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Financial Services Regulatory Jobs in Scarsdale

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United States
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Posted On Sep 13, 26
Full-time 71 views Experience : Min 6 yrs required
Practice Area:
Finance - Banking
Job Tags:
finance title
Practice Area:
Finance - Banking
Job Tags:
finance title

Practice Resource Attorney – Finance at Davis Polk in New York H2: Experienced Attorney Needed for Finance Practice Group Law Firm Seeking Experienced Attorney for Finance Practice Group in New York Position Summary: Davis Polk, a leading law...

Posted On Sep 16, 26
Full-time 9 views Experience : Min 10 yrs required
Practice Area:
Finance - Financial Services Regulation Intellectual Property - General Litigation - Commercial Professional Liability Defense Litigation - Class Actions - Defense
Job Tags:
CCPA class action Cybersecurity Domestic Violence Ethics Insurance licensing Litigation M&A Partnership PCAOB professional liability regulatory compliance stalking
Practice Area:
Finance - Financial Services Regulation Intellectual Property - General Litigation - Commercial Professional Liability Defense Litigation - Class Actions - Defense
Job Tags:
CCPA class action Cybersecurity Domestic Violence Ethics Insurance licensing Litigation M&A Partnership PCAOB professional liability regulatory compliance stalking

accounting malpractice, ethics proceedings, regulatory compliance matters, and other... business disputes frequently encountered by accounting firms. - Advise clients on risk management, ethics, licensing, partnership matters, M&A activity, and internal governance. - Manage and grow client relationships with a focus on strategic,...

Posted On Aug 20, 26
Full-time 1 views Experience : Min 3 yrs required
Job Tags:
Federal Employment Law Litigation partnerships renewals sexual assault Software spectrum stalking
Job Tags:
Federal Employment Law Litigation partnerships renewals sexual assault Software spectrum stalking

and support of the NetDocuments cloud-based Document Management System (DMS). The role involves ensuring optimal system performance, secure user access, seamless integration with enterprise applications, and compliance with organizational policies and legal or regulatory requirements. Key responsibilities include:... -...

Posted On Aug 20, 26
Full-time 5 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements child Corporate Organization Cybersecurity directors finance Insurance Litigation LLC M&A Privacy Software
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements child Corporate Organization Cybersecurity directors finance Insurance Litigation LLC M&A Privacy Software

Provide broad-based legal support services for the General Counsel’s... office. - Draft and manage minutes, resolutions, written consents, incumbency certificates, etc. - Assist with filing and maintaining entity corporate documentation using entity management platform (Diligent or similar), service of process records, and...

Posted On Sep 16, 26
Full-time 14 views Experience : 4-9 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A
Job Tags:
agreements contracts corporate governance Cybersecurity data privacy Data Protection due diligence employee benefits finance Insurance licensing Litigation M&A Partnership Privacy
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - M&A
Job Tags:
agreements contracts corporate governance Cybersecurity data privacy Data Protection due diligence employee benefits finance Insurance licensing Litigation M&A Partnership Privacy

Title Sr Corporate Attorney Job Responsibilities The Sr Corporate Attorney will act as the primary in-house legal resource for the company, focusing on commercial contracting, NDA management, legal entity governance, and legal operations hygiene. This role involves a high volume of...

Posted On Sep 14, 26
Full-time 1 views Experience : 5-10 yrs required
Job Tags:
downstream due diligence Employment Law finance Insurance Labor and Employment Labor Law Litigation Partnership partnerships
Job Tags:
downstream due diligence Employment Law finance Insurance Labor and Employment Labor Law Litigation Partnership partnerships

Title: Director of New Business Intake Job Responsibilities: Strategy, Governance, and Service Delivery - Develop and execute the law firm's strategy and operating model for client and matter intake, which includes staffing, service levels, and technology enablement. - Establish governance, controls, approval processes, and...

Posted On Aug 27, 26
Full-time 1 views Experience : 8-15 yrs required
Practice Area:
Corporate - Compliance Corporate - General Corporate - M&A Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance
Practice Area:
Corporate - Compliance Corporate - General Corporate - M&A Fintech & Blockchain Finance - Financial Services Regulation Finance - Banking Finance - General
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance

counsel spend, invoice review, and budget tracking. Implement systems to control and optimize legal spend across the organization. Establish and maintain billing workflows, approval processes, and reporting. - Compliance & Regulatory Oversight: Support the compliance... framework across the company's lending, servicing...

