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Financial Services Regulatory Jobs in Hallandale Beach

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United States
Posted On Aug 19, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General Employment Law - General
Job Tags:
acquisitions ADA advertising agreements alcohol brokers Commercial Contracts commercial real estate confidentiality agreements construction consumer protection Consumer Rights corporate governance Counterfeiting Data Protection EEOC finance FLSA Harassment Insurance Labor and Employment lease leasing letters of intent licensing Litigation LLC marketing operating agreements Partnership Privacy privacy laws private equity regulatory compliance renewals title Trademark wage and hour
Practice Area:
Corporate - Contract Law Corporate - General Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Real Estate - Leasing Real Estate - Purchase and Sale (Commercial) Real Estate - General Employment Law - General
Job Tags:
acquisitions ADA advertising agreements alcohol brokers Commercial Contracts commercial real estate confidentiality agreements construction consumer protection Consumer Rights corporate governance Counterfeiting Data Protection EEOC finance FLSA Harassment Insurance Labor and Employment lease leasing letters of intent licensing Litigation LLC marketing operating agreements Partnership Privacy privacy laws private equity regulatory compliance renewals title Trademark wage and hour

Title: Corporate Counsel Job Responsibilities: - Building the Legal Function: Establish the in-house legal department from scratch, manage the Company's relationships with outside counsel, negotiate rates and fee arrangements, and implement legal spend tracking. Identify and insource work from outside firms to...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Insurance Defense - General Finance - Financial Services Regulation Personal Injury Defense Finance - General
Job Tags:
financial services litigation FINRA Insurance Litigation professional liability
Practice Area:
Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Litigation - Financial Services - Defense Insurance Defense - General Finance - Financial Services Regulation Personal Injury Defense Finance - General
Job Tags:
financial services litigation FINRA Insurance Litigation professional liability

Job Title: Financial Services Partner/Of Counsel Job Responsibilities: -... Manage arbitration, litigation, and regulatory matters from inception through... and practice groups on financial services matters. - Consult with... on compliance issues to assist firms and individuals in meeting their legal and regulatory requirements....

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Posted On Sep 23, 26
Full-time 8 views Experience : 2-15 yrs required
Job Tags:
family Financial Institutions private client special projects Taxation
Job Tags:
family Financial Institutions private client special projects Taxation

Partner - Private Client Services (PCS) Job Responsibilities: - Serve as... a trusted advisor to high-net-worth individuals, family offices, and closely held businesses by leading complex tax compliance and consulting engagements throughout all phases of the engagement life cycle. - Provide partner-level review,...

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Posted On Sep 23, 26
Full-time 12 views Experience : 3-6 yrs required
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
agreements Asset Sales Bankruptcy Case Law children community associations Computer Crime construction contracts crime depositions equity family Financial Institutions fraud health insurance indemnity Insurance intercreditor agreements Letters of Credit Litigation marketing mergers pension Privacy professional liability salvage subrogation Surety Bonds trials underwriters
Practice Area:
Insurance Coverage Insurance - Regulatory & Compliance
Job Tags:
agreements Asset Sales Bankruptcy Case Law children community associations Computer Crime construction contracts crime depositions equity family Financial Institutions fraud health insurance indemnity Insurance intercreditor agreements Letters of Credit Litigation marketing mergers pension Privacy professional liability salvage subrogation Surety Bonds trials underwriters

of varying levels of severity with limited supervision from claims management. - Prepare and present reports for management that accurately reflect loss development, potential/actual financial exposure, reserve adjustments, coverage... issues, and claim and recovery strategies. - Retain, monitor, and manage outside counsel...

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Posted On Sep 21, 26
Full-time 5 views Experience : 5-10 yrs required
Job Tags:
Affirmative Action Estate Planning estate tax estates family fiduciary finance gift tax Software Taxation trusts wealth transfer
Job Tags:
Affirmative Action Estate Planning estate tax estates family fiduciary finance gift tax Software Taxation trusts wealth transfer

Title: Manager of Tax Services - Private Wealth Job Responsibilities: -... tax planning and advisory services related to estate, gift,... and generation-skipping transfer (GST) tax matters. - Assist clients with wealth transfer strategies, charitable planning, and trust structuring to achieve long-term family objectives. -...

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Posted On Sep 07, 26
Full-time 21 views Experience : 4-6 yrs required
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
agreements asset purchase agreements contracts due diligence finance Insurance letters of intent Litigation M&A Mergers and Acquisitions stock purchase agreements
Practice Area:
Corporate - M&A Corporate - General
Job Tags:
agreements asset purchase agreements contracts due diligence finance Insurance letters of intent Litigation M&A Mergers and Acquisitions stock purchase agreements

documents, including letters of intent, asset purchase agreements, stock purchase agreements, and merger agreements. - Managing due diligence processes, which involves reviewing contracts, corporate records, and regulatory materials. - Coordinating with colleagues... from tax, regulatory, finance, and litigation departments... on transaction-related issue...

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Posted On Sep 07, 26
Full-time 13 views Experience : 6-8 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
agreements finance Insurance IP M&A Mergers and Acquisitions portfolio companies private equity
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
agreements finance Insurance IP M&A Mergers and Acquisitions portfolio companies private equity

primary contact for clients, advising on legal, strategic, and business considerations. - Supervising and mentoring junior associates and paralegals in all phases of deal work. - Coordinating with specialists in tax, regulatory, IP, and finance to... address complex transactional is...

