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Investment Company Act Jobs in Farmers Branch

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United States
Posted On Jun 26, 26
Full-time 13 views Experience : Min 4 yrs required
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa
Practice Area:
Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General Finance - General
Job Tags:
advertising agreements alcohol bylaws children contracts Disability Benefits ETFs FINRA health benefits Insurance investment management marketing Mutual Funds registered investment companies regulatory compliance Securities Act of 1933 Securities Exchange Act of 1934 Visa

Fund Distribution (Wealth & Investment Management) Job Responsibilities: The Senior... aspects of distributing registered investment companies and private investment... funds. The role involves... working closely with business, compliance, and product teams to provide practical, business-oriented legal advice on . distribution channels...

Posted On Sep 16, 26
Full-time 16 views Experience : Min 10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
artificial intelligence child equity government investigations Insurance Life Science life sciences Litigation Machine Learning Medical Device Medicine Partnership Privacy Regulatory Law Software spouse Visa work permit

Life Sciences Legal Job Responsibilities: - Act as lead counsel on... medical device legal regulatory issues, focusing on software as a medical device, artificial intelligence, machine learning, real-world data, and precision medicine. - Advise on the appropriate regulatory standards for product qualification and...

Posted On Sep 22, 26
Full-time
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage
Job Tags:
asset management Bank Secrecy Act corporate trust equity Ethics family FCPA fiduciary FINRA Insurance investment management OFAC pension stage

Title: Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing Job Responsibilities: The Compliance Quality Assurance (CQA) Lead Analyst is tasked with administering and executing testing activities within the Independent Risk Review and Assessment (IRRA) second line organization. The key...

Posted On Sep 02, 26
Full-time 3 views Experience : 5-8 yrs required
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Data Privacy - Transactional ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements Commercial Contracts Contractual Obligations data privacy due diligence employee benefits ERISA Harassment Insurance title
Practice Area:
Corporate - Contract Law Corporate - General Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Data Privacy - Transactional ERISA/Executive Compensation Transactions & Compliance ERISA - General
Job Tags:
agreements Commercial Contracts Contractual Obligations data privacy due diligence employee benefits ERISA Harassment Insurance title

Title: Commercial Transactions Counsel Job Responsibilities: - Lead the drafting, review, negotiation, and interpretation of complex commercial agreements. - Independently manage a high-volume and diverse portfolio of commercial contracting matters from intake through execution. - Negotiate directly with external counterparties and opposing counsel to...

Posted On Sep 09, 26
Full-time 18 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity
Job Tags:
Capital Markets M&A private equity Securities Venture Capital
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity
Job Tags:
Capital Markets M&A private equity Securities Venture Capital

Funds Associate Job Responsibilities: - Advise investment funds during all stages... counsel to investors in investment funds. - Work with private... equity, private credit, and venture capital funds. - Collaborate primarily with attorneys in the Financial Services & Capital Markets strategic business unit. - Demonstrate...

Posted On Jul 10, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - Contract Law Finance - Financial Services Regulation Finance - Banking Corporate - General Finance - General
Job Tags:
corporate governance due diligence organizational documents Registered Investment Advisor special projects

of the Company's registered investment advisor (RIA) fund compliance... reporting processes for both internal compliance procedures and required SEC filings. - Coordinate quarterly valuation and expense allocation meetings, which involves scheduling, preparing materials, and documenting meeting minutes. - Monitor investment guidelines, restrict...

Posted On Sep 09, 26
Full-time 2 views
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
asset management child entity formation family finance higher education Insurance Money Laundering mother private equity spectrum wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
asset management child entity formation family finance higher education Insurance Money Laundering mother private equity spectrum wealth management

Title: Asset Wealth Management Division (AWM) Legal Associate/Analyst – Paralegal Job Responsibilities: The Asset Wealth Management Division (AWM) Legal Associate/Analyst role is designed for individuals with a keen interest in alternative investments, finance, and law. The position involves direct collaboration with attorneys...

Posted On Sep 09, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements asset management Corporation ETFs family finance Insurance investment management marketing partnerships Securities Visa

Title: Director Legal Counsel: Investment Company Attorney Job Responsibilities:... - Prepare and file prospectuses and registration statements. - Advise on legal and regulatory requirements for registered funds, including money market funds subject to Rule 2a-7. - Draft and negotiate agreements...

Posted On Sep 16, 26
Full-time 2 views Experience : 6-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
Commercial Contracts confidentiality agreements contracts equity M&A
Practice Area:
Corporate - Asset/Investment Management Corporate - Contract Law Corporate - General
Job Tags:
Commercial Contracts confidentiality agreements contracts equity M&A

This involves direct liaising with counterparties and adhering to agreed turnaround times. - Serve as the primary day-to-day contact for clients, building trusted advisor relationships with sophisticated investment funds and asset managers. -... Maintain and update client playbooks on an ongoing ba...

Posted On Sep 03, 26
Full-time 2 views Experience : 10-10 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Asset/Investment Management Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Venture Capital/Emerging Companies Corporate - General
Job Tags:
agreements blockchain cryptocurrency developers finance Financial Institutions international business NYSE Partnership partnerships Privacy

Title: Senior Counsel, Transactions, (Enterprise, Payments, and Ecosystem) Job Responsibilities: - Serve as a trusted partner to the Enterprise, Payments, and Ecosystem teams, collaborating and establishing strong lines of communication across global business teams. This includes supporting enterprise sales, product partnerships, growth,...

