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United States
Posted On Sep 14, 26
Full-time 2 views Experience : 3-20 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Practice Area:
Corporate - General Corporate - Securities and Capital Markets

OverviewA law firm seeks an experienced attorney to join its expanding securities group in Washington, . This role offers the opportunity to engage in a sophisticated and entrepreneurial practice within a collegial and supportive environment. Candidates should possess at least...

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The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Compliance Attorney - '34 or '40 Act The candidate must have 5-7 years of experience in broker-dealer (34 Act) or investment... adviser (40 Act) matters to oversee an internal assessment of relevant matters and filings. Note: This is a temporary position. Work is initially expected to involve 40 hours/week during assessment, with ongoing maintenance work.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Institutions Litigation and Regulation Attorney The candidate will serve as a Financial Institutions Litigation and Regulation Attorney. The practice involves domestic and international bank regulatory, FinTech, anti-money laundering, corporate governance, and financial and regulatory matters for US banks, US operations of non-US banks, broker-dealers and other financial institutions.... The ideal candidate will have 2+ years’ of large law firm experience required.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services Associate The candidate must have 3-7 years of experience to work in the Broker Dealer Regulation area. Background... in the Investment Advisors Act is helpful, and knowledge of the regulatory requirements of broker-dealers and investment advisors important....... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking Mid-level Associates with 4-5 years of experience in bank regulatory and/or registered broker-dealer matters.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking Mid-level Associates with 4-5 years of experience in bank regulatory and/or registered broker-dealer matters.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services and Products Associate The candidate must have 3-5 years of experience. Experience with Investment Company Act and Investment Advisers Act, and supporting open-end funds is required. Experience with interval finds, broker-dealer regulation, and business development... is a plus. Superior academic credentials are essential.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities (Regulatory) Associate The candidate will assist group with securities regulatory work, broker-dealer issues, and other securities... and compliance/enforcement matters. Should have excellent credentials and writing skills with 4-6 years experience in securities regulatory work and broker- dealer regulation.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Investment Management Associate with experience in investment advisory regulatory matters. Candidate's role will involve counseling top-tier securities and investment management firms on regulatory matters under the federal securities, with particular focus on investment adviser registration and regulation, the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Experience with regulatory matters involving broker... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services and Products Associate The candidate should have 3 - 5 years of experience. Experience with Investment Company Act and Investment Advisers Act, and supporting open-end funds is required. Experience with interval finds, broker-dealer regulation, and business development... is a plus. Superior academic credentials, writing and communication skills are essential.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Financial Services Associate The candidate should have 3-5 years of Investment Company Act and Investment Advisers Act experience. Experience supporting registered open-end (mutual) funds is a must; experience supporting registered closed-end funds (including interval funds), business development companies and private funds and knowledge of broker-dealer regulation are a plus.... Must have a . degree from an ABA-approved law school and be an active member in good standing of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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