Legal jobs

General Attorney (SK-14) The candidate will be responsible for: Developing investigations in relation to administrative, civil and criminal enforcement action, involving transactions under the provisions of the Federal securities laws: Securities Act of 1933, Securities Exchange... Act of 1934, Investment Company... Act of 1940 and Investment... Advisers Act... of 1940. Supervising and... conducting all... phases of complex and important investigations. Investigating matters of an emergency... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory General Attorney, SK 17 The candidate will supervise a program that pertains to matters which are of the highest level of complexity, involve precedent-setting legal issues, and that have a significant impact on the administration of the securities laws. Provide advice, including in the form of written legal memoranda, on novel legal questions and responds to substantive questions concerning the Investment Advisers Act of 1940, the Investment Company Act... of 1940,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 The candidate will provide responsibilities include: Reviewing and analyzing proposals for rules and regulations drafted by the Division of Trading and Markets and/or the Division of Investment Management. Advising on novel legal questions concerning securities laws, in particular the Securities Exchange Act of 1934, the Investment... Advisers Act of 1940, the Investment... Company Act... of 1940, as well... as other... laws, such as administrative laws. Preparin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney-Adviser, SK 13-14 The candidate prepare recommendations for rulemaking under the Investment Company Act of 1940 and Investment Advisors Act... of 1940 to help protect investors,... promote informed investment decisions, and facilitate appropriate innovation in investment products and services. Prepare legal documents including draft releases explaining proposed and final rulemaking initiatives. Prepare Congressional testimony and prove technical assistance to Congressiona... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK-0905-13 Duties: Plans, organizes and conducts complex investigations into potential violations of the federal securities laws, including the Securities Act of 1933, the Securities... and Exchange Act of 1934, the Investment... Company Act of 1940, the Investment... Advisers Act... of 1940, and the... rules and... regulations promulgated under such Acts. Investigates subject matter including financial reporting fraud, offering fraud, market manipulation, insider trading, a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

A national regulatory and compliance consulting firm to financial institutions, seeks a Professional candidate with a law, financial or accounting degree, and compliance experience. The candidate must be an expert in the investment issues. Should possess experience in Advisers Act of 1940 and related rules and... industry practices. Experience with the Investment Company Act of 1940 and/or Securities Exchange Acts... will also be considered. Newly qualified law graduate may also... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney (SI) This position performs the administrative and human resource management functions relative to the staff supervised. Plans, schedules, and assigns work to subordinates; establishes guidelines and performance expectations for staff members; provides feedback and periodically evaluates employee performance; provides advice, counsel, and/or instruction to staff members; recommends or approves appointments, selections, or reassignments to positio... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

an Associate General Counsel with 10+ years of legal experience. The candidate will review negotiation and drafting of asset purchase agreements, trust and group trust agreements for qualified plans, complex limited partnership agreements, and investment advisor and investment consultant agreements in connection with investment and financial transactions; review of proxy issues; drafting of shareholder resolutions and responses to no-action letters; development and im... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Counsel. The incumbent will be responsible for reviewing, negotiating and drafting of asset purchase agreements, trust and group trust agreements for qualified plans, complex limited partnership agreements, and investment advisor and investment consultant agreements in connection with investment and financial transactions. Will be drafting of shareholder resolutions and responses to no-action letters. Must be admitted to the New York State Bar. 5+ years... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

. Senator Pat Toomey seeks an experienced securities and capital markets lawyer to join the Republican staff of the . Senate Banking Committee at the start of the 117th Congress in January 2021. The qualified individual will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must have an understanding of major securities statutes and regulations, such as the Securities Act of 1933, the Sec...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here