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United States
Posted On Jul 29, 26
Full-time 101 views Experience : 2-10 yrs required
Practice Area:
Corporate - M&A Corporate - Asset/Investment Management
Practice Area:
Corporate - M&A Corporate - Asset/Investment Management

advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds, exchange-traded funds (ETFs), closed-end funds, interval funds,... tender offer funds, and business development companies, as well as their advisers and directors. This role involves collaborating...

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In-house Attorney - Mutual Funds Duties: Will provide legal advice and support on issues relating to registered (open and close-end) funds, index ETFs, model-based programs, and sub-advisory... relationships with particular emphasis on contracts, distribution, product development, marketing, and sales practices. Assist in preparation of materials for board meetings; attend board meetings and draft minutes. Draft organizational documents, board actions, investment management agr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

In-house Attorney - Mutual Funds Duties: Will provide legal advice and support on issues relating to registered (open and close-end) funds, index ETFs, model-based programs, and sub-advisory... relationships with particular emphasis on contracts, distribution, product development, marketing, and sales practices. Assist in preparation of materials for board meetings; attend board meetings and draft minutes. Draft organizational documents, board actions, investment management agr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

funds and/or exchange-traded funds (ETFs) and experience representing investment... companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs). The candidate should preferably... also have experience representing investment companies, investment advisers, and independent board members on matters arising under US federal securities laws, particularly the Investment Company Act of 194... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

office of a **Members Only.** Top Ranked Law Firm seeks mid-level registered funds associate attorney with 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment... companies, investment advisers, and independent... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment... companies, investment advisers, and independent board members on matters arising under US federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

office of our client seeks an asset management attorney with 10 years of legal experience in a law firm and/or in-house legal department. The candidate will be managing and/or supervising the preparation and filing of mutual fund registration statements on... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Fund Attorney The candidate will report into a Senior Funds Attorney and be responsible for the following tasks: provide legal advice and support on issues relating to registered (open and close-end) funds, index ETFs, model-based programs, and sub-advisory... relationships with particular emphasis on contracts, distribution, product development, marketing, and sales practices. Assist in preparation of materials for board meetings; attend board meetings and draft minutes... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate or Of Counsel The candidate will be involved with counseling top-tier securities and investment management firms on regulatory issues, the development of new products and services, SEC examination and enforcement matters, corporate and transactional matters. NY Bar membership required. Should have 5-8 years of investment management experience in supporting asset managers, including institutional investment advisers, dual registrants and/or advisers to privat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Attorney/Of Counsel The candidate will be focused on investment advisory matters. Will be involved with counseling top-tier securities and investment management firms on regulatory issues, the development of new products and services, SEC examination and enforcement matters, corporate and transactional matters. Should have law firm or in-house experience in supporting asset managers, including institutional investment advisers, dual registrants a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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