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United States
Posted On Jul 27, 26
Full-time 87 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

clients on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, interval funds,... tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and re...

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Management Associate, Legal Recruiting Coordinator The candidate should have 3- 6 years of experience. Significant regulatory experience with the Investment Company Act and the Investment Advisers Act required. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

an Associate with 3-6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers Act, the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA is preferred. Additional preferred experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutual funds, ETF... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking an Associate with 3-5 years of firm, SEC or FINRA experience. Must have an interest in broker-dealer, securities markets, and investment adviser regulatory matters, as well as contract or corporate finance experience, experience with exchange traded funds (ETFs), SEC reporting, and with... the following securities laws: the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940. Position involves counseling top-tier securitie... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Management Attorney The candidate will join the investment management practice group. Will be involved with counseling top-tier securities and investment advisory firms on regulatory issues; the development of new products and services; and enforcement, corporate, and transactional matters. Should be a mid-level associate with comparable law firm, SEC or FINRA experience. The ideal candidate should have an interest in broker-dealer, securities markets, and investm... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

an Associate with 3-6 years of experience to join Investment Management Practice Group. The ideal candidate should have as many of the following attributes as possible: Significant regulatory experience with the Investment Company Act and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

The candidate should have 3-6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers Act, the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA is preferred. Additional preferred experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutual... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

40 Act Associate The candidate will work in investment management/financial services area. Experience with investment funds, ETFs is required. Investment Company... Act and Investment Advisors Act experience preferred.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Attorney The candidate should be a mid-level associate with comparable law firm, SEC or FINRA experience to join the investment management practice group. Ideal candidate should have an interest in broker-dealer, securities markets, and investment adviser regulatory matters, as well as contract or corporate finance experience, experience with exchange traded funds (ETFs), SEC reporting, and with... the following securities laws: the Securities Act of 1933,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Management Associate The candidate must have 3-6 years of experience. Should preferably have significant regulatory experience with the Investment Company Act and the Investment Advisers Act. Regulatory experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA rules would also be helpful. Experience with drafting the primary registration and disclosure documents used by investment companies and investment advisers needed. Familiarit... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

The candidate should have 3 - 6 years of investment management experience. Regulatory experience with the Investment Company Act and the Investment Advisers Act, the Securities Act of 1933, the Securities Exchange Act of 1934 and FINRA is preferred. Additional preferred experience includes: experience in drafting the primary registration and disclosure documents used by investment companies and investment advisers; familiarity with the day-to-day operations of mutu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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