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Financial Services Regulatory Jobs in Westminster

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United States
Posted On Sep 17, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements banking Bankruptcy Capital Markets Commercial Contracts Commercial Lending consumer finance Corporation Cybersecurity ECOA Equal Credit Opportunity Act Ethics Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Insurance Litigation marketing Privacy privacy laws Profit Sharing TCPA Telephone Consumer Protection Act TILA Truth in Lending Act Women
Practice Area:
Finance - Financial Services Regulation Finance - General Finance - Banking Corporate - Compliance Corporate - Contract Law Corporate - General
Job Tags:
agreements banking Bankruptcy Capital Markets Commercial Contracts Commercial Lending consumer finance Corporation Cybersecurity ECOA Equal Credit Opportunity Act Ethics Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA finance Insurance Litigation marketing Privacy privacy laws Profit Sharing TCPA Telephone Consumer Protection Act TILA Truth in Lending Act Women

Title: Senior Legal Counsel Job Responsibilities: - Advise and consult with business unit management on legal issues concerning all aspects of the Company’s consumer and commercial lending businesses. This includes product development, consumer privacy, cybersecurity, marketing, dealer matters, underwriting, consumer and...

Posted On Sep 10, 26
Full-time 28 views Experience : Min 4 yrs required
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
banking depositions Financial Institutions Insurance Litigation Securities spectrum
Practice Area:
Finance - Banking Finance - Financial Services Regulation
Job Tags:
banking depositions Financial Institutions Insurance Litigation Securities spectrum

law firm is a dynamic and growing national litigation firm with over 500 lawyers and thirty-nine offices across twenty-one states. They are seeking an Associate Attorney with experience in handling Financial Services matters to join... their Seal Beach, California office...

Posted On Sep 08, 26
Full-time 4 views Experience : Min 2 yrs required
Practice Area:
Real Estate - Foreclosure (Litigation) Litigation - Commercial Litigation - Financial Services - Defense Litigation - Consumer Finance- Defense Litigation - eDiscovery General Litigation - Document Review Insurance - Regulatory & Compliance Real Estate - General
Job Tags:
commercial litigation consumer protection document review Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA Foreclosure health insurance Insurance Litigation pleadings TILA Truth in Lending Act
Practice Area:
Real Estate - Foreclosure (Litigation) Litigation - Commercial Litigation - Financial Services - Defense Litigation - Consumer Finance- Defense Litigation - eDiscovery General Litigation - Document Review Insurance - Regulatory & Compliance Real Estate - General
Job Tags:
commercial litigation consumer protection document review Fair Credit Reporting Act Fair Debt Collection Practices Act FCRA FDCPA Foreclosure health insurance Insurance Litigation pleadings TILA Truth in Lending Act

Title: Paralegal Job Responsibilities: - Draft, review, and file pleadings, motions, and legal correspondence in state and federal courts. - Manage litigation caseload, including calendaring deadlines, tracking case milestones, and ensuring timely filings. - Perform e-filing through federal and state systems, including PACER. - Assist...

Posted On Jul 22, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
Commercial Contracts corporate governance corporate transactions criminal equity Equity Compensation export control federal government finance Government government contracts health insurance I-9 Joint Ventures M&A Mergers and Acquisitions restructuring Software stage startup
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
Commercial Contracts corporate governance corporate transactions criminal equity Equity Compensation export control federal government finance Government government contracts health insurance I-9 Joint Ventures M&A Mergers and Acquisitions restructuring Software stage startup

Title: Senior Legal Counsel (Corporate) Job Responsibilities: Corporate & Transactional Leadership - Lead and execute mergers and acquisitions, strategic investments, joint ventures, and other corporate transactions, including deal structuring, diligence, negotiation, and closing. - Coordinate venture and growth-stage financings, including SAFEs, convertible notes, preferred...

Posted On Sep 08, 26
Full-time 3 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General Corporate - Technology Transactions
Job Tags:
agreements corporate governance corporate transactions Cybersecurity entertainment family finance Insurance privacy laws regulatory compliance Retirement Planning stage technology transactions
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Securities and Capital Markets Corporate - General Corporate - Technology Transactions
Job Tags:
agreements corporate governance corporate transactions Cybersecurity entertainment family finance Insurance privacy laws regulatory compliance Retirement Planning stage technology transactions

Title: Managing Counsel, Corporate Job Responsibilities: - Lead complex commercial and strategic transactions. - Counsel on finance, technology, AI, cybersecurity, data, and digital initiatives. - Advise on corporate governance, entity management, internal approvals, and board matters. - Provide strategic legal advice to executive leadership on...

