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Securities Disclosure Jobs in Ridgewood

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United States
Posted On Sep 10, 26
Full-time 2 views
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements company policies contracts criminal data security family H-1B Insurance Software Visa
Practice Area:
Corporate - Contract Law Corporate - General
Job Tags:
agreements company policies contracts criminal data security family H-1B Insurance Software Visa

Title: Senior Associate, Paralegal-Commercial Contracting Job Responsibilities: - Perform a thorough review of all legal documents, including vendor contracts, master services agreements, statements of work, non-disclosure agreements, business associate agreements, engagement letters, data security agreements, and other policies. - Serve as a liaison...

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Posted On Aug 26, 26
Full-time Experience : Min 4 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
ADA Americans with Disabilities Act Cybersecurity equity evidence export control family Government government affairs green card Insurance licensing NASDAQ Privacy regulatory compliance Securities stage
Practice Area:
Data Privacy - Transactional
Job Tags:
ADA Americans with Disabilities Act Cybersecurity equity evidence export control family Government government affairs green card Insurance licensing NASDAQ Privacy regulatory compliance Securities stage

Title: Senior Counsel, Cybersecurity & Incident Response Job Responsibilities: - Serve as a key legal partner to Security and other cross-functional teams on cybersecurity preparedness, incident response, and related regulatory compliance. - Provide timely, practical legal advice throughout the cybersecurity incident lifecycle, including...

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Posted On Sep 01, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Data Privacy - Transactional
Job Tags:
ADA Americans with Disabilities Act consumer protection Cybersecurity Data Protection equity evidence export control family Government government affairs green card Insurance licensing marketing NASDAQ Privacy stage
Practice Area:
Data Privacy - Transactional
Job Tags:
ADA Americans with Disabilities Act consumer protection Cybersecurity Data Protection equity evidence export control family Government government affairs green card Insurance licensing marketing NASDAQ Privacy stage

Title: Associate General Counsel, Product Regulatory Job Responsibilities: - Own and mature the company’s product regulatory governance program, including processes for product review, approval frameworks, policies, training, and compliance evidence. - Lead legal reviews of new and evolving products, features, AI capabilities, data...

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Posted On Aug 31, 26
Full-time 3 views Experience : 4-6 yrs required
Practice Area:
Education - Higher Education Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General Data Privacy - Transactional Data Privacy - Litigation Education - General
Job Tags:
contracts crime data privacy Employment Law equity Harassment higher education Labor Law Litigation Practice of Law regulatory compliance stage
Practice Area:
Education - Higher Education Employment Law - Litigation Employer Defense Employment Law - Management (Compliance & Counseling) Employment Law - General Data Privacy - Transactional Data Privacy - Litigation Education - General
Job Tags:
contracts crime data privacy Employment Law equity Harassment higher education Labor Law Litigation Practice of Law regulatory compliance stage

Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel position offers an opportunity to practice as a generalist at a reputed nonprofit research university. The role encompasses a variety of legal matters with a primary focus on employment and labor law,...

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Posted On Sep 07, 26
Full-time 72 views Experience : Min 5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Affirmative Action Capital Markets corporate governance equity Equity Compensation Ethics Government mergers private equity second chair Securities securities laws stock exchange title underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - General
Job Tags:
acquisitions Affirmative Action Capital Markets corporate governance equity Equity Compensation Ethics Government mergers private equity second chair Securities securities laws stock exchange title underwriters

Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...

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Posted On Jun 10, 26
Full-time 13 views
Practice Area:
Criminal Law - Prosecution
Job Tags:
actors criminal evidence family federal government fraud government procurement Litigation mother pleadings Privacy Remedies Rule of Law social security spouse tariffs title trials
Practice Area:
Criminal Law - Prosecution
Job Tags:
actors criminal evidence family federal government fraud government procurement Litigation mother pleadings Privacy Remedies Rule of Law social security spouse tariffs title trials

Title: Trial Attorney Department: Department of Justice, Offices, Boards and Divisions, National Fraud Enforcement Division (Fraud Division) Public Trust and Financial Integrity Section Job Responsibilities: - Collaborate with section managers to conduct and support effective investigations and prosecutions, including advising on strategy, legal...

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Posted On Aug 17, 26
Full-time 3 views
Practice Area:
Asylum Administrative Law Immigration - General Government - General
Job Tags:
appeals appellate asylum Child Support criminal document review family federal government Government Homeland Security Immigration Immigration and Customs Enforcement immigration litigation Litigation RICO Rule of Law
Practice Area:
Asylum Administrative Law Immigration - General Government - General
Job Tags:
appeals appellate asylum Child Support criminal document review family federal government Government Homeland Security Immigration Immigration and Customs Enforcement immigration litigation Litigation RICO Rule of Law

the dedicated appellate practitioners of the . Immigration and Customs Enforcement (ICE) Office of the Principal Legal Advisor's (OPLA) Immigration Law and Practice Division (ILPD) to assist in shaping immigration law to protect our homeland. The organization is seeking attorneys...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time 1 views
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Asset Investigations - Tokenized Securities Markets Job Responsibilities: The Senior Principal... Investigator in Crypto Asset Investigations is responsible for conducting high-complexity investigations into crypto asset activities of organization member firms and their associated persons. This role involves providing subject matter expertise to...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time Experience : Min 12 yrs required
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse
Job Tags:
Affirmative Action agreements child Code of Conduct domestic partner family FINRA Insurance invention Securities securities laws spouse

