Financial Industry Regulatory Authority Jobs in Prosper

Compliance Monitoring and Oversight The candidate leads and supports compliance program initiatives and provide leadership for a variety of projects. Reports: Manager, Specialist, Analyst, Sr. Oversees the M&O functions of firm’s Ethics and Compliance , the Director ensures that compliance risks throughout firm are considered when M&O Work Plans are developed and revised. Works with internal partners, including Operations, Legal, Information Secur... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Business Control Manager - Military Veterans The candidate will work closely with other GWIM AML team members, business leaders, operations owners, control partners, and technology executives to define, monitor and oversee risks associated with MLWM clients with in scope products or accounts across the enterprise. In addition, as a subject matter expert on AML you must have an acute understanding of the regulatory requirements that can be... translated into execution delivery,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Consumer Digital Lending Attorney The candidate will be responsible for: Provide legal support to consumer digital lending product development team (for both collateral-secured and unsecured loan products) in an agile environment, including counseling team throughout the product lifecycle on legal and regulatory requirements and expectations. Provide... subject matter expertise and guidance regarding digital marketing and lead generation. Advise on legal and regulatory developm... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Analyst, Product Research The candidate will partner with Product, Claims, and Legal to research, analyze and develop coverage language for new product initiatives, product updates and regulatory changes with a focus... on being customer centric. Coordinate multiple Product form and contract initiatives. Use various resources to compile information and independently develop recommendations. Drive revisions as needed, including form revisions, systems changes and process changes... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Consultant, Product Research The candidate will own and maintain GRM forms and contracts, including procedures and assessing compliance of the forms. Will partner and collaborate with other departments on new product initiatives, product updates and regulatory changes with a focus... on being customer centric. Research, analyze and develop coverage language for new product initiatives, product updates and regulatory changes with a focus... on being customer centric. Work in cross-... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Consumer Finance Attorney The candidate will be operating within a collaborative, high-performing Legal & Compliance Department, and working closely with read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Job Snapshot Location : Plano, TX (map it!Map it!) Employee Type : Full-Time Industry : Other Great Industries... Manages Others : Not Specified Job Type : Finance & Accounting Law & Paralegal Other Experience : 10 to greater than 15 years Division : Finance Post Date : 12/27/2012 VP, International Tax and General Tax Counsel Hewlett-Packard Click here to Navigate to the Company web site Learn more about this compa... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Information Technology Auditor read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Tax Analyst - International Tax Primary Location Plano, Texas, United States Overview What you need to know about the job Testimonials Related Content Map Overview At Hewlett Packard Enterprise, we bring together the brightest minds to create breakthrough technology solutions that advance the way people live and work. What sets us apart? Our people and our relentless dedication to helping our customers make their mark on the world. We are a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Control Manager Charlotte, North Carolina; Jacksonville, Florida; Pennington, New Jersey; Plano, Texas Additional locations Posted 10/02/20 Apply Job Description: As a MLWM Anti-Money Laundering (AML) Business Support Manager you will work closely with other GWIM AML team members, business leaders, operations owners, control partners, and technology executives to define, monitor and oversee risks associated with MLWM clients with in scope products or accoun... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here