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Posted On Sep 16, 26
Full-time 2 views Experience : Min 24 yrs required

title: Audit Review Associate Job responsibilities: The Audit Review Associate is responsible for supporting senior counsel in preparation for audit settlement negotiations. Key responsibilities include: - Reviewing and providing edits for draft compliance audit reports; collaborating with senior counsel on review; acting as...

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Full-time 1 views Experience : Min 10 yrs required

Title: Senior Counsel Job Responsibilities: The Senior Counsel provides comprehensive legal support to the organization, focusing on sponsored research compliance, research-related contracting, and intellectual property (IP) matters. The role involves several key responsibilities: - Drafting, reviewing, analyzing, and negotiating various research-related agreements,...

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Full-time 9 views Experience : 1-5 yrs required

Title: Litigation Attorney Job Responsibilities: - Participate in all phases of . litigation, including idea generation, scoping, investigating, evaluating, supporting the initiation of litigation, and advancing litigation through discovery, trial, and settlement. This responsibility is to be carried out in consultation with...

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Posted On Jul 26, 26
Full-time 3 views

Asset Investigations - Blockchain Technology Job Responsibilities: - Independently lead... investigations concerning tokenized securities and other crypto asset activities of organization member firms and associated persons. - Document investigative strategies, findings, and results in a timely manner; provide recommendations based on...

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required

Job Title: Director, Emerging Technology Intelligence Job Responsibilities: - Serve as... a senior partner to internal and external stakeholders, leading cross-departmental efforts to identify emerging threats and drive intelligence-driven initiatives with measurable impact on Strategic Intelligence results. - Lead a team of intelligence...

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Posted On Jun 21, 26
Full-time 6 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst at the organization, you will play a crucial role in protecting the integrity of the . securities markets. Your primary responsibilities will include: - Lead Risk Assessments: Conduct sophisticated monitoring...

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Posted On Jul 26, 26
Full-time Experience : 3-10 yrs required

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: - Conduct high-complexity investigations into crypto asset activities of organization member firms and their associated persons. - Provide subject matter expertise to Regulatory Operations staff on crypto asset matters and...

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Posted On Aug 12, 26
Full-time 1 views Experience : 3-5 yrs required

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the guidance of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms, coordinating with specialists and internal...

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Posted On Aug 20, 26
Full-time Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required

Title: Director, Investigations - Crypto Fraud and Market Abuse Job Responsibilities: The Director of the Crypto Fraud & Market Abuse team is responsible for leading a highly skilled team of investigators focused on detecting, investigating, and mitigating crypto-related fraud and market...

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Posted On Sep 01, 26
Full-time 1 views

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties under minimal supervision. - Collaborate with...

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: Strategic Planning, Leadership, and Stakeholder Engagement - Serve as a key member of senior management and strategic advisor to business stakeholders, partnering across departments to provide critical leadership and strategic direction on regulatory...

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Posted On Sep 29, 26
Full-time

Title: Director, Risk Monitoring Job Responsibilities: - Supervise the activities of Risk Monitoring Analysts, ensuring timeliness, precision, and quality in risk assessments, reports, intelligence, and regulatory responses for a portfolio of firms within an Organizational Business Model or Business Segment. - Oversee the...

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