Mid Level Chief Regulatory Counsel Jobs in Philadelphia

## In-House Counsel - Compliance & Data... Privacy - (Flexible Schedule) **Job Summary** read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President, Chief Compliance Officer. Duties: Will... ensure that Lincoln Financial Network (2 dually registered broker/dealers and registered investment advisors plus two life insurance distribution channels) is in compliance with all federal and state laws governing the distribution of financial plans, life and annuity products, securities and investment advisory services. Operate with minimal direction from senior management. Maintain a compliance program to satisfy over... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel III - BSA /... AML The candidate will work closely with the Chief BSA/AML Compliance and will... have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML... laws to existing and new financial products/services. Assist in AML reviews related to M&A activity. Monitor new and revised BSA/AML laws/regulations, including changes to OFAC sanctions programs, provide comments as appropriate, and counsel on... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Director of Patient Affairs The candidate supports the Director of the Office of Patient Affairs (OPA) and the Office of Regulatory Affairs (RA) with Service... Excellence/Patient Satisfaction and Clinical Risk Reduction initiatives including, but not limited to increasing the effectiveness of an early warning and intervention system and implementation of focused, programmatic risk reduction strategies through read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

(Senior) Vice President/Chief Legal Officer The candidate will provide legal advice on all corporate matters relating to structure, compliance, and complaint, as well as legal policy internally and released to the general public. Will provide advices and support to different business lines on how to minimize legal risks by advising officers and board members on any major legal and regulatory issues the company confronts.... Communicate and work with regulators at both a state a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

(Senior) Vice President/Chief Legal Officer The candidate will provide legal advice on all corporate matters relating to structure, compliance, and complaint, as well as legal policy internally and released to the general public. Will provide advices and support to different business lines on how to minimize legal risks by advising officers and board members on any major legal and regulatory issues the company confronts.... Communicate and work with regulators at both a state a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

(Senior) Vice President / Chief Compliance Officer The candidate... will be responsible for leading corporation compliance efforts, designing and implementing internal controls, policies and procedures to assure compliance with applicable local, state and federal laws and regulations, as well as international laws. In addition, will be managing audits and investigations into regulatory and compliance matters. Supervise,... monitor and oversee compliance programs for all business l... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Chief Legal Officer Duties: Perform... legal due diligence for merger and acquisition transactions. Work with business lines to create new products and designs while ensuring regulatory compliance. Overseeing and supervising... legal department processes. Reporting to the CEO and Board of Directors with regard to the legal affairs of the corporation. Communicating and working with regulators at both a state and federal level. Analyzing and drafting new... rules and regulations in the... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Vice President / Chief Compliance Officer The candidate... will be responsible for leading corporation compliance efforts, designing and implementing internal controls, policies and procedures to assure compliance with applicable local, state and federal laws and regulations, as well as international laws. Will also be managing audits and investigations into regulatory and compliance matters. Supervise,... monitor and oversee compliance programs for all business lines in th... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Regulatory Counsel The candidate will... assist the Chief Compliance Officer in the... representing the firm on regulatory matters and be responsible... for the enhancement and maintenance of internal policies and procedures in connection with FINRA and SEC requirements. Must have 6+ years of experience dealing with compliance and regulatory issues in the investment... management industry (fixed income or private equity), and with familiarity with SEC regulations. Will oversee regulator... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here