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Mid Level Bank Regulatory Counsel Jobs in Pennsylvania

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Mid Level Bank Regulatory Counsel Jobs in Pennsylvania - Related Job Titles

Associate Counsel
United States
Posted On Sep 28, 26
Full-time 5 views Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve as... the Investment Company Act of 1940. - Provide legal support on issues arising under the Investment Advisers Act of 1940, including governance, fiduciary obligations, disclosures, conflicts of interest, regulatory filings, SEC examinations, a......

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Posted On Sep 28, 26
Full-time Experience : 3-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve as... under the Investment Company Act of 1940. - Provide legal support on matters arising under the Investment Advisers Act of 1940, including governance, fiduciary obligations, disclosures, conflicts of interest, regulatory filings, SEC examin...

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Posted On Sep 23, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension Privacy spouse title

Title: Wealth Strategist III Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients, including those of greater complexity. - Collaborates with other planning resources on specific subject matters of greater complexity and partners in the acquisition of...

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Posted On Sep 15, 26
Full-time 3 views Experience : Min 5 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
banking family finance FINRA Insurance insurance coverage Litigation LLC Partnership pleadings Securities wealth management
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
banking family finance FINRA Insurance insurance coverage Litigation LLC Partnership pleadings Securities wealth management

Job Title Assistant General Counsel Job Responsibilities Litigation, Arbitration &... case strategy, budgeting, and coordination with outside counsel, insurance brokers, and carriers.... - Handle pre-litigation disputes, assessing exposure early and driving matters toward efficient resolution. - Review pleadings, statements of claim/answ...

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Posted On Sep 21, 26
Full-time 13 views Experience : 3-7 yrs required
Practice Area:
Finance - General Finance - Project Finance Finance - Banking Finance - Public Finance Finance - Structured Finance
Job Tags:
Affirmative Action agreements banking Commercial Lending contracts corporate trust escrow family finance Financial Institutions Government Insurance Letters of Credit structured finance
Practice Area:
Finance - General Finance - Project Finance Finance - Banking Finance - Public Finance Finance - Structured Finance
Job Tags:
Affirmative Action agreements banking Commercial Lending contracts corporate trust escrow family finance Financial Institutions Government Insurance Letters of Credit structured finance

Job Title: Director, Managing Counsel - Issuer Services (Corporate... Trust, Credit Services and Global Payments and Trade) Job Responsibilities: - Advise on all aspects of corporate trust, commercial lending, and global payments and trade transactions, including products, programs, platforms, processes, and related...

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Posted On Sep 24, 26
Full-time 49 views Experience : 2-4 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - General
Job Tags:
agreements contracts data security family financial services regulatory information technology Insurance LLC marketing Privacy

provide credit card or bank account information, or perform... any sort of monetary transaction. Learn more. By applying to a job using CareerBuilder you are agreeing to comply with and be subject to the CareerBuilder Terms and Conditions for...

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Posted On Sep 21, 26
Full-time 5 views Experience : Min 5 yrs required
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities
Practice Area:
Finance - Structured Finance Finance - Banking Finance - Financial Services Regulation Finance - General
Job Tags:
Affirmative Action agreements Capital Markets family finance Insurance lending Securities

Title: Senior Vice-President/Counsel - Global Markets and Treasury Services Job Responsibilities: The role of Senior Vice-President/Counsel in the Global Markets and Treasury Services Team involves a variety of responsibilities aimed at supporting business colleagues and contributing to the legal functions of...

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Posted On Sep 21, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title
Practice Area:
Estate & Tax Planning
Job Tags:
child criminal Financial Industry Regulatory Authority FINRA Insurance Investment Banking licensing pension spouse title

Title: Wealth Strategist II Job Responsibilities: - Develops, consults on, and implements tax, estate, and financial plans for clients. - Collaborates with more senior planning resources on complex matters and specific subject matters. - Partners in acquiring new clients and works to retain, expand,...

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Posted On Sep 16, 26
Full-time 10 views Experience : Min 3 yrs required
Practice Area:
Insurance Coverage Insurance Defense - General Professional Liability Defense Litigation - Financial Services - Defense Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime Data Protection directors equity Financial Institutions Insurance Litigation marketing PERM professional liability
Practice Area:
Insurance Coverage Insurance Defense - General Professional Liability Defense Litigation - Financial Services - Defense Insurance - Regulatory & Compliance Personal Injury Defense
Job Tags:
crime Data Protection directors equity Financial Institutions Insurance Litigation marketing PERM professional liability

insurers and the London market. - Engage in litigation and dispute resolution in various insurance lines of coverage, including financial institutions, directors & officers' liability, management liability (both public and private entity), professional liability, bank liability, crime, fidelity, product... recall, miscell...

