Financial Industry Regulatory Authority Jobs in Fuquay Varina

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Posted On Jul 19, 26
Full-time 1 views Experience : 6-8 yrs required

Responsibilities: - Participate in mock regulatory examinations and compliance program... to ensure compliance with regulatory requirements. - Provide compliance assistance... and advice to clients, including those advising private funds and registered products. - Lead complex projects and develop client relationships, as well as...

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Paralegal The candidate will be assisting attorneys with preparing and filing necessary documents for state blue sky securities' registrations and SEC filings. Will also be responsible for maintaining corporate record books for corporate clients. Should have a Bachelor’s degree and/or Paralegal Certificate. Must have 5 years of finance experience. Experience in a law firm, legal department or professional services organization essential. Proficiency in MS Word, Exc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Finance Origination Officer - Junior Banker The candidate will collaborate with Heads of Public Finance and Municipal Sales and Trading to establish strategy and logical tactics for the generation of business. Assist in originating and overseeing successful execution of new issues with investment banking preferably have Bachelors degree,in Finance, Accounting or Economics or comparable education and related training required. 3+ years of securities indu... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Manager, Unclaimed Property **Company** is seeking an experienced SALT Senior Manager, Unclaimed Property to join our team. This is an exciting opportunity to work with a wide variety of clients and industries while developing your career. The ideal candidate will have a strong background in tax and/or accounting and an in-depth understanding of unclaimed property compliance and consulting. ## Job Summary The SALT Senior Manager, Unclaimed Property, is respons... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Job Title: Contract Specialist Department: Department Of Agriculture Agency: Natural Resources Conservation Service Job Announcement Number: NC-366124-BD Salary Range: $48, - $48, /year Series & Grade: GS-1102-09 Promotion Potential: 09 Open Period: Wednesday, July 14, 2010 to Wednesday, August 04, 2010 Position Information: Full Time Career/Career Conditional Duty Locations: 1 vacancy - Raleigh, NC Who May Be Considered: United States Citizens Job... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

SSU & Regulatory Specialist I, II or... Sr. Location US, Raleigh 3201, NC Job ID 12631 Area of Interest Country SSU - 3300 Regular/Temporary Regular Full-Time/Part-Time Full-Time Education Required Bachelors Degree Experience Required < 1 year Travel Percentage 0 - 25% Job Summary INC Research employees don’t accept ordinary. From therapeutic experts to administrative support staff, each member of our 5,000-strong team continually searches for better. Whether t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

SSU & Regulatory Specialist I, II or... Sr. Location US, Raleigh 3201, NC Job ID 12631 Area of Interest Country SSU - 3300 Regular/Temporary Regular Full-Time/Part-Time Full-Time Education Required Bachelors Degree Experience Required < 1 year Travel Percentage 0 - 25% Job Summary INC Research employees don’t accept ordinary. From therapeutic experts to administrative support staff, each member of our 5,000-strong team continually searches for better. Whether t... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

**Members Only.** positions, but we also have the most. Paralegal - Finance Duties: Working with attorneys and clients while performing a range of substantive case and client matter related duties. Provides lawyers with a h... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

**Members Only.** positions, but we also have the most. Finance Paralegal The candidate will be assisting attorneys with preparing and filing necessary documents for state blue sky securities' registrations and SEC filings.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Claims Specialist V - Credit and Political Risk The candidate will resolve claims at the highest authority levels on Credit and... Political Risk claim assignments reflecting the highest degree of technical complexity, in the most effective, efficient way while delivering a customer-centric claims service. Should have a . degree and 8+ years of experience in the high exposure Financial or Technical Claims area... OR a Bachelor's degree and 10+ years of experience in the high ex... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Claims Specialist V - Credit and Political Risk The candidate will resolve claims at the highest authority levels on Credit and... Political Risk claim assignments reflecting the highest degree of technical complexity, in the most effective, efficient way while delivering a customer-centric claims service. Typically involves building relationships and promoting the company. Should have Juris Doctor and 8+ years of experience in the high exposure Financial or Technical Claims ar...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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