Legal Counsel Trading Jobs in Pennsylvania

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Legal Counsel Trading Jobs in Pennsylvania - Related Job Titles

United States
Full-time 1 views Experience : Min 6 yrs required

Title Regulatory and Compliance Attorney Job Responsibilities - Design, implement, and manage a comprehensive, enterprise-wide regulatory compliance program tailored to a high-volume, value retail environment. - Monitor, interpret, and advise on federal, state, and local regulations, including those administered by agencies such...

Full-time Experience : Min 3 yrs required

- Rulemakings and Releases Legal Review Job Responsibilities: As an Attorney... - Rulemakings and Releases Legal Review within the Division... Trading responsibilities will include: - Performing legal review of draft rulemakings,... and the Division. - Conducting legal research and engaging in... comprehensive legal interpretation and reasoning to......

Full-time

include: - Conducting complex investigations into potential violations of federal securities laws, focusing on market manipulation, insider trading, front-running, cherry picking, hack-to-trade... schemes, and violations by market-related entities such as broker-dealers, exchanges, and alternative trading systems. - Managing multiple complex... investigations...

Full-time Experience : Min 5 yrs required

Title: Capital Markets Senior Counsel Job Responsibilities: The Capital Markets Senior... Counsel plays a pivotal role... in providing legal advice and support to... the Fixed Income research, trading, and portfolio management teams... and Europe. The Senior Counsel collaborates closely with Compliance,... Risk,...

Full-time Experience : Min 10 yrs required

Job Title: Counsel I (F15), Counsel II... (F17), or Counsel III (F18) Job Responsibilities: - Provide... data use. - Advise on legal obligations concerning data privacy... and cybersecurity, including GLBA, FCRA, NY DFS Cybersecurity Regulation, evolving AI regulation, and other federal and state...

Full-time

Job Title: Legal Contracts and Compliance Specialist Job... other complex agreements. - Provide legal advice and research to... company business units concerning broker-dealer and mutual fund distribution, addressing related regulatory and compliance issues. - Communicate with clients, outside counsel, service providers, and other......

Full-time 9 views

Federal Public Defender for the Western District of Pennsylvania is accepting applications for the position of Assistant Federal Public Defender (AFPD). This position is open to candidates interested in working out of our Pittsburgh office or one of our branch...

Full-time

Job Title: Counsel Job Responsibilities: - Draft, review,... and negotiate all contracts related to the company's subsidiary broker-dealers. - Research and provide legal advice regarding broker-dealer and... mutual fund distribution, including regulatory and interact with clients, outside counsel, service providers, and others......

Full-time 1 views Experience : Min 15 yrs required

Assistant Chief Intellectual Property Counsel Job Title: Assistant Chief Intellectual... Property Counsel Job Responsibilities: Intellectual Property Strategy &... Leadership - Partner with senior business, engineering, and technology leaders to develop and execute a global intellectual property strategy aligned with the company's innovation and business...

Posted On Oct 05, 26
Full-time 1 views

assisting with investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. The position provides entry-level candidates with substantive hands-on legal experience, focusing on investigating,... litigating, and writing. The job includes: - Working directly with seni...

Full-time 1 views Experience : Min 12 yrs required

Job Title: Senior Legal Counsel Job Responsibilities: The Senior Legal... Counsel acts as a... deputy to the General Counsel, partnering with senior leaders... leading complex, high-value commercial transactions and partnerships, while managing legal, regulatory, compliance, and reputational... risks in a highly regu...

Full-time Experience : Min 5 yrs required

Regulatory Counsel Job Title: Regulatory Counsel Job Overview:... to join the Regulatory Counsel Team within the Compliance... is responsible for providing legal and regulatory guidance to... and interacts closely with trading, technology, operations, and legal... teams, as well as... with external regulators...

Full-time Experience : Min 1 yrs required

Title: Junior Attorney - EXAMS Job Responsibilities: The Junior Attorney - EXAMS position within the Division of Examinations involves a range of responsibilities aimed at protecting investors, ensuring market integrity, and supporting responsible capital formation. The primary duties include: - Participating in and...

Full-time Experience : Min 5 yrs required

Counsel Team Job Responsibilities: - Provide legal and regulatory guidance to... trading, technology, operations, and legal teams, as well as... personnel about regulatory requirements concerning securities, commodities, and swaps, with a focus on trading and market-related matters. - Assess... new regulations, determine th...

Posted On Oct 02, 26
Full-time 15 views

Federal Public Defender for the Western District of Pennsylvania is accepting applications for the position of Assistant Federal Public Defender (AFPD). This position is open to candidates interested in working out of our Pittsburgh office or one of our branch...

Full-time Experience : 2-5 yrs required

Associate Counsel Job Title: Associate Counsel, Securities &... Corporate Governance Job Responsibilities: - Provide legal counsel on . securities... laws,... Forms 10-K, 10-Q, and 8-K. - Advise on corporate governance matters, executive compensation, insider trading compliance, and Board-related activities,... including preparing and maintaining materials. - Moni...

Full-time Experience : Min 2 yrs required

contact for clients, advocating for them zealously, and advising them with honesty and empathy - Develop and execute case strategies based on sound legal research and analysis -... Represent clients in court proceedings - Collaborate with colleagues and support st...

Full-time 1 views Experience : Min 10 yrs required

Job Title: Corporate Counsel (Business Development & Regulatory) Job... Development Support: The Corporate Counsel will act as the... primary legal advisor for national customer... agreements, including Master Service Agreements (MSAs), Pilot/Testing Agreements, and Hardware-as-a-Service (HaaS) contracts, particularly for chain restaurants and...

Full-time 1 views Experience : Min 2 yrs required

the primary point of contact for clients, advocating zealously and advising with honesty and empathy - Develop and execute case strategies based on sound legal research and analysis - Represent... clients in court proceedings - Collaborate with colleagues and support staff without unnecessa...

Full-time 4 views Experience : 4-7 yrs required

Job Title: Legal Counsel Job Responsibilities: - Draft, review,... broad range of commercial legal matters, providing clear and... pragmatic advice to business stakeholders. - Maintain and enhance contract templates, playbooks, and negotiation guidelines for . operations. - Support contracting compliance with relevant . federal,...

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