Bank Compliance Officer Jobs in Pennsylvania

Huntington National Bank is looking for an... experienced Senior Counsel to join its dynamic and growing Legal Department. The ideal candidate will have a . from an accredited law school, be a member in good standing of the state bar candidate is located, and have 3+ years of relevant experience in corporate and securities law (law firm experience preferred). The Senior Counsel – Governance Corporate and Securities will provide counsel on legal matters, manage corporate re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Development Director - Legal, Compliance & Risk BDO... is looking for a Business Development Director to drive sales performance for the firm’s services in the Legal, Compliance & Risk sector. The... Business Development Director will manage the sales process from start to finish, working closely with practice leadership and the Chief Business Development Officer. ## Responsibilities: ... * Develop new... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Counsel (Director) Duties: The... candidate will provide senior expert support for Compliance/Integrity Risk Assessments and related... controls that are part of the company's Risk and Control Framework (ARC Framework) and act as a business partner to the business, Enabling Functions and GBA and country Compliance Officers. Provide senior expert... support on process and procedures, implementation of AGBP/SACS/ABC/AML, and enable the Compliance Officers and the business... as... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Officer, Bank Regulatory Compliance The candidate... will be identifying and responding to regulatory change. Drafting and managing policies and procedures. Developing training programs. Developing and enhancing monitoring processes and forums. Identifying and managing issues; developing and overseeing remediation plans. Advising, guiding and providing credible challenge to business lines and first line functions in cooperation with Business Compliance Officers. Part... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Compliance Attorney Duties: Manage the... company’s submission of required filings and responses to data calls from the various states. Enforce advertising compliance ensuring that all ads... are approved, and related records are kept up to date. Compliance audit-related support, including counterparty... audit support, and testing of key compliance and consumer-facing processes. Operationalize... support for compliance risk management, documenting risk... assessments, inventories, risk mi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

In-House/Compliance and Corporate Lawyer The candidate must have 5+ years of experience handling compliance-related issues, including import-export programs.... Will serve as Senior Ethics and Compliance Officer and Member of... Ethics Steering Committee, and will report to the GC. Experience in a manufacturing industry and with international compliance is required.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Compliance Associate The candidate will... assist the Chief Compliance Officer in the development,... maintenance, and management of compliance programs pursuant to the... Investment Advisers Act of 1940. Will assist the Chief Compliance Officer in administering all... aspects of compliance programs for registered broker... dealer and registered investment advisors. Additionally, responsibilities include conducting registered office inspections; administering Code of Ethics reportin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Compliance Associate The candidate will... assist the Chief Compliance Officer in the development,... maintenance, and management of compliance programs pursuant to the... Investment Advisers Act of 1940. Will assist the Chief Compliance Officer in administering all... aspects of compliance programs for registered broker... dealer and registered investment advisors. Additionally, responsibilities include conducting registered office inspections; administering Code of Ethics reportin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Compliance Associate The candidate will... assist the Chief Compliance Officer in the development,... maintenance, and management of compliance programs pursuant to the... Investment Advisers Act of 1940. Will assist the Chief Compliance Officer in administering all... aspects of compliance programs for registered broker... dealer and registered investment advisors. Additionally, responsibilities include conducting registered office inspections; administering Code of Ethics reportin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Compliance Officer with 3+ years... of experience gained from working for a brokerage firm, mutual fund, or investment advisor. Both lawyers and those without a legal background will also be considered.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here