Registered Investment Advisor Jobs in Newtown Square

Counsel Funds Management Duties: Provide legal advice and support to the Financial Group business segments, including SEC-registered investment adviser, that are responsible... for providing investment management services to proprietary... mutual funds and separate accounts. Provide significant and pro-active legal support, legal project management and sophisticated guidance regarding the proprietary mutual funds, including advice regarding fund operations and fund board matters.... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitab... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

AVP, Senior Counsel- Funds Management Duties: Will provide legal advice and support to the company's financial group business segments, including SEC-registered investment adviser, that are responsible... for providing investment management services to proprietary... mutual funds and separate accounts. Providing legal support to the proprietary mutual funds, including advice regarding fund operations and fund board matters, your primary focus is on the requirements of the Investme... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

AVP, Senior Counsel - Asset Management The candidate will oversee all aspects of company's asset management and investment advisory legal and compliance... programs as they relate to the investment advisory platform, program and... services offered and sponsored by company. Will work closely with company compliance officers and senior management from advisory services, finance, operations and marketing. Work closely with regulators and internal/external auditors as needed. Provide... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

AVP Senior Counsel Duties: Provide legal support and guidance to the company Managed Account business, IA Compliance program and CCO, including facilitating annual reviews of compliance policies and procedures, compliance testing, year-end reporting, assisting with investment advisory compliance and surveillance... processes, and consulting with company Investment Advisory business partners. Assist... the Head of RIA Compliance, the CCO and Chief Counsel in the development, enhanc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

AVP, Financial Services Legal Regulatory Duties: Provides legal advice and support to the company's financial group, including SEC-registered investment adviser. Will be responsible... for providing investment management services to proprietary... mutual funds and separate accounts. Directs/executes approved strategy decisions and contributes to strategy creation for the funds management team. Provides strategic direction to build and enhance the capability for assigned area(s) of... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Counsel, Funds Management Responsibilities: Will provide legal advice and support to the company's Financial Group business segments, including SEC-registered investment adviser, that are responsible... for providing investment management services to proprietary... mutual funds and separate accounts. Provide significant and pro-active legal support, legal project management and sophisticated guidance regarding the proprietary mutual funds, including advice regarding fund operation... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel - Enterprise Litigation The candidate protects and advances company's interests in all litigation, other than employment and Group Protection matters, filed by or against the company. Will mainly support the retail distribution businesses, which include insurance agencies, broker/dealers, and registered investment advisors. Develop and... implement strategic prosecution and defense of lawsuits/arbitration matters filed by and against clients. Advise clients on re... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Senior Counsel - Funds Management The candidate directs/executes approved strategy decisions and contributes to strategy creation for the funds management team. Provides strategic direction to build and enhance the capability for own assigned area(s) of responsibility. Provide legal advice and support on the ongoing operation of firm’s proprietary mutual funds and the advisory and administrative services firm affiliates provide to the funds. Fund registration statemen... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here