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Securities Disclosure Jobs in Pearl River

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United States
Posted On Sep 10, 26
Full-time 2 views
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements company policies contracts criminal data security family H-1B Insurance Software Visa
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements company policies contracts criminal data security family H-1B Insurance Software Visa

Title: Senior Associate, Paralegal-Commercial Contracting Job Responsibilities: - Perform a thorough review of all legal documents, including vendor contracts, master services agreements, statements of work, non-disclosure agreements, business associate agreements, engagement letters, data security agreements, and other policies. - Serve as a liaison...

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Posted On Aug 05, 26
Full-time Experience : Min 10 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
bylaws family Guardianship health insurance healthcare regulatory HIPAA Privacy privacy laws public health law regulatory compliance Stark Law title
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
bylaws family Guardianship health insurance healthcare regulatory HIPAA Privacy privacy laws public health law regulatory compliance Stark Law title

Title: Senior Associate General Counsel Job Responsibilities: Health Law & Medical Staff Responsibilities: - Provide extensive legal counsel on New York State and federal health law matters, including hospital licensure, certificate of need, and Department of Health regulatory compliance. - Support medical staff leadership,...

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Posted On Aug 25, 26
Full-time 2 views Experience : Min 8 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements California Confidentiality of Medical Information Act CMIA contracts Corporation Cybersecurity data privacy Data Protection data security emerging technologies family GDPR General Data Protection Regulation HIPAA life sciences Litigation Privacy privacy laws security agreements TCPA
Practice Area:
Data Privacy - Transactional
Job Tags:
agreements California Confidentiality of Medical Information Act CMIA contracts Corporation Cybersecurity data privacy Data Protection data security emerging technologies family GDPR General Data Protection Regulation HIPAA life sciences Litigation Privacy privacy laws security agreements TCPA

Title: Senior Counsel Job Responsibilities: - Act as a key subject matter expert and advisor to company attorneys and business teams on all matters relating to data privacy and protection law. - Provide practical, timely, strategic, and high-quality legal advice on data privacy...

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Posted On Aug 31, 26
Full-time 2 views Experience : 8-10 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
ADA agreements California Confidentiality of Medical Information Act CMIA contracts Corporation Cybersecurity data privacy Data Protection data security emerging technologies family GDPR General Data Protection Regulation HIPAA Insurance life sciences Litigation Privacy privacy laws security agreements TCPA
Practice Area:
Data Privacy - Transactional
Job Tags:
ADA agreements California Confidentiality of Medical Information Act CMIA contracts Corporation Cybersecurity data privacy Data Protection data security emerging technologies family GDPR General Data Protection Regulation HIPAA Insurance life sciences Litigation Privacy privacy laws security agreements TCPA

Title: Senior Counsel - Privacy, Data Protection, and AI Job Responsibilities: - Act as a key subject matter expert and advisor to company attorneys and business teams on data privacy and protection law, providing practical, timely, strategic, and high-quality legal advice. - Advise...

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Posted On Jul 13, 26
Full-time 4 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Securities and Capital Markets Corporate - Private Equity Corporate - General
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

focus on the Private Securities transactional business. - Work closely... seven capital markets lawyers and report to the head of the Capital Markets legal team. - Engage in new issue distribution of various securities products including structured products,... fixed income, equity, options...

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Posted On Sep 10, 26
Full-time 22 views Experience : Min 5 yrs required
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management
Practice Area:
Corporate - Private Equity Corporate - Asset/Investment Management Corporate - M&A
Job Tags:
agreements Capital Markets derivatives employee benefits equity ERISA FINRA marketing Partnership private equity Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws wealth management

coverage for the Capital Markets and Private Markets businesses within the company. The attorney will focus on the company's growing Private Securities transactional business and offer... support for the Capital Markets businesses. The role involves significant interaction with various bus...

