Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investment Management Group Paralegal The duties of... the applicant include: Preparation of regulatory filings for mutual funds with the SEC, including editing of prospectuses and statements of additional information, coordinating production of EDGAR copy with financial printer and review of EDGAR filing, review and edit of printer's proofs and coordinating print process. Preparation and distribution of board meeting materials, including drafting Board meeting minutes and re... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
assistant The candidate will prepare regulatory filings for mutual funds with the SEC, including editing of prospectuses and statements of additional information, coordinating production of EDGAR copy with financial printer and review of EDGAR filing, review and edit of printer's proofs and coordinating print process. Prepare and distribution of board meeting materials, including drafting board meeting minutes and resolutions. Review of regulatory reporting forms (incl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Group Paralegal. The incumbent will be... responsible for the preparation of regulatory filings for mutual funds with the SEC, including editing of prospectuses and statements of additional information, coordinating production of EDGAR copy with financial printer and review of EDGAR filing, review and edit of printer's proofs and coordinating print process. Preparation and distribution of Board meeting materials, including drafting Board meeting minutes an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Group Paralegal - Job duties include... preparation of regulatory filings for mutual funds with the SEC, including editing of prospectuses and statements of additional information; coordinating production of EDGAR copy with financial printer and review of EDGAR filing; review and edit of printer's proofs and coordinating print process; preparation and distribution of Board meeting materials, including drafting Board meeting minutes and resolutions; review o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Administration Specialist. Corporate house in Philadelphia seeks a Regulatory Adminstration Specialist for Regulatory Administration department. Applicants should have paralegal experience in drafting corporate... goverance documents, required disclosure documents for mutual funds. Prior experience as a paralegal in a law firm... specializing in 1940 Act or securities law... or in-house experience as a mutual fund administrator essential. Should be highly organized with su... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Sr. Paralegal The candidate will assist... with registration statement changes/updates. Assist with preparation of product filings with the SEC. Work independently and with other team members to support a diverse client base. Coordinate with business areas to gather necessary documents and other information to prepare and file reports required by regulatory agencies. Conduct legal research on state and federal securities laws. Assist in drafting and maintenance of prospectuses,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Supervisor The candidate will... identify appropriate paralegal to handle the tasks... based on expertise and experience. Will work closely with Managing Counsels in Pittsburgh and New York on the day-to-day workflow and running of the Paralegal staff, while serving as... the primary liaison to attorneys, employees and outside counsel. Ensure paralegals are assigned to appropriate teams and/or Mutual Fund groups. Step in when additional help is required at peak times by tem... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Examiner The candidate will perform periodic compliance monitoring and testing of the policies and procedures governing. Analyze various policies, procedures and processes to ensure compliance with applicable regulations including: records of soft dollar transactions; allocation of trades to selling brokers; borrowing policies and procedures bank line of credit and interfund lending; asset segregation policy; restricted and illiquid securities; advisory policies a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Examiner The candidate will perform periodic compliance monitoring and testing of the policies and procedures governing. Analyze various policies, procedures and processes to ensure compliance with applicable regulations including: records of soft dollar transactions. Allocation of trades to selling brokers. Borrowing policies and procedures (bank line of credit and inter fund lending). Asset segregation policy. Restricted and illiquid securities. Advisory policie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Administrator Duties: Work with clients, portfolio managers, sales representatives and senior management to establish new funds/relationships. Review contract language, prospectuses and other shareholder disclosure documents. Work with Federated legal staff, portfolio managers and clients to ensure accuracy and clarity of relationship. Work with clients, portfolio managers and traders to develop and implement appropriate compliance procedures. Identify potential issues... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here