Posted On Aug 06, 26
Full-time 2 views Experience : 8-15 yrs required
Practice Area:
Corporate - Compliance Corporate - General Corporate - Contract Law
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance
Practice Area:
Corporate - Compliance Corporate - General Corporate - Contract Law
Job Tags:
agreements asset management banking Commercial Lending commercial litigation corporate governance Corporate Law finance Intellectual Property IP lending Litigation partnerships regulatory compliance

invoice review, and budget tracking. - Implement systems to control and optimize legal spend across the organization. - Establish and maintain billing workflows, approval processes, and reporting. 2. Compliance & Regulatory Oversight: - Support the... compliance framework across the company's lend...

Posted On Aug 26, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Litigation - ADA Compliance Litigation - Class Actions Real Estate - Eviction (Litigation) Real Estate - Foreclosure (Litigation) Electric Power - Litigation Litigation - Whistleblower Litigation - Trusts & Estates Litigation - Appellate Litigation - Entertainment Professional Liability Defense Insurance Defense - General Trucking and Auto Defense Real Estate - General Personal Injury Defense
Job Tags:
ADA Case Law catastrophic injury civil litigation construction defect Employee Rights Harassment Insurance insurance defense Labor Law Litigation partnerships pension pleadings Premises Liability product liability toxic tort
Practice Area:
Litigation - ADA Compliance Litigation - Class Actions Real Estate - Eviction (Litigation) Real Estate - Foreclosure (Litigation) Electric Power - Litigation Litigation - Whistleblower Litigation - Trusts & Estates Litigation - Appellate Litigation - Entertainment Professional Liability Defense Insurance Defense - General Trucking and Auto Defense Real Estate - General Personal Injury Defense
Job Tags:
ADA Case Law catastrophic injury civil litigation construction defect Employee Rights Harassment Insurance insurance defense Labor Law Litigation partnerships pension pleadings Premises Liability product liability toxic tort

in delivering top-quality legal services that align with the... Fortune 100 insurance and financial services company. You will... operate... independently on complex legal matters, collaborating with attorneys to support high-exposure litigation across New York. Your responsibilities will include: - Conducting legal...

Posted On Aug 06, 26
Full-time 3 views Experience : 5-10 yrs required
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Real Estate - Foreclosure (Litigation) Litigation - Foreclosure (Lender-side) Litigation - Real Estate - Plaintiffs Bankruptcy-General Real Estate - General
Job Tags:
agreements asset management Bankruptcy Commercial Lending commercial litigation conflict resolution data security deeds of trust document review Foreclosure Litigation mortgages regulatory compliance restructuring security agreements Software title UCC
Practice Area:
Bankruptcy-Creditors Rights Bankruptcy – Restructuring (Chap. 11) Real Estate - Foreclosure (Litigation) Litigation - Foreclosure (Lender-side) Litigation - Real Estate - Plaintiffs Bankruptcy-General Real Estate - General
Job Tags:
agreements asset management Bankruptcy Commercial Lending commercial litigation conflict resolution data security deeds of trust document review Foreclosure Litigation mortgages regulatory compliance restructuring security agreements Software title UCC

Title: Asset Resolution Counsel Job Responsibilities: - Lead the legal strategy, portfolio management, and resolution efforts for a portfolio of non-performing commercial loans secured primarily by real estate. - Serve as a strategic business partner responsible for maximizing recoveries while minimizing legal risk,...

Posted On Sep 08, 26
Full-time 3 views
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements Commercial Contracts Deferred Compensation Insurance Intellectual Property marketing partnerships Privacy title
Practice Area:
Corporate - Contract Law Corporate - Technology Transactions Corporate - General
Job Tags:
agreements Commercial Contracts Deferred Compensation Insurance Intellectual Property marketing partnerships Privacy title

- Commercial Transactions & Services Solutions Job Responsibilities -... agreements, platform agreements, master services agreements, and marketing and... promotional campaign agreements. - Assist with strategic and complex deals. - Collaborate with legal colleagues on product development and go-to-market implementation. -...

Posted On Aug 06, 26
Full-time 1 views
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
AML blockchain consumer protection Deferred Compensation FinCEN Insurance licensing M&A OFAC partnerships regulatory compliance title
Practice Area:
Corporate - Compliance Corporate - General
Job Tags:
AML blockchain consumer protection Deferred Compensation FinCEN Insurance licensing M&A OFAC partnerships regulatory compliance title

Title: Senior Managing Counsel, Regulatory - Crypto & Digital... and execute the global regulatory strategy for the company's... UK, and APAC. - Lead a global team of regulatory counsel and compliance professionals,... including responsibilities for hiring, coaching, performance management, and team...

