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Financial Services Regulatory Jobs in Smithtown

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United States
Posted On Sep 08, 26
Full-time 16 views
Job Tags:
higher education licensing Securities wealth management
Job Tags:
higher education licensing Securities wealth management

Title: Wealth Advisor Job Responsibilities: - Accountable for achieving revenue goals through acquiring new clients from both internal and external sources and retaining and expanding a book of business. - Consults and coordinates on delivering solutions for a comprehensive wealth management strategy...

Posted On Sep 30, 26
Full-time Experience : Min 6 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing wealth management

Financial Services Tax - Real... Estate Senior Manager The candidate will guide clients through the complexities of tax compliance and strategic consulting. Help clients navigate the ever-evolving tax landscape, advising on local and international tax affairs, and providing insights into...

Posted On Sep 30, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Profit Sharing regulatory compliance
Job Tags:
family finance H-1B Profit Sharing regulatory compliance

Financial Services Tax - Real... teams and manage client accounts, focusing on strategic planning and mentoring junior staff. Help the Financial Services clients navigate the... frequently changing tax landscape, providing insights and recommendations that drive positive outcomes. Advise clients on...

Posted On Sep 30, 26
Full-time Experience : Min 2 yrs required
Job Tags:
asset management Ethics family finance H-1B Profit Sharing regulatory compliance
Job Tags:
asset management Ethics family finance H-1B Profit Sharing regulatory compliance

Job Title: Financial Services Tax - Real... processes and prepare tax documents for financial services clients. - Analyze financial... statements and monitor financial... trends to provide strategic... tax planning. - Draft and review tax documents to ensure accuracy and relevance. - Utilize analyti...

Posted On Sep 02, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management
Job Tags:
Ethics family finance H-1B Profit Sharing regulatory compliance wealth management

Financial Services Tax - Real... compliance and structuring for financial services clients in asset... and wealth management. Analyzing and addressing operational tax risks and implications of investing across jurisdictions. Drafting and reviewing tax documents to validate accuracy and compliance with...

Posted On Sep 01, 26
Full-time 2 views Experience : Min 6 yrs required
Job Tags:
brokers contracts family Financial Institutions fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family Financial Institutions fraud Insurance Litigation professional liability salvage Software subrogation

Complex Claims Consultant - Financial Lines/Public D&O Job Responsibilities: The Complex... under policies issued to public companies and financial institutions such as large... depository institutions, insurance companies, and investment advisors. The responsibilities include: - Managing an inventory of highly complex litigated claims w...

Posted On Sep 23, 26
Full-time 2 views Experience : 15-15 yrs required
Job Tags:
family Financial Institutions private client special projects Taxation
Job Tags:
family Financial Institutions private client special projects Taxation

Partner - Private Client Services (PCS) Job Responsibilities: - Serve as... a trusted advisor to high-net-worth individuals, family offices, and closely held businesses by leading complex tax compliance and consulting engagements throughout all phases of the engagement life cycle. - Provide partner-level review,...

Posted On Sep 18, 26
Full-time 4 views Experience : Min 20 yrs required
Practice Area:
Corporate - Compliance
Job Tags:
board of directors contracts corporate transactions Employment Law finance Insurance Intellectual Property Labor and Employment Labor Law Litigation regulatory compliance
Practice Area:
Corporate - Compliance
Job Tags:
board of directors contracts corporate transactions Employment Law finance Insurance Intellectual Property Labor and Employment Labor Law Litigation regulatory compliance

Title: Chief Legal Officer Job Responsibilities: - Develop and lead firm legal strategies and compliance programs to mitigate firm-wide legal and reputational risks, including malpractice exposure, ethical issues, and regulatory compliance. - Serve as a... trusted advisor to senior leadership, including the firm...

Posted On Sep 01, 26
Full-time 5 views Experience : 5-7 yrs required
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
brokers contracts family fraud Insurance Litigation professional liability salvage Software subrogation

guidelines, reviews coverage, determines liability and damages, sets financial reserves, secures information to... negotiate and settle claims, and presents claims to leadership, as needed. Manages an inventory of highly complex Financial Lines claims, with large... exposures that require a hig...

Posted On Sep 01, 26
Full-time 2 views Experience : 10-10 yrs required
Job Tags:
directors family general liability Insurance Litigation Mass Tort Media molestation partnerships Pollution sexual abuse Software special projects
Job Tags:
directors family general liability Insurance Litigation Mass Tort Media molestation partnerships Pollution sexual abuse Software special projects

Title: Complex Claim Director – Mass Tort Unit Job Responsibilities: - Lead a team of Claims Consultants and Consulting Directors responsible for handling complex, high exposure mass tort and environmental claims, including social media addiction, PFAS, talc, sexual molestation, and other long...