Posted On Sep 11, 26
Full-time 2 views Experience : Min 7 yrs required
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Energy and Oil & Gas - General
Job Tags:
Affirmative Action agreements construction contracts easements Energy equity finance Insurance Land Use lease leasing title zoning
Practice Area:
Energy - Renewables - Transactional Electric Power - Transactional Energy and Oil & Gas - General
Job Tags:
Affirmative Action agreements construction contracts easements Energy equity finance Insurance Land Use lease leasing title zoning

Title Director Transactional Counsel (Energy Solutions) Company Company A day in the life The Director, Transactional Counsel (Energy Solutions) acts as a crucial legal partner to the Energy Solutions businesses of the company, with an emphasis on renewable energy project development and commercial transactions. This...

Posted On Jul 15, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
agreements AML ECOA EFTA FCRA fraud health insurance lending licensing marketing Media OFAC Partnership Privacy social security TILA UDAAP
Practice Area:
Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Fintech & Blockchain Corporate - General Finance - General
Job Tags:
agreements AML ECOA EFTA FCRA fraud health insurance lending licensing marketing Media OFAC Partnership Privacy social security TILA UDAAP

loan agreements, key partner agreements, program documents, and ongoing program governance. - Partner with outside counsel, consultants, and the Financial Services team on program... design and regulatory positioning. - Draft and maintain... disclosures and review marketing materials in compliance with applicable laws....

Posted On Sep 08, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women

fiduciaries, and internal business partners on trust and estate matters. - Build and maintain strong relationships with clients, trustees, beneficiaries, financial advisors, tax professionals, and... other key stakeholders. - Provide legal guidance on trust administration, fiduciary responsibilities, estate settlement, wealth transfer...

Posted On Sep 15, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women
Practice Area:
Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women

families, fiduciaries, and internal business partners on trust and estate matters. - Build and maintain strong relationships with clients, trustees, beneficiaries, financial advisors, tax professionals, and... other key stakeholders. - Provide legal guidance on trust administration, fiduciary responsibilities, estate settlement, wealth...

Posted On Sep 24, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Real Estate - Eviction (Litigation) Litigation - Civil Rights Municipal Law Transactions - Land Use, Employment, etc. Municipal Law - Litigation - Plaintiffs Real Estate - General
Job Tags:
affordable housing criminal eviction family finance Harassment health insurance Immigration Insurance Land Use Litigation ordinances public law Software tenants Transportation Visa
Practice Area:
Real Estate - Eviction (Litigation) Litigation - Civil Rights Municipal Law Transactions - Land Use, Employment, etc. Municipal Law - Litigation - Plaintiffs Real Estate - General
Job Tags:
affordable housing criminal eviction family finance Harassment health insurance Immigration Insurance Land Use Litigation ordinances public law Software tenants Transportation Visa

Title: Supervising Attorney - Housing and Homelessness Prevention Unit Job Responsibilities: - Serve as a key member of the leadership team within the organization, actively engaging in office-wide management activities, contributing to governance, and representing the organization in the broader community. - Manage...

Posted On Sep 28, 26
Full-time 6 views Experience : 3-8 yrs required
Practice Area:
Real Estate - Eviction (Litigation)
Job Tags:
appellate eviction evidence finance Government Insurance partnerships Software special projects
Practice Area:
Real Estate - Eviction (Litigation)
Job Tags:
appellate eviction evidence finance Government Insurance partnerships Software special projects

Title: Directing Attorney for Access to Justice Job Responsibilities: - Provide strategic leadership and oversight of non-case handling access-to-justice programs, ensuring alignment with organizational goals, community needs, and compliance requirements. - Supervise, mentor, and support supervising attorneys and program staff through coaching, performance...

Posted On Sep 28, 26
Full-time 2 views
Practice Area:
Immigration - General
Job Tags:
appeals appellate criminal Employment Discrimination EOIR Ethics evidence federal government fraud Government Immigration information technology Media Privacy RICO Rule of Law social security title
Practice Area:
Immigration - General
Job Tags:
appeals appellate criminal Employment Discrimination EOIR Ethics evidence federal government fraud Government Immigration information technology Media Privacy RICO Rule of Law social security title

critical leadership position within the Department of Justice. The primary responsibilities include: - Leading and overseeing the EOIR, directing all agency components and employees to fulfill statutory and regulatory responsibilities. - Representing EOIR's positions... and policies to the Attorney General, Congress, gov...

Posted On Sep 28, 26
Full-time Experience : Min 7 yrs required
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women

fiduciaries, and internal business partners on trust and estate matters. - Build and maintain strong relationships with clients, trustees, beneficiaries, financial advisors, tax professionals, and... other key stakeholders. - Provide legal guidance on trust administration, fiduciary responsibilities, estate settlement, wealth transfer...

