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United States
Posted On Aug 27, 26
Full-time 6 views Experience : 2-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

OverviewA law firm seeks a Capital Markets and Securities Associate with over three years of experience to join their Capital Markets Practice Group in Charlotte, NC. This position is ideal for candidates passionate about sophisticated securities and corporate transactional work,...

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office of our client seeks mid- to senior level transactional attorney with 4-8 years of corporate and securities experience. The candidate should have experience with both 1933 and 1934 Act matters, specifically including securities offerings on Forms S-1, S-3, S-4... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Compliance Manager V, Derivatives, Commodities and other OTC Duties: Will lead a team of subject matter experts to provide support and oversight of derivatives, commodities and other OTC-relate... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Attorney The candidate will primarily deal with public company (. NASDAQ, NYSE listed) issuer side representation, with a focus on drafting and preparing filings required under the Securities Act and the Securities Exchange Act. Should preferably have... 5+ years of practical experience in the areas of capital raising, as well as compliance and governance work.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Attorney The candidate will primarily involve public company (. NASDAQ, NYSE listed) issuer side representation, with a focus on drafting and preparing filings required under the Securities Act and the Securities Exchange Act. Should have 5+... years of practical experience in the areas of capital raising, as well as compliance and governance work.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Dealer Counsel The candidate will be responsible for providing legal advice to the company's affiliated broker-dealers and retail registered investment advisers, with a focus on the interpretation and application of securities laws, including FINRA rules, SEC rules and regulations, and state securities laws and regulations. Principal Responsibilities: Handle complex legal matters, analyze legal issues, draft legal documents, and negotiate matters using sound legal jud... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

and Securities Transactional Associate Attorney The candidate should have 4-8 years of experience. Must have outstanding academic credentials and corporate and securities experience in a large regional or national law firm. Must also have experience with both 1933 and 1934 Act matters, specifically including securities offerings on Forms S-1, S-3, S-4, and S-8, as well as periodic reporting on Forms 8-K, 10-K, and 10-Q, Section 16 reporting and Rule 144 compliance.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mid-Level to Senior Securities Associate The candidate should have 4+ years of experience in advising publicly-traded companies. Extensive familiarity with both 1933 and 1934 Act matters, Section 16 reporting and Rule 144 compliance is required. Experience with corporate governance, merger and acquisition transactions, and exchange listing matters is required.... Must have graduation from a top law school with excellent academic credentials. Must have license to practice law in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Corporate and Securities Associate The candidate must have 2+ years’ experience in 1933 Securities Act and 1934 Exchange Act, including work in... public offerings and private placements. Extensive securities and corporate governance experience are required. Academically distinguished applicants who have excellent writing, research and analytical skills are sought to assume responsibility in an active and diverse corporate practice.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

and Securities Transactional Associate Attorney The candidate should have 4-8 years of experience. Must have outstanding academic credentials and corporate and securities experience in a large regional or national law firm. Should have experience with both 1933 and 1934 Act matters, specifically including securities offerings on Forms S-1, S-3, S-4, and S-8, as well as periodic reporting on Forms 8-K, 10-K, and 10-Q, Section 16 reporting and Rule 144 compliance. Ex... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities Attorney The candidate will primarily involve in public company (. NASDAQ, NYSE listed) issuer side representation, with a focus on drafting and preparing filings required under the Securities Act and the Securities Exchange Act. Should have 5+... years of practical experience in the areas of capital raising, as well as compliance and governance work.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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