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Entry Level Investment Adviser Regulatory Counsel Jobs in Pennsylvania

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Entry Level Investment Adviser Regulatory Counsel Jobs in Pennsylvania - Related Job Titles

General Counsel Oil Gas
United States
Entry-Level Attorney

Recruiter • **Members Only** Glen Mills, PA

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Posted On Sep 03, 26
Full-time 2 views Experience : Max 2 yrs required
Practice Area:
Finance - General Corporate - General Finance - Financial Services Regulation Corporate - Compliance Corporate - Asset/Investment Management
Practice Area:
Finance - General Corporate - General Finance - Financial Services Regulation Corporate - Compliance Corporate - Asset/Investment Management

law firm seeks an Entry-Level Attorney in Glen Mills,... and clients on legal, regulatory, and business matters in... securities law, investment management, and regulatory ... and review legal... LP & GP agreements and advisory legal and regulatory research...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

Salary: Competitive salary depending on experience. Law Firm is looking for an Associate Attorney to join its Investment Management practice. The successful... candidate will draw on their experience working in-house at an investment management firm to provide... legal counsel to securities and investment management firms, investment advisers,... investment companies, private investment entities... and institutional investors. The Associate Attorney will be responsible for drafting... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Funds Attorney The candidate will support the market unit’s fund administration, fund accounting and distribution business, including with respect to a large, multi-manager mutual fund series trust sponsored by Company. Responsible for a wide variety of regulatory and compliance matters under... the Investment Company Act of 1940,... including drafting and reviewing new fund registration statements, annual updates and proxy solicitation materials, preparing documentation in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Fund Attorney, Investment Manager Services The candidate... will support the market unit’s fund administration, fund accounting and distribution business, including with respect to a large, multi-manager mutual fund series trust sponsored by SEI. Responsible for a wide variety of regulatory and compliance matters under... the Investment Company Act of 1940,... including drafting and reviewing new fund registration statements, annual updates and proxy solicitation materials,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Funds Attorney - Investment Manager Services The candidate... will primarily support the market unit's fund administration, fund accounting and distribution business with respect to a large, multi-manager mutual fund series trust sponsored by company. Will be responsible for a wide variety of regulatory and compliance matters under... the Investment Company Act of 1940,... including drafting and reviewing new fund registration statements, annual updates and proxy solicitation... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Investment Management The applicant will... interpret laws and regulations for the public and SEC inspection and enforcement staff; respond to "no-action" requests and requests for exemptive relief; review investment company and investment adviser... filings; review enforcement matters involving investment companies and advisers; and... develop new rules and amendments to adapt regulatory structures to new circumstances.... The candidate must possess a ... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Investment Management The candidate will... interpret laws and regulations for the public and SEC inspection and enforcement staff; respond to "no-action" requests and requests for exemptive relief; review investment company and investment adviser... filings; review enforcement matters involving investment companies and advisers; and... develop new rules and amendments to adapt regulatory structures to new circumstances.... Applicant must have a . from... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Investment Management The applicant will... interpret laws and regulations for the public and inspection and enforcement staff; respond to "no-action" requests and requests for exemptive relief; review investment company and investment adviser... filings; review enforcement matters involving investment companies and advisers; and... develop new rules and amendments to adapt regulatory structures to new circumstances.... Applicant must have a . degree fr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Staff Attorney, Division of Investment Management The candidate will... interpret laws and regulations for the public and SEC inspection and enforcement staff. Will respond to no-action requests and requests for exemptive relief. Review investment company and investment adviser... filings. Review enforcement matters involving investment companies and advisers. Develop... new rules and amendments to adapt regulatory structures to new circumstances.... The candidate must have a . de... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Junior to Mid-level Associate to join the Investment Management Practice Group. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Junior to Mid-level Associate to join the Investment Management Practice Group. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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