Posted On Sep 01, 26
Full-time 6 views Experience : Min 6 yrs required
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation

Title: Complex Claims Consultant - Lawyers Professional Liability (Large Law) Job Responsibilities: - Manage and resolve complex legal malpractice claims by evaluating coverage, assessing liability and damages, setting timely reserves, negotiating and settling claims, and directing litigation. -...

Posted On Sep 01, 26
Full-time 2 views Experience : Min 10 yrs required
Job Tags:
Alternative Dispute Resolution family healthcare litigation hospitals indemnity Insurance Litigation Medical Malpractice medical malpractice defense nurses Partnership physicians professional liability trials
Job Tags:
Alternative Dispute Resolution family healthcare litigation hospitals indemnity Insurance Litigation Medical Malpractice medical malpractice defense nurses Partnership physicians professional liability trials

Title: Complex Claims Consulting Director - Healthcare Severity & Excess team Job Responsibilities: Claims & Litigation Strategy - Handle and oversee the most complex and severe Allied Healthcare Provider claims. - Evaluate coverage, liability, causation, damages, and settlement opportunities. - Support and mentor claim professionals...

Posted On Sep 30, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
banking Capital Markets family finance H-1B Profit Sharing regulatory compliance
Job Tags:
banking Capital Markets family finance H-1B Profit Sharing regulatory compliance

impacts on their business. - Assisting in the preparation and review of tax documents, ensuring compliance with regulatory requirements. - Analyzing financial statements and trends to... provide insights on tax implications and opportunities. - Collaborating with clients to develop tax planning strategies tha...

Posted On Oct 01, 26
Full-time 1 views Experience : Min 8 yrs required
Job Tags:
family finance guardian H-1B
Job Tags:
family finance guardian H-1B

the preparation and filing of tax returns, ensuring adherence to regulatory requirements. - Analyzing financial data to validate compliance... with tax laws and regulations. - Guiding teams in the development of innovative tax strategies and solutions. - Mentoring and developing the next generatio...

Posted On Sep 06, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
Code of Conduct family finance H-1B regulatory compliance
Job Tags:
Code of Conduct family finance H-1B regulatory compliance

private companies. - Reviewing and preparing tax returns to support clients in meeting their tax obligations while minimizing risks of non-compliance. - Utilizing analytical thinking to interpret financial data and inform tax... planning strategies. - Drafting and filing regulatory submissions to maintain adhere......

Posted On Sep 09, 26
Full-time 2 views Experience : Min 4 yrs required
Job Tags:
family finance H-1B Partnership regulatory compliance Taxation
Job Tags:
family finance H-1B Partnership regulatory compliance Taxation

Leading tax planning and compliance initiatives for partnership tax clients. - Overseeing the preparation and review of partnership tax returns and related documents. - Providing strategic tax consulting services to optimize client tax... positions. - Analyzing complex tax regulations and identifying their im...

Posted On Sep 14, 26
Full-time 2 views Experience : 10-10 yrs required
Job Tags:
downstream due diligence Employment Law finance Insurance Labor and Employment Labor Law Litigation Partnership partnerships
Job Tags:
downstream due diligence Employment Law finance Insurance Labor and Employment Labor Law Litigation Partnership partnerships

Title: Director of New Business Intake Job Responsibilities: Strategy, Governance, and Service Delivery - Develop and execute the firm's strategy and operating model for client and matter intake, including staffing, service levels, and technology enablement. - Establish governance, controls, approval...

Posted On Sep 16, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
Code of Conduct due diligence family finance H-1B Partnership regulatory compliance
Job Tags:
Code of Conduct due diligence family finance H-1B Partnership regulatory compliance

teams in preparing and filing tax returns in accordance with regulatory requirements. - Utilize analytical thinking... to review and analyze financial data for tax compliance... purposes. - Develop and implement state tax planning strategies to optimize tax positions. - Draft and review docum...

Posted On Sep 16, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
Code of Conduct family finance H-1B regulatory compliance wealth management
Job Tags:
Code of Conduct family finance H-1B regulatory compliance wealth management

Title: Asset & Wealth Management - Renewable Energy Tax Manager Job Responsibilities: As an Asset & Wealth Management - Renewable Energy Tax Manager, you will play a crucial role in guiding clients through the complexities of tax planning, compliance, and strategy within...

Posted On Sep 17, 26
Full-time Experience : 4-4 yrs required
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation
Job Tags:
contracts family fraud Insurance Litigation professional liability salvage Software subrogation

Title: Complex Claims Specialist - Professional Liability (Accountants) Job Responsibilities: - Manage an inventory of moderate to high complexity and exposure commercial claims, focusing on verifying policy coverage, conducting investigations, developing resolution strategies, and authorizing disbursements within defined authority limits. - Provide exceptional...

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