 yrs required

Title: Coordinated Statewide Intake Paralegal Job Responsibilities: - Maintain a thorough understanding of the organization's eligibility guidelines and service areas to ensure accurate application during applicant screenings. - Demonstrate empathy, emotional intelligence, and cultural responsiveness during conversations with applicants to effectively gather information. -...

Posted On Aug 12, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, exercising independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

Posted On Sep 01, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with...

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