Legal jobs

Senior Director, Market Regulation Operations/Services The candidate will... provide leadership and direction to the timely preparation and approval of FINRA and RSA ROC reports. Evaluates the impact of changes to relevant rules and regulations enforced by Market Regulation have on Market Regulation’s... strategy and, where appropriate, recommends approaches consistent with Market Regulation strategies and applicable legal... and regulatory requirements. Responsible for the developme... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Manager - Market Regulation, Trading & Financial Compliance... Examinations (TFCE) Equities Duties: Managing an assigned group of Compliance Examiners to ensure that required TFCE examinations are scheduled, executed and completed in timely manner that will achieve Departmental, FINRA and SEC requirements. Provide Market Regulation management with information regarding... the achievement of required goals, new developments and obstacles to achieving goals. Hiring and directing t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Chief Assistant Inspector General – Legal Compliance The Office of Inspector General (OIG) is seeking an experienced attorney for the Chief Assistant Inspector General position. This role is responsible for overseeing, planning, organizing, and directing three critical functions of the office: OIG’s Compliance Unit, Freedom of Information Act (FOIA) and Local Records Act compliance, and OIG’s proactive monitoring and enforcement of compliance with campaign finance. *... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President, General Counsel** The read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

II - Corporate The candidate drafts, reviews, and, as applicable and under the direction of an attorney, negotiates various types of legal documents (. contracts, organizational documents, policies and procedures, employment agreements, settlement agreements, separation agreements, leases, minutes, and resolutions, certificates, corporate filings, pleadings, discovery requests, etc.). Ensures quality work products are in compliance with legal requirements, best... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Responsibilities: Provide support to Legal Assistant Vice President, Compliance Counsel, and Manager Campaign Finance & Political Reporting. Independently timely file required campaign finance and political compliance disclosure reports. Support Legal department attorneys as required. Perform assigned legal research of documents, case law, statutes, regulations, or other sources of fact and/or law regarding a variety of complex topics. Draft and publish Litigation... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Officer-Program Development The candidate's duties include: Provides higly specialized expertise within their assigned area of focus and works collaboratively with leadership, staff and other compliance officers and auditors to proactively consult and educate to ensure compliance with the laws and regulations within their area of focus. When gaps are identified, the officer partners with the responsible parties to create corrective actions plans that will ensure c... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate and Compliance Counsel Duties: Responsible for advising Authority staff across multiple business units on legal issues arising under administrative law areas, including, but not limited to, contracts, corporate governance, freedom of information, procurement, ethics, open meetings, rule makings and other regulatory and administrative procedures. Work with external groups (. HUD) on matters including, but not limited to legislative review, IGAs, audit (... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel, Capital Markets Duties: Advise the Board of Governors and advisory committees with respect to high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes under consideration by the Board. Brief and communicate complex and sensitive regulatory initiatives to senior executives. Must be able to provide such analysis under urgent deadlines. Serve as the key source of legal expertise within in one or more subject a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel The candidate duties will include: Responsible for supporting the execution of the assigned function within the Legal Department, assisting in the assessment of the legal needs of the organization in connection with those matters, providing legal services in a comprehensive and cost conscious manner, and hiring and retaining internal staff as necessary and appropriate. Delivers legal services to the organization and works directly with leadership of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here