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Financial Industry Regulatory Authority Jobs in Diamond Bar

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United States
Posted On Sep 27, 26
Full-time 1 views Experience : 5-7 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance pension spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance pension spectrum Taxation

Job Title: Financial Services - State and... which is a rapidly growing practice. Your primary responsibilities will involve advising on regulatory changes, assessing and supporting... compliance and reporting needs for both public and private entities. You will develop and impleme...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency
Practice Area:
Finance - Financial Services Regulation Finance - General
Job Tags:
acquisitions AML banking chartering Consumer Protection Law financial services regulatory FinCEN health insurance Insurance licensing mergers Partnership virtual currency

Job Title: Financial Services Regulatory & Compliance... Level) Job Responsibilities: The Financial Services Regulatory & Compliance... the banking and fintech industry on a global scale.... on a variety of regulatory matters, including but not... limited to: - Licensing and chartering...

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Posted On Jul 20, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements Capital Markets Civil Rights Controlled Substances corporate transactions criminal due diligence emerging company family federal government fraud and abuse Government government enforcement healthcare regulatory Joint Ventures life sciences M&A Medicaid Medicare Mergers and Acquisitions Privacy private equity Securities spectrum state government Venture Capital
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
agreements Capital Markets Civil Rights Controlled Substances corporate transactions criminal due diligence emerging company family federal government fraud and abuse Government government enforcement healthcare regulatory Joint Ventures life sciences M&A Medicaid Medicare Mergers and Acquisitions Privacy private equity Securities spectrum state government Venture Capital

Corporate - Healthcare – Regulatory Job Responsibilities The role... Practice, focusing on healthcare regulatory matters. Key responsibilities include:... health and technology providers, private equity, investment banks, venture capital firms, and other industry stakeholders on regulatory counseling,... fraud and abuse... compl...

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Posted On Sep 27, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance pension spectrum Taxation
Job Tags:
asset management banking Capital Markets construction family finance Financial Institutions Insurance pension spectrum Taxation

Job Title: Financial Services - State and... revolve around advising on regulatory changes and supporting compliance... and reporting needs for both public and private entities. This involves developing and implementing strategies, operating models, and compliance frameworks to manage indirect taxes...

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Posted On Sep 03, 26
Full-time 1 views Experience : 10-10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy
Practice Area:
Corporate - Securities and Capital Markets Corporate - Technology Transactions Corporate - General
Job Tags:
agreements blockchain Capital Markets cryptocurrency derivatives developers finance Financial Institutions ISDA lending NYSE partnerships Privacy

Title: Senior Counsel, Transactions (Capital Markets) Job Responsibilities: As a Senior Counsel, Transactions (Capital Markets) at the company, you will play an essential role in handling complex commercial transactional work, supporting the company's global capital markets business, which includes crypto exchanges, digital...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation

highly complex professional liability claims, requiring specialized technical expertise and coordination. This involves verifying policy coverage, conducting investigations, developing resolution strategies, and authorizing disbursements within authority limits. - Ensure exceptional... customer service by managing all aspects of the claim, interact...

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Posted On Sep 01, 26
Full-time 3 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

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Posted On Aug 20, 26
Full-time 1 views Experience : 3-20 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General
Practice Area:
Finance - Financial Services Regulation Finance - General

firm seeks a senior-level Financial Services Regulatory and Compliance... working with clients in the banking and fintech industries on regulatory matters including licensing, product... development, and clients before . federal regulators and state guidance on financial se...

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