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Broker Dealer Jobs in Oradell

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United States
Posted On Aug 26, 26
Full-time 1 views Experience : 3-7 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Purchase and Sale (Commercial) Real Estate - Finance Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants

Title: Real Estate/Leasing Attorney Job Responsibilities: - Manage all legal matters for a large commercial real estate development. - Negotiate, draft, and revise a high volume of retail tenant leases, real estate documents, financing documents, and all related agreements. - Communicate with leasing agents...

Posted On Aug 27, 26
Full-time 6 views Experience : 3-7 yrs required
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Finance Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements entertainment financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants Water
Practice Area:
Real Estate - Leasing Real Estate - Development/ Dirt law Real Estate - Finance Real Estate - Purchase and Sale (Commercial) Real Estate - General
Job Tags:
agreements brokers commercial real estate construction agreements entertainment financing documents Harassment Insurance lease leasing Litigation marketing agreements purchase and sale agreements tenants Water

Title: Real Estate/Leasing Attorney Job Responsibilities: - Manage all legal matters related to a large commercial real estate development, which includes negotiating, drafting, and revising a high volume of real estate documents, financing documents, tenant leases, and related agreements. - Communicate with leasing...

Posted On Aug 11, 26
Full-time 4 views Experience : 8-15 yrs required
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title
Practice Area:
Bankruptcy – Restructuring (Chap. 11) Bankruptcy-General Finance - Financial Services Regulation Finance - General
Job Tags:
banking Bankruptcy family Financial Restructuring FINRA FLSA Insolvency Insurance licensing pension restructuring Securities title

Executive Director, Associate General Counsel Job Responsibilities: The Executive Director, Associate General Counsel serves as a senior legal advisor supporting legal and regulatory matters impacting the financial market infrastructure businesses of the company. This role involves addressing issues related to risk management,...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

sales channel for the retail investment business. - Act as legal counsel for banking products distributed through the company’s wealth management, focusing on the intersection of retail/consumer bank and broker-dealer products and services. - Provide... ongoing, strategic advice and guidance on a...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: As a Principal Risk Monitoring Analyst within the organization, you will play a critical role in ensuring the integrity and protection of . securities markets. Your primary responsibilities include: - Lead Risk Assessments: Conduct sophisticated risk...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Blockchain Technology Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 2 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves...

Posted On Sep 21, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
Affirmative Action banking consumer protection Expedited Funds Availability Act family finance Insurance lending Partnership partnerships Privacy UDAAP
Job Tags:
Affirmative Action banking consumer protection Expedited Funds Availability Act family finance Insurance lending Partnership partnerships Privacy UDAAP

Title: Senior Vice President, Consumer Compliance Officer – Global Payments & Trade Job Responsibilities: - Independently contribute to compliance efforts focusing on consumer banking while collaborating with multiple assigned business teams. - Assist business teams in ensuring compliance with BaaS industry best...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 11, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence plays a crucial role within the Strategic Intelligence team of the Risk & Intelligence department at the organization. The primary responsibilities of the Director include: - Serving as a...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 15, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Strategic and Threat Intelligence Job Responsibilities: 1. Strategic Planning, Leadership, and Stakeholder Engagement: - Serve as a key member of senior management and a strategic advisor to business stakeholders, providing leadership and direction on regulatory oversight, emerging risks, and...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 15, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family financial products FINRA Insurance invention Securities Software spouse

Title: Vice President, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a key member of senior management and strategic advisor to business stakeholders, providing critical leadership and strategic direction on regulatory oversight, emerging risks, and intelligence-driven initiatives. - Drive strategic discussions,...

Posted On Sep 24, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing
Job Tags:
AML crime criminal emerging technologies finance Financial Institutions fraud Government Immigration Insurance Money Laundering Mutual Funds OFAC public sector Software terrorist financing

Title: Manager - Anti-Money Laundering - Financial Crime and Fraud Job Responsibilities: As an Anti-Money Laundering (AML) Manager, the primary responsibilities involve aiding clients in mitigating risks associated with money laundering, terrorist financing, and sanctions violations. The manager is tasked with...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessments and developing regulatory strategies. The role involves conducting continuous qualitative research into market conditions and developments and managing an analyst...

Posted On Jul 26, 26
Full-time 1 views Experience : Min 7 yrs required
Job Tags:
construction general liability Harassment health insurance Insurance Personal Property Pollution trials
Job Tags:
construction general liability Harassment health insurance Insurance Personal Property Pollution trials

Title: Senior Claim Director - Westchester Casualty Job Responsibilities: The Senior Claim Director is tasked with investigating, adjusting, and driving the resolution of high exposure and high-risk claims while maintaining a high standard of customer service and claim file quality. This...

Posted On Sep 08, 26
Full-time 9 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management
Practice Area:
Finance - Financial Services Regulation Fintech & Blockchain Finance - General
Job Tags:
civil litigation due diligence enforcement proceedings Financial Institutions FINRA health benefits hedge funds M&A NASDAQ private equity regulatory compliance securities laws stock options Venture Capital wealth management

Associate General Counsel – Broker-Dealer Regulatory Compliance Job Responsibilities: The... primarily focusing on the broker-dealer and custodial platform business,... while also supporting the investment advisory business. The role involves serving as a strategic partner to senior leadership, shaping legal and r...

Posted On Sep 07, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
acquisitions Financial Institutions FINRA licensing mergers Securities Securities Exchange Act of 1934 securities laws stage
Practice Area:
Administrative Law Government - General
Job Tags:
acquisitions Financial Institutions FINRA licensing mergers Securities Securities Exchange Act of 1934 securities laws stage

Associate - Financial Institutions (Broker-Dealer, Regulatory & Enforcement) Job Responsibilities: The... advice and support to broker-dealers, investment banks, and other... financial institutions. The key responsibilities include: - Advising clients on regulatory obligations under the Securities Exchange Act of 1934, FINRA rules, and related...

Posted On Sep 15, 26
Full-time 1 views Experience : 2-8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Practice Area:
Corporate - Securities and Capital Markets Corporate - General

least three years of experience advising broker-dealers and financial services clients... on regulatory matters. This role involves significant client interaction and the opportunity to work on high-profile matters for leading financial broker-dealers and financial institutions on... regulatory obligations...

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