Title: Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) Job Responsibilities: Regulatory Intelligence & Strategic Advisory - Monitor, analyze, and interpret complex regulatory developments related to market structure and market regulation from exchanges, the SEC, and other regulatory bodies. - Provide expert guidance...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 07, 26
Full-time 8 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention regulatory compliance Securities Securities Exchange Act of 1934 special projects spouse

Title: Strategic Advisor, Market and Regulatory Services Job Responsibilities: - Serve as a senior strategic partner reporting to the Chief of Staff, providing leadership and strategic support across all Market and Regulatory Services (MRS) lines of business. - Act as a strategic thought...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 10, 26
Full-time 7 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Insurance invention Securities spouse

Title: Senior Director, Market Strategy & Research Job Responsibilities: The Senior Director, Market Strategy & Research plays a vital role in leading proactive regulatory risk assessment and developing regulatory strategy. This position is crucial for enabling the Surveillance department to...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jun 21, 26
Full-time 12 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

in ensuring the integrity and protection of . securities markets. Your primary responsibilities... include: - Lead Risk Assessments: Conduct sophisticated risk monitoring of member firms, particularly those that are complex or present elevated risks, with minimal supervision. - Drive Strategic Intelligence: Analyze...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Jul 26, 26
Full-time
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct Cybersecurity domestic partner family FINRA fraud Insurance invention Money Laundering Securities spouse

serves as an expert in the organization, applying specialized knowledge of crypto assets, blockchains, smart contracts, and other onchain technologies to address complex regulatory challenges. This role involves: - Leading investigations related to tokenized securities and other crypto asset... a...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 11, 26
Full-time
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance FINRA fraud Insurance invention Money Laundering Securities special projects spouse

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Lead risk monitoring activities for complex and elevated-risk member firms, utilizing independent judgment with the support of a Risk Monitoring Director. - Identify emerging and existing risks across assigned firms and coordinate with specialists and...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 12, 26
Full-time 1 views Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse
Job Tags:
Affirmative Action child Code of Conduct cryptocurrency domestic partner equity family finance FINRA fraud Insurance invention Securities spouse

Title: Director, Transparency Services Equities Job Responsibilities: 1. Market Strategy & Product Leadership: - Own the P&L and business operations for the organization's OTC Equity products and facilities. - Analyze market and industry trends to develop and prioritize product development strategies, aligning...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

Title: Director, Investigations - Crypto Exam and Regulatory Conduct Job Responsibilities: The Director of the Crypto Exam and Regulatory Conduct team is tasked with leading a team of investigators focused on crypto-related investor protection risks, market conduct rules, and regulatory obligations. Key...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 20, 26
Full-time 1 views Experience : 2-10 yrs required
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse
Job Tags:
abuse Affirmative Action blockchain child Code of Conduct cryptocurrency domestic partner evidence family finance FINRA fraud Insurance invention Money Laundering Partnership regulatory compliance Securities Securities Exchange Act of 1934 securities laws spouse

leadership and management of a specialized group of investigators focused on identifying, investigating, and mitigating crypto-related fraud and market abuse within the securities industry. Key responsibilities include: -... Leading and managing investigations with a focus on thoroughness and strategic soundness, e...

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Posted On Aug 25, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials
Practice Area:
Administrative Law Government / Public Law Government - General Government and Government Relations
Job Tags:
Affirmative Action agreements Case Law child Code of Conduct directors domestic partner family FINRA Insurance invention Litigation Partnership Securities Securities Exchange Act of 1934 securities laws spouse trials

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement is responsible for managing a team of 5-8 enforcement attorneys, overseeing the development and resolution of enforcement cases from inception to completion. The Director ensures that all cases are supported by complete, accurate,...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Aug 31, 26
Full-time Experience : Min 10 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse
Job Tags:
Affirmative Action child Code of Conduct domestic partner family FINRA Government Insurance invention partnerships Securities securities laws Software spouse

Title: Director, Emerging Technology Intelligence Job Responsibilities: The Director, Emerging Technology Intelligence plays a crucial role within the Strategic Intelligence team of the Risk & Intelligence department at the organization. The primary responsibilities of the Director include: - Serving as a...

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Attorney in Jersey City, NJ

Public Interest • **Members Only** Jersey City, NJ

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Posted On Sep 01, 26
Full-time 1 views Experience : 3-7 yrs required
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark
Job Tags:
Affirmative Action child Code of Conduct domestic partner family finance Financial Industry Regulatory Authority FINRA fraud Insurance invention Money Laundering Securities special projects spouse Trademark

Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external parties. - Conduct...

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