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Mutual Funds Jobs in Wisconsin

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United States
Posted On Jul 29, 26
Full-time 1 views Experience : Min 3 yrs required
Practice Area:
Guardianship and Conservatorship Estate & Tax Planning Probate Trusts and Estates - General
Job Tags:
Elder Law Estate Planning estates family fiduciary finance Financial Institutions Guardianship Insurance LLC Medicaid Probate Software trusts Wills
Practice Area:
Guardianship and Conservatorship Estate & Tax Planning Probate Trusts and Estates - General
Job Tags:
Elder Law Estate Planning estates family fiduciary finance Financial Institutions Guardianship Insurance LLC Medicaid Probate Software trusts Wills

Title: Paralegal Job Responsibilities: - Perform initial intake and maintain relationships with clients throughout the planning and administration process; serve as a liaison between the clients and the attorney. - Maintain accurate and up-to-date client records, ensuring all notes and documents are properly...

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reimbursement Employee discounts Employee stock purchase plan Flexible spending accounts Commuter benefits Pet insurance Well-being programs And more! Salary Salary for this role is commensurate with experience. # 1940 Act Attorney . Bank is looking for a 1940 Act Attorney to join its team. The selected candidate will lead a team of compliance administrators, monitor compliance programs, complete SEC regulatory and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

1940 Act Attorney The candidate will draft and review initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met. Will prepare annual updates to registration statements. Ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements and related filings. Communicating with firm’s Securities and Exchange Commission (“SEC”) examine... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal II The candidate will work under general supervision, and handle varied aspects of legal maintenance of mutual funds, such as preparation... of initial and amended registration statements, proxy statements, prospectus supplements and other mutual fund SEC submissions. Gather,... prepare documentation for, and record minutes for fund board meetings; and maintain fund records for assigned funds. Work with external fund... counsel, internal compliance administrators, financial... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal II The candidate will work under general supervision, and handle varied aspects of legal maintenance of mutual funds, such as preparation... of initial and amended registration statements, proxy statements, prospectus supplements and other mutual fund SEC submissions. Gather,... prepare documentation for, and record minutes for fund board meetings; and maintain fund records for assigned funds. Work with external fund... counsel, internal compliance administrators, financial... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney 1 ( 1940 Act Attorney) The candidate will be part of the legal group of a growing mutual fund services business. Draft... and review initial open-end and closed-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met. Prepare annual updates to registration statements. Ensure timely and accurate regulatory filings, including registration statement amendments, proxy statements and related filings. Communicate with Securities and Exc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Paralegal 2 The candidate will handle varied aspects of legal maintenance of mutual funds, such as preparation... of initial and amended registration statements, proxy statements, prospectus supplements and other mutual fund SEC submissions; gather,... prepare documentation for, and record minutes for fund board meetings; and maintenance of fund records for assigned funds. Duties involve working with... external fund counsel, internal compliance administrators, financial printers and... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Legal Specialist Duties: Coordinates and reviews all regulatory filings for the mutual funds with service providers,... outside counsel and auditors. Acts as a liaison between internal clients and assists in the overall operation of the funds. Reviews, and coordinates the... filing and printing of prospectuses, annual reports, and semi-annual reports. Coordinates, attends and participates in board meetings and valuation committee meetings. Communicates frequently with portfolio ma... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate Counsel The candidate will report directly to the General Counsel and concentrate on issues involving the organization, registration and operation of mutual funds, hedge funds and... broker-dealer compliance matters. Work will include general corporate matters, advertising compliance matters and transfer agency matters. Should have 3-5 years’ experience in corporate and securities law for in-house counsel. Knowledge of Investment Company Act of 1940 preferred.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

. Bank - 1940 Act Paralegal - Full Time - Milwaukee, WI and Glendora, CA H2: Join our team and make a difference! Bullet Points: - . Bank is seeking a 1940 Act Paralegal to join their team. - This full-time position is available in two locations: Milwaukee, WI and Glendora, CA. - The role involves assisting with drafting and filing registration statements with the SEC. - Paralegals work closely with GFS Regulatory Administration attorneys and fund administra... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Investment Management Attorney The candidate should have 2-6 years of experience with the Investment Company Act, the Investment Advisers Act and other federal securities laws in connection with the representation of investment advisers, broker-dealers, mutual funds, hedge funds, and... private equity funds in their formation and... ongoing operation. Securities reporting and compliance experience is also helpful. Experience in general corporate law and mergers and acquisitions is... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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