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Posted On Sep 07, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Health Care - Compliance, Transactions, HIPAA Corporate - General Health Care - General
Job Tags:
agreements asset purchase agreements due diligence Financial Institutions Health Care Law health insurance HIPAA M&A Medical Device Medicine Mergers and Acquisitions Privacy private equity regulatory compliance stock purchase agreements Venture Capital
Practice Area:
Corporate - M&A Corporate - Private Equity Health Care - Compliance, Transactions, HIPAA Corporate - General Health Care - General
Job Tags:
agreements asset purchase agreements due diligence Financial Institutions Health Care Law health insurance HIPAA M&A Medical Device Medicine Mergers and Acquisitions Privacy private equity regulatory compliance stock purchase agreements Venture Capital

businesses within the healthcare industry. - Conduct comprehensive legal research on healthcare laws, regulations, and policies, ensuring structured deals comply with these regulations. - Provide advice to clients on regulatory compliance, focusing on corporate... practice of medicine, HIPAA, other patient privacy a...

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Posted On Sep 01, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Technology Transactions Health Care - Compliance, Transactions, HIPAA Health Care - General Intellectual Property - General Intellectual Property - Trademark/Copyright - Litigation IP_ - Trademark/Copyright-Transaction
Job Tags:
ADA agreements commercial litigation company policies contracts Copyright corporate governance credit facilities data privacy depositions due diligence equity Financial Institutions healthcare regulatory HIPAA hospitals Insurance Intellectual Property IP Litigation M&A NASDAQ partnerships pleadings privacy laws regulatory compliance Trademark trials
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General Corporate - Technology Transactions Health Care - Compliance, Transactions, HIPAA Health Care - General Intellectual Property - General Intellectual Property - Trademark/Copyright - Litigation IP_ - Trademark/Copyright-Transaction
Job Tags:
ADA agreements commercial litigation company policies contracts Copyright corporate governance credit facilities data privacy depositions due diligence equity Financial Institutions healthcare regulatory HIPAA hospitals Insurance Intellectual Property IP Litigation M&A NASDAQ partnerships pleadings privacy laws regulatory compliance Trademark trials

of commercial agreements with clients, partners, vendors, and financial institutions, including SaaS agreements,... MSAs, data processing agreements, and acquisition-related documents. - Assist with M&A transactions, including due diligence, and review of LOIs, purchase agreements, and integration-related documentation. - Assist...

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Posted On Sep 28, 26
Full-time 1 views
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements asset purchase agreements buyouts contracts due diligence family finance growth equity Insurance letters of intent Litigation M&A Mergers and Acquisitions portfolio companies private equity stock purchase agreements
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions agreements asset purchase agreements buyouts contracts due diligence family finance growth equity Insurance letters of intent Litigation M&A Mergers and Acquisitions portfolio companies private equity stock purchase agreements

private equity transaction documents, including letters of intent, asset purchase agreements, stock purchase agreements, and merger agreements. - Managing due diligence processes, which involves reviewing contracts, corporate records, and regulatory materials. - Coordinating with colleagues... from tax, regulatory, finance, and litigation de......

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Posted On Sep 14, 26
Full-time 14 views Experience : Min 6 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title: Private Banker - Executive Director Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and acquire new assets, both...

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Posted On Sep 14, 26
Full-time 3 views
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title . Private Bank - Private Banker - Executive Director Job Responsibilities - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience - Generate...

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Posted On Sep 14, 26
Full-time 6 views Experience : Max 10 yrs required
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title: . Private Bank - Private Banker - Vice President Job Responsibilities: - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and...

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Posted On Sep 11, 26
Full-time 2 views Experience : 5-10 yrs required
Job Tags:
emerging technologies M&A marketing Partnership
Job Tags:
emerging technologies M&A marketing Partnership

& Insight Generation - Lead in-depth research and analysis across clients, prospects, industries, competitors, and legal market trends to deliver actionable insights supporting firm strategy and business development initiatives. - Identify patterns, risks, and opportunities by synthesizing financial, transactional, regulatory, and ma......

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Posted On Sep 14, 26
Full-time 3 views
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management
Job Tags:
banking equity hedge funds Insurance investment management private equity wealth management

Title: . Private Bank - Private Banker - Vice President Job Responsibilities: - Manage and maintain client relationships by earning their trust and understanding their needs to provide targeted advice and thoughtful solutions, ensuring an exceptional client experience. - Drive business results and...

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Posted On Sep 21, 26
Full-time 29 views Experience : Min 8 yrs required
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management
Job Tags:
banking Corporation Deferred Compensation fiduciary FINRA Insurance licensing marketing pension Securities Software wealth management

Advisor III - Palm Beach / Boca Raton This job is available in 2 locations Category Wealth, Brokerage and Premier Banking Posted Date 08/28/2024 Brand img The position is described below. If you want to apply, click the Apply...

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Posted On Sep 08, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
document review downstream electronic discovery Litigation Privacy Software upstream Water
Job Tags:
document review downstream electronic discovery Litigation Privacy Software upstream Water

Title: Manager, eDiscovery Project Management Job Responsibilities: The Manager for the Forensic Technology – Project Management Team is tasked with handling complex eDiscovery and related forensic technology matters. This role involves coordinating with Subject Matter Experts (SMEs), Digital Forensics, eDiscovery Administration, Managed...

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Posted On Aug 15, 26
Full-time 18 views Experience : 2-11 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity
Practice Area:
Corporate - M&A Corporate - Private Equity

OverviewA law firm seeks a mid-level Corporate Mergers and Acquisitions Associate for its Fort Lauderdale, FL office. This full-time position offers the chance to work on sophisticated transactions for high-profile clients across various industries, both domestically and internationally, while enjoying...

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