Investment Company Law Jobs in Pennsylvania

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Investment Company Law Jobs in Pennsylvania - Related Job Titles

United States
Full-time Experience : 4-6 yrs required

and international agreements, including investment fund distribution agreements, platform... partnership agreements, fund transfer documentation, and other fund-related contracts. - Understand how the contracts and negotiated terms fit into the company's broader fund operations and... business objectives. The company is willing t...

Full-time Experience : Min 7 yrs required

Title: Associate Managing Director and Assistant General Counsel, Corporate Transactions & Governance Job Responsibilities: - Support the corporate governance responsibilities of the group, including subsidiary and affiliated entity governance as well as network governance matters. - Advise on and execute a wide range...

Full-time Experience : 4-7 yrs required

LLC agreements, subscription agreements, private placement memoranda, and other ancillary documents for the company's closed end and evergreen... commingled funds and separately managed accounts. - Work in coordination with the structuring and product development teams to advise on structuring and c...

Full-time

contracts related to the company's subsidiary broker-dealers. - Research and... provide legal advice regarding broker-dealer and mutual fund distribution, including regulatory and compliance issues. - Communicate and interact with clients, outside counsel, service providers, and others regulatory developments impacting the company's subsidiary...

Full-time 1 views Experience : Min 15 yrs required

& Leadership - Partner with senior business, engineering, and technology leaders to develop and execute a global intellectual property strategy aligned with the company's innovation and business objectives. -... Drive the identification, protection, development, maintenance, exploitation, and optimization of the company's...

Full-time

contracts related to the company's subsidiary broker-dealers and other... advice and research to company business units concerning broker-dealer... and mutual fund distribution, addressing related regulatory and compliance issues. - Communicate with clients, outside counsel, service providers, and other stakeholders regarding contract...

Posted On Oct 05, 26
Full-time 1 views

Title: FINRA Enforcement Associates, Honors Program Job Responsibilities: Enforcement Associates in the Honors Program play a crucial role in assisting with investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. The position provides entry-level candidates with substantive...

Full-time 5 views Experience : 3-8 yrs required

one or more registered investment advisers that manage private... credit funds and other investment vehicles, including funds registered... under the Investment Company Act of 1940. -... issues arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures, conflicts...

Full-time Experience : 3-8 yrs required

one or more registered investment advisers that advise private... credit funds and other investment vehicles, including certain funds... registered under the Investment Company Act of 1940. -... matters arising under the Investment Advisers Act of 1940,... including governance, fiduciary obligations, disclosures,...

Full-time 2 views Experience : Min 8 yrs required

role in the Americas Law Department, providing transactional and... legal support to the Company's North American Region. Key... responsibilities include: - Leading and managing all phases of M&A transactions, encompassing due diligence, deal structuring, negotiation, documentation, and signing/closing. - Drafting, reviewing, and...

Full-time 2 views Experience : Max 1 yrs required

leading public companies, private equity firms, investment banks, and other business... clients. Their responsibilities will include: - Advising on critical and strategic transactions and business decisions. - Building a diverse portfolio of work involving mergers & acquisitions (M&A), securities, public and corpor...

Full-time 2 views Experience : 5-7 yrs required

Securities Senior Associate Job Responsibilities: The law firm is seeking a... senior-level associate to join its Corporate M&A and Securities Practice. The primary responsibilities of this position include: - Engaging in M&A and private equity transactions with a focus on acquisition agreements and...

Full-time 1 views Experience : 3-5 yrs required

Title: Estate and Trust Attorney Job Responsibilities: - Advise high-net-worth clients on all aspects of wealth planning, including gift, estate, and income taxation, charitable giving, trust administration, wealth transfer, and business succession matters. - Work closely with clients and their outside legal counsel...

Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required

Strategist II at the company, the primary responsibilities include... developing, consulting on, and implementing tax, estate, and financial plans for clients. The role involves collaboration with more senior planning resources on complex matters and specific subject matters. The Wealth Strategist...

Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required

Title: Wealth Strategist III Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients, including those of greater complexity. - Collaborates with other planning resources on specific subject matters of greater complexity and partners in the acquisition of...

Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required

Wealth Strategist Job Title: Senior Wealth Strategist Job Responsibilities: - Develop, consult on, and implement tax, estate, and financial plans for clients, including those of the greatest complexity. - Collaborate with other planning resources on specific subject matters of greatest complexity and partner in...

Full-time 1 views Experience : Min 6 yrs required

Monitor, interpret, and communicate developments in AI law and regulation both domestically... and internationally, and provide actionable guidance. - Develop internal policies, frameworks, agreement terms, and best practices to ensure compliance with applicable and emerging laws. - Develop and advise on indu...

Full-time 3 views Experience : Min 8 yrs required

Senior Commercial Counsel Job Responsibilities: - Lead and manage all phases of M&A transactions, including due diligence, deal structuring, negotiation, documentation, and signing/closing - Draft, review, and negotiate complex transaction documents, including purchase or sale agreements, TSAs, LOIs, NDAs, and ancillary closing documents -...

Full-time 1 views Experience : 10-15 yrs required

Title: Associate General Counsel, Fund Governance Job Responsibilities: - Serve as a strategic legal advisor on corporate governance matters, providing practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire,...

Posted On Sep 24, 26
Full-time Experience : 2-13 yrs required

Job OverviewA law firm seeks a senior-level... associate to join its Corporate M&A and Securities Practice in Philadelphia, PA. The ideal candidate will have extensive experience in M&A and private equity transactions, with a strong understanding of acquisition agreements and...

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