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United States
Posted On Jul 14, 26
Full-time 5 views Experience : 2-13 yrs required
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General
Practice Area:
Fintech & Blockchain Finance - Financial Services Regulation Finance - General

OverviewA law firm seeks a Financial Services Associate with 3 to 7 years of experience to join their team in Philadelphia, PA. The ideal candidate will possess a strong understanding of federal securities laws and will work with a diverse...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Director of Compliance - RIA The candidate will be responsible for oversight of the RIA's for the companies and will provide service to multiple organizations under the company umbrella of comp... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Litigation Associate with 3-5 years of broker-dealer regulatory experience. Experience with... examinations, inquiries, investigations, and enforcement actions by the SEC, FINRA, the various stock, option and commodity exchanges and state securities agencies is preferred. Service in a regulatory (., the SEC, CFTC, FINRA) enforcement organization would be helpful. Experience with hedge funds, investment funds and investment advisers a plus. Connecticut Bar membership... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Description: Real Estate Position: Associate Notes: Firm is seeking an Associate with 3-4 years real estate experience at a firm. Must have NJ bar. This firm was founded before the civil war, has over 300 attorneys with five US offices and one overseas. Firm has more than 20 practice areas including advertising law; antitrust; bankruptcy and restructuring; broker-dealer; corporate; employee benefits and... executive compensation; environmental law; financial institution... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate The candidate must have 3-5 years of experience with '40 Act knowledge along with specific experience counseling mutual funds and investment advisers, launching new mutual funds and preparing disclosure documents and investment management and other service provider agreements. Should be conversant in current and pending market developments affecting mutual funds. Experience counseling hedge funds, private equity funds, venture capital funds, exchange-trad... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 3-5 years of firm, SEC or FINRA experience. Must have an interest in broker-dealer, securities markets, and investment... adviser regulatory matters, as well as contract or corporate finance experience, experience with exchange traded funds (ETFs), SEC reporting, and with the following securities laws: the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940. Position involves counseling top-tier securitie... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Senior Associate with 4-6 years of securities (broker-dealer) experience.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

a Mid-level Associate with '40 Act knowledge along with specific experience counseling mutual funds and investment advisers, launching new mutual funds and preparing disclosure documents and investment management and other service provider agreements. Must be conversant in current and pending market developments affecting mutual funds. Experience counseling hedge funds, private equity funds, venture capital funds, exchange-traded funds, closed-end funds and other pool... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

a Mid-level Associate with '40 Act knowledge along with specific experience counseling mutual funds and investment advisers, launching new mutual funds and preparing disclosure documents and investment management and other service provider agreements. Must be conversant in current and pending market developments affecting mutual funds. Experience counseling hedge funds, private equity funds, venture capital funds, exchange-traded funds, closed-end funds and other pool... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

a Mid-level Associate with '40 Act knowledge along with specific experience counseling mutual funds and investment advisers, launching new mutual funds and preparing disclosure documents and investment management and other service provider agreements. MA Bar admission is preferred. LLM is required. Must be conversant in current and pending market developments affecting mutual funds. Experience counseling hedge funds, private equity funds, venture capital funds, exchan... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

of Prussia office of our client seeks corporate counsel with 5-7 years of total legal experience, of which: 3+ years of which are in a law firm, with a practice, focused on IP licensing/tech transactions, corporate, securities, capital markets, financial... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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