10 Senior Investment Adviser Investment Management Attorney Jobs Jobs in Pennsylvania

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Oct 09, 26

Full-time Experience : Min 5 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Title: Capital Markets Senior Counsel Job Responsibilities: The Capital Markets... Senior Counsel plays a pivotal... role in providing legal advice and support to the research, trading, and portfolio management teams at the company.... Kingdom, and Europe. The Senior Counsel collaborates closely with......

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Philadelphia, PA

In-House • **Members Only** Philadelphia, PA

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Posted On Sep 28, 26

Full-time 5 views Experience : 3-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve... one or more registered investment advisers that manage private... credit funds and other investment vehicles, including funds registered... under the Investment Company Act of 1940. -... issues arising under the Investment Advisers Act of 1940,......

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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney / Finance - General Attorney in Pittsburgh, PA

In-House • **Members Only** Pittsburgh, PA

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Posted On Sep 28, 26

Full-time Experience : 3-8 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

Job Tags:

agreements asset management banking Capital Markets child corporate governance Corporation criminal Ethics fiduciary Financial Industry Regulatory Authority Financial Institutions FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy regulatory compliance spouse title

Job Title: Senior Counsel--Investment Advisor Job Responsibilities: - Serve... one or more registered investment advisers that advise private... credit funds and other investment vehicles, including certain funds... registered under the Investment Company Act of 1940. -... matters arising under the Investment Advisers Act of 1940,......

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 16, 26

Full-time 1 views Experience : 10-15 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

corporate governance Corporate Law directors fiduciary Investment Advisers Act of 1940 investment management special projects Visa

providing practical advice to trustees, directors, senior executives, and other stakeholders... regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes. - Hire, evaluate, and supervise staff, providing guidance and training as necessary to develop team members. Set performance standard...

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Finance - Financial Services Regulation Attorney / Finance - General Attorney in Philadelphia, PA

Law Firm • **Members Only** Philadelphia, PA

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Posted On Sep 14, 26

Full-time 5 views Experience : 3-7 yrs required

Practice Area:

Finance - Financial Services Regulation Finance - General

Job Tags:

asset management blockchain Financial Institutions Investment Company Act securities laws

recognized as a leading adviser to financial services firms,... asset managers, and investment funds. The associate will... be responsible for representing clients ranging from small start-up and boutique operations to some of the world’s largest financial institutions. The key responsibilities...

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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney / Corporate - General Attorney in Philadelphia, PA

Law Firm • **Members Only** Philadelphia, PA

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Posted On Sep 06, 26

Full-time 3 views Experience : Min 7 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

Job Tags:

family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

Job Title: Corporate Attorney Job Responsibilities: The Corporate Attorney will... join the to the development and management of private equity and... private real estate investment fund formation. The attorney... will be responsible for: -... Securities Act of 1933, Investment Advisers Act of 1940,......

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Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Malvern, PA

In-House • **Members Only** Malvern, PA

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Posted On Sep 07, 26

Full-time 2 views Experience : Min 4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

agreements fund formation Government regulatory compliance Regulatory Law special projects Visa

Title: Legal Counsel - Investment Company Act of 1940 Job... matters related to the Investment Company Act of 1940. -... Advise on fund formation, governance, regulatory compliance, and strategic initiatives. - Partner with business leaders to shape new and existing products and collaborate...

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Data Privacy - Transactional Attorney / Corporate - Technology Transactions Attorney / Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - General Attorney / Corporate - Compliance Attorney / Corporate - Contract Law

In-House • **Members Only** King of Prussia, PA

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Posted On Jul 29, 26

Full-time 2 views Experience : Min 3 yrs required

Practice Area:

Data Privacy - Transactional Corporate - Technology Transactions Corporate - Asset/Investment Management Corporate - M&A Corporate - General Corporate - Compliance Corporate - Contract Law Intellectual Property - General IP_ - Trademark/Copyright-Transaction Intellectual Property - Trademark/Copyright - Litigation

Job Tags:

agreements artificial intelligence Case Law Commercial Contracts contracts corporate governance Cybersecurity data privacy emerging technologies Employment Law Insurance Intellectual Property Investment Advisers Act of 1940 IP Litigation Mergers and Acquisitions Partnership partnerships Privacy Securities Securities Act of 1933 securities laws technology transactions wealth management

Title: Legal Counsel Job Responsibilities: - Provide legal advice, support, counsel, and direction to the company regarding legal affairs and compliance and risk issues affecting wealth technology businesses. - Engage in contract review, negotiation, and drafting; counsel company personnel on business, technology, privacy,...

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Associate Attorney

Recruiter • **Members Only** Glen Mills, PA

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Posted On Sep 03, 26

Full-time Experience : 1-8 yrs required

Practice Area:

Corporate - Compliance Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General

seeks a motivated Associate Attorney in Glen Mills, PA.... clients such as Registered Investment Advisers, Private Fund Managers,... and Business Owners on various legal and regulatory and review legal contracts, including LP & GP agreements and advisory on...

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