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Posted On Sep 16, 26
Full-time 15 views Experience : 5-10 yrs required
Practice Area:
Data Privacy - Litigation Litigation - General (consumer) Litigation - Consumer Finance- Defense
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act
Practice Area:
Data Privacy - Litigation Litigation - General (consumer) Litigation - Consumer Finance- Defense
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act

cases and making court appearances. The role involves managing others within the team, providing regulatory guidance, and assisting with... investigations initiated by government agencies. The associate will be engaged in handling matters related to consumer finance and privacy laws, incl...

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Posted On Sep 16, 26
Full-time 13 views Experience : 5-10 yrs required
Practice Area:
Litigation - General (consumer) Litigation - Consumer Finance- Defense Finance - Financial Services Regulation
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act
Practice Area:
Litigation - General (consumer) Litigation - Consumer Finance- Defense Finance - Financial Services Regulation
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act

Title: Consumer Financial Services Career Associate - Multiple Offices Job Responsibilities: The Consumer Financial Services Career Associate will be responsible for managing and handling business litigation matters with a focus on consumer financial services. The role involves independent case management and appearances,...

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Posted On Sep 16, 26
Full-time 19 views Experience : 5-10 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - Banking
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act
Practice Area:
Finance - Financial Services Regulation Finance - Banking
Job Tags:
commercial litigation consumer finance Credit Repair debt collection Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Financial Institutions Government lending Litigation payment processing privacy laws TCPA Telephone Consumer Protection Act

Title: Consumer Financial Services Career Associate Job Responsibilities: - Manage and independently handle cases in the Consumer Financial Services practice area. - Represent clients, particularly financial institutions, in business litigation matters. - Defend cases under federal acts such as the Fair Credit Reporting Act...

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Posted On Sep 16, 26
Full-time Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Title: Consumer Financial Services Regulatory Associate Job Responsibilities: - Engage in... regulatory counseling and compliance advisory... finance matters. - Provide legal counsel and assistance with federal... and state consumer protection laws as they apply to credit (primarily non-mortgage) and payment products. - Advise fintech...

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Posted On Sep 16, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Title: Consumer Financial Services Regulatory Associate Job Responsibilities: - Provide regulatory... counseling and compliance advisory... apply to credit and payment products, primarily focusing on non-mortgage products. - Counsel fintech companies, card issuers,... program managers, and financial institutions on compliance with consumer protection regulations....

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Posted On Sep 16, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Title: Consumer Financial Services Regulatory Associate Job Responsibilities: - Provide regulatory... counseling and compliance advisory... work across a broad range of consumer finance matters. - Advise fintechs, card issuers, program managers, and financial institutions on federal and state consumer protection laws as they...

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Posted On Sep 16, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
banking consumer finance consumer protection Consumer Protection Laws debt collection Financial Institutions financial services regulatory government investigations lending licensing UDAAP

Title: Consumer Financial Services Regulatory Associate Job Responsibilities: - Provide regulatory... counseling and compliance advisory... work across a wide range of consumer finance matters. - Advise on federal and state consumer protection laws, particularly as they apply to non-mortgage credit and payment products. -...

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Posted On Sep 08, 26
Full-time 12 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Public Finance
Job Tags:
agreements banking Commercial Law contracts Corporation due diligence escrow Harassment lending licensing agreements Litigation pleadings Public Finance Securities Software title UCC
Practice Area:
Corporate - Securities and Capital Markets Corporate - Compliance Finance - Banking Finance - Public Finance
Job Tags:
agreements banking Commercial Law contracts Corporation due diligence escrow Harassment lending licensing agreements Litigation pleadings Public Finance Securities Software title UCC

Position Title: Corporate Counsel Job Responsibilities: The primary responsibilities for... the Corporate Counsel position involve providing legal... counsel and guidance on complex... legal, regulatory, and risk matters related... to a public company in the financial services industry. The incumbent will: - Review, draft,...

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Posted On Sep 01, 26
Full-time 18 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Capital Markets CCPA corporate governance due diligence equity Financial Institutions Insurance Privacy private equity regulatory compliance Securities

responsible for a range of activities related to capital markets transactions. The associate will work with issuers, investment banks, investors, and other market participants in debt, equity, and structured transactions. Additionally, the associate will assist investment banks with regulatory compl...

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Posted On Aug 23, 26
Full-time 41 views Experience : 2-8 yrs required
Practice Area:
Real Estate - Residential Transactions Real Estate- Commercial Transactions
Practice Area:
Real Estate - Residential Transactions Real Estate- Commercial Transactions

Overview:A well-established law firm is seeking an experienced Real Estate Associate Attorney to handle a wide range of legal matters related to residential and commercial transactions, banking, finance, and corporate law. The ideal candidate will have a strong background in...

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Employment Status

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