Posted On Jul 08, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Government and Government Relations Government - General Administrative Law Government / Public Law
Job Tags:
agreements banking Commercial Contracts Corporation Deferred Compensation Government Insurance partnerships title
Practice Area:
Government and Government Relations Government - General Administrative Law Government / Public Law
Job Tags:
agreements banking Commercial Contracts Corporation Deferred Compensation Government Insurance partnerships title

Title: Senior Managing Counsel, Regulatory Job Responsibilities: The Senior Managing Counsel,... Regulatory is a pivotal role... within the company's Global Regulatory team, tasked with navigating... the complex landscape of regulatory obligations and fostering strategic... primary responsibilities include: - Defining regulatory obligations related to infrastructure/technology,......

Posted On Sep 10, 26
Full-time 22 views Experience : Min 5 yrs required
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Vice President, Legal and Compliance Division - Capital Markets and Private Markets Job Responsibilities: The Vice President in the Legal and Compliance Division will provide legal coverage for the Capital Markets and Private Markets businesses within the company. The attorney will focus...

Posted On Jul 13, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

Title: Capital Markets / Private Markets Attorney Job Responsibilities: - Provide legal coverage for the Capital Markets and Private Markets businesses at the company, with a focus on the Private Securities transactional business. - Work closely with a team of seven capital markets...

Posted On Jul 23, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements blockchain contracts data privacy Deferred Compensation finance Financial Institutions Government Insurance Intellectual Property marketing Partnership partnerships Privacy special projects stage title
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements blockchain contracts data privacy Deferred Compensation finance Financial Institutions Government Insurance Intellectual Property marketing Partnership partnerships Privacy special projects stage title

Blockchain & Digital Assets team under the Core Payments business. Your primary responsibilities will include: - Leading legal support for the strategic development and daily operations of the company's global digital assets products and services, reporting directly to the... Assistant Gen...

Posted On Aug 18, 26
Full-time Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

Title: Executive Director Level Attorney Job Responsibilities: The Executive Director Level Attorney will have a highly visible role within the company, focusing on the Alternative Investments and Private Markets platforms. Key responsibilities include: - Advising on the structuring, distribution, marketing,...

Posted On Sep 18, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements Data Protection distribution agreements employee benefits ERISA FINRA hedge funds Investment Advisers Act of 1940 IPO marketing Money Laundering private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws stage wealth management

Title ED, Alternative Investments Attorney Job Responsibilities The Executive Director level attorney at the company will be primarily responsible for advising on the structuring, distribution, marketing, diligence, and ongoing support of alternative investment and private markets products and private securities...

Posted On Aug 06, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Corporate - General Data Privacy - Transactional
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Compliance Corporate - General Data Privacy - Transactional
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title

product development for Cross-Border Services, providing guidance on complex... regulatory, commercial, and risk considerations. -... Partner with Product, Technology, Operations, Treasury, Commercialization, and other stakeholders to design and launch innovative solutions that meet evolving customer needs. - Structure, draft, and negotiate high-value...

Posted On Aug 06, 26
Full-time 3 views Experience : 10-15 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Corporate - Asset/Investment Management Corporate - General
Job Tags:
agreements blockchain Deferred Compensation emerging technologies Financial Institutions Insurance Intellectual Property partnerships Privacy title

product development for Cross-Border Services, providing guidance on complex... regulatory, commercial, and risk considerations. -... Partner with Product, Technology, Operations, Treasury, Commercialization, and other stakeholders to design and launch innovative solutions that meet evolving customer needs. - Structure, draft, and negotiate high-value...

Posted On Sep 10, 26
Full-time 2 views
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements blockchain Corporation Data Protection data security Deferred Compensation finance Financial Institutions fraud Insurance partnerships payment processing Privacy title
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements blockchain Corporation Data Protection data security Deferred Compensation finance Financial Institutions fraud Insurance partnerships payment processing Privacy title

in relation to privacy and data protection requirements to ensure compliance with applicable global privacy and data protection laws, including . privacy, financial privacy, and data security... requirements. - Provide day-to-day support to business teams involved in digital assets, crypto payment...

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