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Posted On Jul 23, 26
Full-time 2 views Experience : 10-15 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements blockchain contracts data privacy Deferred Compensation finance Financial Institutions Government Insurance Intellectual Property marketing Partnership partnerships Privacy special projects stage title
Practice Area:
Corporate - Technology Transactions Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Corporate - General
Job Tags:
agreements blockchain contracts data privacy Deferred Compensation finance Financial Institutions Government Insurance Intellectual Property marketing Partnership partnerships Privacy special projects stage title

Title: Senior Managing Counsel, Blockchain & Digital Assets Job Responsibilities: As a Senior Managing Counsel, you will be a key player within the department, specifically supporting the Blockchain & Digital Assets team under the Core Payments business. Your primary responsibilities will include: -...

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Posted On Aug 22, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset purchase agreements Business Law Capital Markets corporate governance Energy equity estates family finance Insurance Intellectual Property Joint Ventures licensing life sciences Litigation Mergers and Acquisitions operating agreements private equity Securities stock purchase agreements trusts Venture Capital
Practice Area:
Corporate - M&A Corporate - Venture Capital/Emerging Companies Corporate - Private Equity Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset purchase agreements Business Law Capital Markets corporate governance Energy equity estates family finance Insurance Intellectual Property Joint Ventures licensing life sciences Litigation Mergers and Acquisitions operating agreements private equity Securities stock purchase agreements trusts Venture Capital

Title: Corporate Associate Job Responsibilities: The Corporate Associate at the law firm will be involved in a variety of corporate transactional tasks. The responsibilities include: - Engaging in mergers and acquisitions, private equity transactions, and both debt and equity financings. - Participating in venture...

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Posted On Aug 10, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Litigation - White Collar Crime & Government Investigations - Defense Litigation - Securities Litigation - Defense
Job Tags:
agreements brokers Cybersecurity financial services regulatory fraud hedge funds Litigation Securities title
Practice Area:
Litigation - White Collar Crime & Government Investigations - Defense Litigation - Securities Litigation - Defense
Job Tags:
agreements brokers Cybersecurity financial services regulatory fraud hedge funds Litigation Securities title

Litigation - Associate General Counsel Job Responsibilities: - Represent the company in arbitration and other adversarial proceedings, both directly and in collaboration with outside counsel. - Coordinate with outside counsel on court actions involving the company. - Represent company employees in third-party proceedings. - Advise...

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Posted On Aug 31, 26
Full-time 3 views Experience : 4-6 yrs required
Practice Area:
Education - Higher Education Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General Data Privacy - Transactional Data Privacy - Litigation Education - General
Job Tags:
contracts crime data privacy Employment Law equity Harassment higher education Labor Law Litigation Practice of Law regulatory compliance stage
Practice Area:
Education - Higher Education Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General Data Privacy - Transactional Data Privacy - Litigation Education - General
Job Tags:
contracts crime data privacy Employment Law equity Harassment higher education Labor Law Litigation Practice of Law regulatory compliance stage

Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel position offers an opportunity to practice as a generalist at a reputed nonprofit research university. The role encompasses a variety of legal matters with a primary focus on employment and labor law,...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 2 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal... Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves providing subject matter expertise to...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 1 views Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the SEC, and other regulatory bodies. - Provide expert guidance...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. This role involves: - Leading investigations related to tokenized securities and other crypto asset... a...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 11, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. Key responsibilities include: -... Leading and managing investigations with a focus on thoroughness and strategic soundness, e...

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Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 31, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence plays a crucial role within the Strategic Intelligence team of the Risk & Intelligence department at the organization. The primary responsibilities of the Director include: - Serving as a...

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Corporate Associate

Recruiter • **Members Only** Greenwich, CT

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Posted On Jul 29, 26
Full-time 1 views Experience : 2-10 yrs required
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General
Practice Area:
Corporate - M&A Corporate - Private Equity Corporate - General

to join their team in Greenwich, CT. The role involves working on a broad range of corporate and securities matters, including mergers and... acquisitions, private equity transactions, and corporate and negotiate transaction documents, including disclosure schedules and purchase ......

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