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Investment Company Act Jobs in Oradell

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United States
Posted On Sep 14, 26
Full-time 7 views
Job Tags:
finance marketing Partnership partnerships portfolio company private equity Software Taxation
Job Tags:
finance marketing Partnership partnerships portfolio company private equity Software Taxation

Title: Partnership Tax Senior, Advanced Computational Services Job Responsibilities: As a Tax Senior specializing in Partnerships, the primary responsibilities include: - Utilizing basic research skills and educational background to advise clients on the tax implications of their business objectives. -...

Posted On Aug 20, 26
Full-time 2 views
Job Tags:
finance hedge funds partnerships private equity Software Taxation Venture Capital
Job Tags:
finance hedge funds partnerships private equity Software Taxation Venture Capital

reporting burdens. - Comply with company policies, standards, and the... company Tax Quality Manual. - Apply... understanding of client’s unique circumstances and prepare required filings using a system of review and documentation. - Ensure all data needed for filing requirements are collected; communicate...

Posted On Sep 22, 26
Full-time Experience : Min 2 yrs required
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation
Job Tags:
asset management company policies criminal Energy family Insurance private equity Taxation

Participate in multi-state alternative investment firms (hedge fund, fund... to funds, private equity, real estate) with state and local tax issues, including compliance, advising, planning, and controversies. - Engage with multi-state companies on state and local tax controversies, which includes...

Posted On Sep 22, 26
Full-time 1 views Experience : Min 5 yrs required
Job Tags:
banking Capital Markets Estate Planning family finance investment management Partnership partnerships pension Software spectrum trusts
Job Tags:
banking Capital Markets Estate Planning family finance investment management Partnership partnerships pension Software spectrum trusts

their financial, social, and human capital. - Manage various responsibilities, including consulting and advising high-net-worth individuals. - Review family office governance, operations, and technology systems, decisions, and processes through interviews with key personnel, external advisors, and family members. - Act as a...

Posted On Sep 22, 26
Full-time 2 views Experience : 8-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
asset management child construction Insurance LLC Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
asset management child construction Insurance LLC Partnership

Job Title: Vice President, Investment Counsel Job Responsibilities: - Review and... negotiate a variety of documents related to private markets transactions, including limited partnership agreements, side letters, and investment management agreements. - Collaborate with... investment professionals, business-segment legal, and... other stakeholders to support...

Posted On Jul 17, 26
Full-time 1 views Experience : 8-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
company policies finance Insurance Partnership
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance Corporate - General
Job Tags:
company policies finance Insurance Partnership

Job Title: Vice President, Investment Counsel Job Responsibilities: -... partnership agreements, side letters, investment management agreements, and non-disclosure... agreements. - Collaborate with investment professionals, business-segment legal, and... other stakeholders to support private markets investment activities. - Build and... maintain effective...

Posted On Sep 04, 26
Full-time 7 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

vehicles. - Assist with project management and fund formation matters and participate in product development of various investment structures across multiple jurisdictions. -... Participate in the creation and management of registered fund board materials. - Manage regulatory filings such as 8-Ks, 10-Q/Ks, Form...

Posted On Sep 23, 26
Full-time 8 views Experience : Min 5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Finance - Financial Services Regulation Corporate - General
Job Tags:
Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Legal Group at the company is situated in a... dynamic and fast-growing business environment, focusing primarily on registered funds and Business Development Companies (BDCs) within the Private Wealth Group. The attorney will handle a range of legal and general corporate...

Posted On Aug 03, 26
Full-time 2 views Experience : 5-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Privacy Women
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
Privacy Women

General Counsel - Registered Investment Advisor Job Responsibilities: The Assistant General... Counsel for a Registered Investment Advisor at the company... support to the company's investment advisory services. This role... strategic legal guidance to support the business objectives of the company's investment adviso...

Posted On Sep 23, 26
Full-time 8 views Experience : Min 8 yrs required
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Domestic Violence due diligence equity FINRA growth equity health benefits hedge funds Insurance investment management life sciences marketing Partnership private equity regulatory compliance Securities stalking
Practice Area:
Corporate - Asset/Investment Management
Job Tags:
Domestic Violence due diligence equity FINRA growth equity health benefits hedge funds Insurance investment management life sciences marketing Partnership private equity regulatory compliance Securities stalking

Title: Marketing & Distribution Compliance, VP Job Responsibilities: The Marketing & Distribution Compliance, VP is a pivotal role within the compliance team, focusing on regulatory compliance issues related to marketing and other investor/third-party materials and communications. The VP is tasked with serving...

