Junior Investment Adviser Regulatory Counsel Jobs in Philadelphia

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Junior Investment Adviser Regulatory Counsel Jobs in Philadelphia - Related Job Titles

United States
Full-time 2 views Experience : Min 4 yrs required

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... on fund formation, governance, regulatory compliance, and strategic initiatives. -... Partner with business leaders to shape new and existing products and collaborate on...

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Posted On Jul 14, 26
Full-time 5 views Experience : 2-13 yrs required

candidate will possess a strong understanding of federal securities laws and will work with a diverse range of clients, from small start-ups to large financial institutions, advising on fund structures and regulatory clients on cross-border... registration and regulatory examinations....

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Junior Investment Management and Real... Estate Capital Markets Associate The candidate should have a . degree. Must have 2-4 years of experience. Should preferably have 2+ years of strong experience with the establishment and representation of private investment funds and their advisers,... including both domestic and international private equity, real estate, VC, and hedge funds. Experience with Advisers Act regulatory matters, representing institutional investors... in private... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Junior Investment Management and Real... Estate Capital Markets Associate The candidate should have a . degree. Must have 2-4 years of experience. Should preferably have 2+ years of strong experience with the establishment and representation of private investment funds and their advisers,... including both domestic and international private equity, real estate, VC, and hedge funds. Experience with Advisers Act regulatory matters, representing institutional investors... in private... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Salary: Competitive salary depending on experience. Law Firm is looking for an Associate Attorney to join its Investment Management practice. The successful... candidate will draw on their experience working in-house at an investment management firm to provide... legal counsel to securities and investment management firms, investment advisers,... investment companies, private investment entities... and institutional investors. The Associate Attorney will be responsible for drafting... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Supervisory Attorney Adviser Duties: The candidate will... direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Will assign work taking into account skills and abilities of the staff and monitoring work performance. Operate or oversees inspections in regards to surveillance and or risk of IA/IC, BD and SRO's. Serve as a member of an examination team in an audit or examination program of a feder... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Supervisory Attorney Adviser Duties: The candidate will... join a team that is responsible for risk identification, data and analytical projects - both created within the Office of Risk Analysis and Surveillance and as part of larger Commission-wide work streams with internally created and commercially available products. Direct employees responsible for working and/or consulting with a variety of individuals in the conduct of legislated programs. Assign work taking i... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Junior to Mid-level Associate to... join the Investment Management Practice Group. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Junior to Mid-level Associate to... join the Investment Management Practice Group. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Junior to Mid-level Associate to... join the Investment Management Practice Group. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Junior to Mid-level Associate to... join the Investment Management Practice Group. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Seeking a Junior to Mid-level Associate to... join the Investment Management Practice Group. Candidate's... role will involve counseling top-tier securities and investment management firms on regulatory... matters under the federal securities, with particular focus on investment adviser registration and regulation,... the development of wrap and managed account programs, SEC examinations, corporate and transactional matters. Candidate must have an interest in and prior experience with in... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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