Mutual Funds Jobs in Racine

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United States
Posted On Jul 29, 26
Full-time 1 views Experience : Min 3 yrs required

Title: Paralegal Job Responsibilities: - Perform initial intake and maintain relationships with clients throughout the planning and administration process; serve as a liaison between the clients and the attorney. - Maintain accurate and up-to-date client records, ensuring all notes and documents are properly...

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Finance Director The candidate will be responsible for County wide financial systems, policies and procedures. Direct and maintain a complete financial reporting system for financial transactions within the County to ensure consistency with generally accepted accounting principles, practices and procedures. Direct the design, installation and maintenance of computerized financial management systems. Provide advice and counsel, with regard to available funds, for new or propo...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Project Manager (Senior Account Manager 1) The candidate negotiates, structures, underwrites, and closes equity investments that utilize Low-Income Housing Tax Credits (LIHTC), Historic Tax Credits (HTC), and/or New Markets Tax Credit (NMTC) programs in market areas serviced by . Bancorp Community Development Corporation (CDC). Manages relationships with customers and internal Production Officers in negotiating terms of investment. Engages third party profess... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing app... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Project Manager (Senior Account Manager 1) The candidate negotiates, structures, underwrites, and closes equity investments that utilize Low-Income Housing Tax Credits (LIHTC), Historic Tax Credits (HTC), and/or New Markets Tax Credit (NMTC) programs in market areas serviced by . Bancorp Community Development Corporation (CDC). Manages relationships with customers and internal Production Officers in negotiating terms of investment. Engages third party profess... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Attorney The candidate will draft and review initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met. Will prepare annual updates to registration statements. Ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements and related filings. Communicating with firm’s Securities and Exchange Commission (“SEC”) examine... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

reimbursement Employee discounts Employee stock purchase plan Flexible spending accounts Commuter benefits Pet insurance Well-being programs And more! Salary Salary for this role is commensurate with experience. # 1940 Act Attorney . Bank is looking for a 1940 Act Attorney to join its team. The selected candidate will lead a team of compliance administrators, monitor compliance programs, complete SEC regulatory and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal II Duties : Will handle varied aspects of legal maintenance of mutual funds, such as preparation... of initial and amended registration statements, proxy statements, prospectus supplements and other mutual fund SEC submissions; gather,... prepare documentation for, and record minutes for fund Board meetings; and maintenance of fund records for assigned funds. Many of these duties... involve working with external fund counsel, internal compliance administrators, financial pr... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Mutual Funds Compliance Supervisor II... - 1940 Act Attorney (Attorney II) The candidate's responsibilities include, among other things: drafting and reviewing initial open-end and closed-end, multi-class exchange-traded fund and mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applicati... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal II Responsibilities : Will handle varied aspects of legal maintenance of mutual funds, such as preparation... of initial and amended registration statements, proxy statements, prospectus supplements and other mutual fund SEC submissions; gather,... prepare documentation for, and record minutes for fund Board meetings; and maintenance of fund records for assigned funds. Many of these duties... involve working with external fund counsel, internal compliance administrators, fi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Attorney The candidate should have 2-6 years of experience with the Investment Company Act, the Investment Advisers Act and other federal securities laws in connection with the representation of investment advisers, broker-dealers, mutual funds, hedge funds, and... private equity funds in their formation and... ongoing operation. Securities reporting and compliance experience is also helpful. Experience in general corporate law and mergers and acquisitions is... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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