Posted On Sep 28, 26
Full-time Experience : Min 7 yrs required
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women
Practice Area:
Probate Estate & Tax Planning Trusts and Estates - General
Job Tags:
agreements company policies criminal Estate Planning fiduciary NYSE planning laws Probate regulatory compliance trusts wealth management wealth transfer Wills Women

fiduciaries, and internal business partners on trust and estate matters. - Build and maintain strong relationships with clients, trustees, beneficiaries, financial advisors, tax professionals, and... other key stakeholders. - Provide legal guidance on trust administration, fiduciary responsibilities, estate settlement, wealth transfer...

Posted On Sep 29, 26
Full-time
Practice Area:
Real Estate - General Real Estate - Purchase and Sale (Commercial)
Job Tags:
conveyancing criminal emerging technologies Machine Learning NYSE Real Estate Law title underwriters Women
Practice Area:
Real Estate - General Real Estate - Purchase and Sale (Commercial)
Job Tags:
conveyancing criminal emerging technologies Machine Learning NYSE Real Estate Law title underwriters Women

AI-enabled products or product lines, focusing on tools that enhance underwriting decision-making, risk evaluation, and operational efficiency. - Identify, evaluate, communicate, and manage risks related to title insurance, regulatory, operational, and model-related aspects... associated with technology or AI-enabled underwriting tools. - P...

Posted On Sep 16, 26
Full-time 7 views Experience : Min 10 yrs required
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Food & Drug Law Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

on medical device legal regulatory issues that impact customers'... America, focusing on software as a medical device, artificial intelligence, machine learning, real-world data, and precision medicine. - Provide advice on appropriate regulatory standards for product qualification... and classification analysis. - Advise on...

Posted On Aug 04, 26
Full-time 2 views Experience : Min 6 yrs required
Practice Area:
Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Finance - General Fintech & Blockchain Corporate - General
Job Tags:
advertising agreements brokers consumer finance Consumer Protection Laws financial products fraud Insurance marketing Partnership Privacy regulatory compliance
Practice Area:
Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Finance - General Fintech & Blockchain Corporate - General
Job Tags:
advertising agreements brokers consumer finance Consumer Protection Laws financial products fraud Insurance marketing Partnership Privacy regulatory compliance

Title: Corporate Counsel, Consumer Services Job Responsibilities: - Provide legal guidance... mortgage shopping and consumer financial services. - Advise on compliance... with... laws. - Review new products, services, and marketing initiatives for... legal and regulatory compliance. - Assess legal and... regulatory risks and recommend practical......

Posted On Jul 31, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Corporate - Contract Law Corporate - Compliance Data Privacy - Transactional Finance - Financial Services Regulation Fintech & Blockchain Finance - General Corporate - General
Job Tags:
advertising agreements brokers consumer finance Consumer Protection Laws financial products fraud Insurance marketing Partnership Privacy regulatory compliance
Practice Area:
Corporate - Contract Law Corporate - Compliance Data Privacy - Transactional Finance - Financial Services Regulation Fintech & Blockchain Finance - General Corporate - General
Job Tags:
advertising agreements brokers consumer finance Consumer Protection Laws financial products fraud Insurance marketing Partnership Privacy regulatory compliance

across various sectors, including financial services, healthcare, automotive, agribusiness,... and insurance. The company is dedicated to investing in people and advanced technologies to harness the power of data, boasting a team of 25,200 employees across 32 countries. Job Description The position is...

Posted On Sep 25, 26
Full-time 32 views Experience : Min 2 yrs required
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance arrangers banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans restructuring
Practice Area:
Finance - Banking Finance - General
Job Tags:
acquisition finance arrangers banking Capital Markets equity family finance Financial Institutions lending leveraged buyouts M&A mezzanine loans restructuring

The primary responsibilities include advising a diverse range of credit providers such as banks, financial institutions, and private credit... funds, as well as borrowers ranging from major public companies and sponsors to startups and growth companies. The Associate will be...

Posted On Sep 13, 26
Full-time 2 views Experience : Min 4 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions antitrust Capital Markets criminal family federal government finance fund formation Government growth equity M&A mergers Mergers and Acquisitions portfolio companies private equity spectrum stage
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Job Tags:
acquisitions antitrust Capital Markets criminal family federal government finance fund formation Government growth equity M&A mergers Mergers and Acquisitions portfolio companies private equity spectrum stage

Title: Associate - Corporate - M&A and Private Equity (Mid-Level/Senior) Job Responsibilities: The Associate in the Corporate department, specifically within the M&A and Private Equity Practice Group, is responsible for handling a variety of tasks related to mergers and acquisitions and...

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