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Philadelphia Financial Advisor Jobs in Recruiter

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Philadelphia Financial Advisor Jobs in Recruiter - Related Job Titles

Financial Attorney
United States
Posted On Aug 25, 26
Full-time 8 views Experience : 3-20 yrs required
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Practice Area:
Estate & Tax Planning Trusts and Estates - General

OverviewA law firm seeks a senior-level Trusts and Estates attorney with over seven years of experience to join their practice in New Jersey or Pennsylvania. This role involves more than basic estate planning, focusing on complex tax mitigation and business...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
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office seeks a hedge fund compliance partner with significant experience in representing hedge funds and other investment advisors in complying with the ’40 Act, as well as broker-dealer and other applicable regulatory requirements. A significant book of business is required... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Senior Counsel - Broker-dealer The candidate will work closely with senior business, compliance and risk partners as well as counterparts in related business lines, including the Asset Manageme... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

a Junior to Mid-level Associate to join the Investment Management Practice Group. The candidate must have an interest in and prior experience with investment advisory regulatory matters. Candidate's role involves counseling top-tier securities and investment management firms on regulatory matters under the federal securities, with particular focus on investment adviser registration and regulation, the development of wrap and managed account programs, SEC examinations,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

a Junior to Mid-level Associate to join the Investment Management Practice Group. Candidate's role will involve counseling top-tier securities and investment management firms on regulatory matters under the federal securities, with particular focus on investment adviser registration and regulation, the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel – Investment Management The candidate will oversee the disclosure function which includes registration statements, prospectuses and proxies. You will develop strategy, recommend changes, respond to questions from regulatory authorities and will sit on the Disclosure Oversight Committee. Will be responsible for handling the relationship between various funds and regulators, fund mergers, new funds, international offerings, disclosure reviews, regulatory f... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel The candidate will coordinate responses to regulatory inquiries, examinations, and complaints; identify and report to senior management on regulatory inquiry and complaint trends; anticipate possible areas of inquiry from regulatory agencies; and develop effective working relationships with regulatory agencies. Lead, manage, coordinate, and ensure readiness for regulatory inquiries and examinations. As appropriate, act as a liaison with regulators and impa... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Counsel The candidate will advise the company’s retail business regarding its investment advisory service offerings, including the Personal Advisor Services. Serve as a... trusted advisor to the company’s retail... business regarding its investment advisory offerings. Work collaboratively with the business to develop policies, procedures and controls designed to ensure compliance with applicable laws and regulations. Provide guidance in connection with people, proce... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel The candidate must have 10+ years of experience handling investment and securities law matters. Should preferably have superior knowledge of the Federal and State Securities laws and regulations, Investment Company Act, Investment Advisors Act and a working knowledge of ERISA. Will train and counsel Asset Managment staff in general and on specific matters as they arise, handle potential issues with federal and state regulatory agencies and working wit... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Job ID: DC00046 Senior Attorney The candidate will perform duties like drafting and negotiating agreements in support of the client's many divisions, including Strategy and Finance, Investment Management, Information Technology, Financial Advisor Services, Retail Investor... Group, and International. Will collaborate with internal clients and legal colleagues in various jurisdictions to determine and implement key negotiation strategies and positions. Advise internal clients o... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Attorney with 3+ years of transactional experience, including investment company, investment advisor, and regulatory work.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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