Posted On Sep 04, 26
Full-time 4 views Experience : Min 7 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking
Practice Area:
Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
40 Act agreements Capital Markets corporate governance Domestic Violence equity ERISA finance growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

prospectuses under the ’33 Act and private placement memoranda. -... Prepare and review ’34 Act filings including Forms 10-K,... 10-Q, 8-K, and Section 16 filings, and manage the annual meeting proxy process. - Liaise with management and outside counsel on all aspects...

Posted On Sep 24, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
artificial intelligence criminal emerging technologies Financial Institutions Immigration Intellectual Property Media regulatory compliance Software Telecommunications
Job Tags:
artificial intelligence criminal emerging technologies Financial Institutions Immigration Intellectual Property Media regulatory compliance Software Telecommunications

Compliance Manager Job Title: Product Compliance Manager Job Responsibilities: As a Manager - Regulatory & Compliance on the Enterprise Operations & Risk team, the individual will be responsible for: - Leading regulatory reporting remediation and transformation initiatives, which include requirements analysis, process design, automation,...

Posted On Sep 15, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management
Practice Area:
Finance - Financial Services Regulation
Job Tags:
asset management banking equity finance Financial Institutions FINRA Government Investment Banking licensing marketing regulatory compliance securities laws special projects UDAAP wealth management

Title: Assistant General Counsel - Wealth Management - Vice President Job Responsibilities: - Serve as a primary legal contact supporting the company’s wealth management bank-based sales channel for the retail investment business. - Act as legal... counsel for banking products distributed through the...

Posted On Sep 07, 26
Full-time 1 views Experience : Min 4 yrs required
Job Tags:
artificial intelligence criminal emerging technologies Financial Institutions Immigration Media regulatory compliance Software Telecommunications
Job Tags:
artificial intelligence criminal emerging technologies Financial Institutions Immigration Media regulatory compliance Software Telecommunications

Title** Product Compliance Senior Consultant **Job Responsibilities** As a Senior Consultant in Regulatory & Compliance for the Enterprise Operations & Risk team, your primary responsibilities include: - Supporting regulatory reporting remediation and transformation initiatives, which involve requirements analysis, process design,...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 6 yrs required
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action Alternative Dispute Resolution child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Principal Analyst, Dispute Resolution Services Training Job Responsibilities: The Principal Analyst in the Dispute Resolution Services Training department is tasked with the development, maintenance, and updating of training modules for various regional job categories within the Dispute Resolution Services (DRS). The...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 08, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Senior Director, Trading and Product Risk Intelligence Job Responsibilities: - Serve as a senior strategic partner to internal and external stakeholders, providing guidance on cross-departmental efforts to identify emerging threats and drive intelligence-led initiatives with measurable impact across the...

Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

Apply
Posted On Sep 22, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Director, Market Strategy & Research Job Responsibilities: The Director, Market Strategy & Research is responsible for leading proactive regulatory risk assessments and developing regulatory strategies. The role involves conducting continuous qualitative research into market conditions and developments and managing an analyst...

Posted On Jul 22, 26
Full-time 40 views Experience : Min 1 yrs required
Practice Area:
Litigation - Criminal Law Insurance Coverage Insurance Defense - General Personal Injury Defense
Job Tags:
depositions employee benefits equity first party property fraud Fraudulent Claims Insurance Labor Law Litigation Racketeer Influenced and Corrupt Organizations Act RICO Transportation trials
Practice Area:
Litigation - Criminal Law Insurance Coverage Insurance Defense - General Personal Injury Defense
Job Tags:
depositions employee benefits equity first party property fraud Fraudulent Claims Insurance Labor Law Litigation Racketeer Influenced and Corrupt Organizations Act RICO Transportation trials

Title: SIU Litigation Attorney – 1+ Yrs Experience Job Responsibilities: The SIU Litigation Attorney will be responsible for utilizing strong litigation and investigative skills to defend against fraudulent medical and other claims filed against various insurance carriers and commercial insureds. They...

Posted On Jul 20, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Litigation - Labor & Employment
Job Tags:
acquisitions agreements child divestitures domestic partner due diligence Employment Law employment litigation ERISA fiduciary Government Harassment health benefits Immigration international business Litigation M&A Mediation mergers pension pleadings Privacy restructuring Severance Visa wage and hour
Practice Area:
Employment Law - Management (Compliance & Counseling) Employment Law - Litigation Employer Defense Employment Law - General Litigation - Labor & Employment
Job Tags:
acquisitions agreements child divestitures domestic partner due diligence Employment Law employment litigation ERISA fiduciary Government Harassment health benefits Immigration international business Litigation M&A Mediation mergers pension pleadings Privacy restructuring Severance Visa wage and hour

Title: Senior Counsel, Employment & Litigation Job Responsibilities: - Advise and support Human Resources and business partners on employment-law related matters in North America offices and other global locations as assigned. This includes providing guidance on hiring, performance management, terminations,...

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