Posted On Sep 09, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
agreements banking Broker Dealer credit agreements derivatives family finance Insurance ISDA lending Securities

role in providing strategic legal guidance to support the company's treasury activities. The main... responsibilities include: - Supporting the Treasury Department in matters related to securities financing transactions (SFTs), funding management platform expansion, liquidity management, capital optimization, derivatives hedging, and tr...

Posted On Sep 06, 26
Full-time 2 views Experience : 2-6 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action Business Law equity fund formation Government GPS Insurance investment management pension plans Securities
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Affirmative Action Business Law equity fund formation Government GPS Insurance investment management pension plans Securities

Mid-Level Fund Formation & Investment Management Associate Job Responsibilities:... Mid-Level Fund Formation & Investment Management Associate is expected... in fund formation and investment management, including the structuring... of funds and management entities. - Negotiate on behalf of or against institutional investors,...

Posted On Sep 02, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
fund formation hedge funds investment management private equity
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
fund formation hedge funds investment management private equity

Job Title: Investment Management Associate Job Responsibilities: - Advise... private fund sponsors, investment advisers, and institutional investors... on the formation, structuring, and operation of private investment funds. - Engage in private... fund formation, fund documentation, and related transactions. - Provide guidance on co-investments, secondary...

Posted On Sep 10, 26
Full-time 5 views Experience : Min 3 yrs required
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General
Job Tags:
Insurance Investment Advisers Act of 1940 Joint Ventures private equity
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - General
Job Tags:
Insurance Investment Advisers Act of 1940 Joint Ventures private equity

Job Title: Investment Strategies & Capital Solutions... Associate Job Responsibilities: - Join the Investment Strategies & Capital Solutions... group within the law firm, working from either the Dallas, Chicago, or St. Louis office. - Represent private equity clients across various industry verticals. - Engage...

Posted On Aug 30, 26
Full-time 2 views Experience : Min 5 yrs required
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General Corporate - Private Equity Tax - M&A and Transactions Tax - Federal Tax - State & Local Energy - Renewables - Transactional Tax - General Energy and Oil & Gas - General
Job Tags:
agreements Americans with Disabilities Act Battery Energy energy tax credits equity Harassment Insurance insurance coverage ITC Litigation LLC M&A Partnership project development
Practice Area:
Corporate - Contract Law Corporate - M&A Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General Corporate - Private Equity Tax - M&A and Transactions Tax - Federal Tax - State & Local Energy - Renewables - Transactional Tax - General Energy and Oil & Gas - General
Job Tags:
agreements Americans with Disabilities Act Battery Energy energy tax credits equity Harassment Insurance insurance coverage ITC Litigation LLC M&A Partnership project development

Title: Mid-Level Energy and Transactional Tax Associate to Counsel Job Responsibilities: - Advise clients on federal income tax aspects of renewable energy transactions, including ITC/PTC qualification, structuring, and compliance. - Counsel sponsors, investors, and lenders on tax credit transferability, direct...

Posted On Jul 21, 26
Full-time 4 views Experience : Min 3 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Structured Finance Corporate - General Finance - General
Job Tags:
acquisitions AML banking Bankruptcy Capital Markets Code of Conduct commercial real estate derivatives Energy equity equity financing family finance Foreign Exchange International Law Investment Banking lending mergers Money Laundering mortgages Rule 144A Securities securitization structured finance title wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Finance - Structured Finance Corporate - General Finance - General
Job Tags:
acquisitions AML banking Bankruptcy Capital Markets Code of Conduct commercial real estate derivatives Energy equity equity financing family finance Foreign Exchange International Law Investment Banking lending mergers Money Laundering mortgages Rule 144A Securities securitization structured finance title wealth management

Associate Director, Legal Counsel, Structured Finance Group Job Responsibilities: - Provide legal support to various securitization businesses, including Asset-Backed Securities (ABS), Commercial Mortgage-Backed Securities (CMBS), Residential Mortgage-Backed Securities (RMBS), and Collateralized Loan Obligations (CLOs). - Assist with coverage in the Structured Finance Group,...

Posted On Sep 14, 26
Full-time 1 views Experience : 3-5 yrs required
Practice Area:
Finance - Banking Finance - General Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Contract Law Corporate - General
Job Tags:
acquisitions creditors debt finance finance Financial Institutions high yield lending leveraged buyouts portfolio companies private equity spectrum
Practice Area:
Finance - Banking Finance - General Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Contract Law Corporate - General
Job Tags:
acquisitions creditors debt finance finance Financial Institutions high yield lending leveraged buyouts portfolio companies private equity spectrum

private equity, and other investment funds, as well as... public and private companies and financial institutions. - Assist in accessing and deploying capital and restructuring debt across various borders, industries, and asset classes. - Participate in precedent-setting, bespoke financings across the full...

Posted On Aug 29, 26
Full-time 3 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
criminal emerging technologies information technology Insurance spectrum
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
criminal emerging technologies information technology Insurance spectrum

& AI Attorney – Investment Funds Job Responsibilities: AI, Technology &... and emerging technologies to Investment Funds legal work, utilizing... a strong understanding of transactional practice and lawyer workflows. - Collaborate with third-party vendors to develop complex agentic workflows, coordinate meetings among attorneys...

Posted On Aug 12, 26
Full-time 2 views Experience : 2-8 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General

associate to join their Investment Strategies and Capital Solutions... group in Dallas, TX. The ideal candidate will have a strong academic background, law firm or clerking experience, and excellent research, writing, and communication in transactional matters, including structuring joint...

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