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United States
Full-time Experience : Min 3 yrs required

Associate - Financial Institutions (Broker-Dealer, Regulatory & Enforcement) Job Responsibilities: The... advice and support to broker-dealers, investment banks, and other... financial institutions. The key responsibilities include: - Advising clients on regulatory obligations under the Securities Exchange Act of 1934, FINRA rules, and related...

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Full-time Experience : 10-5 yrs required

Responsibilities: - Advise on broker-dealer and investment advisor regulatory... financial services, insurance, and broker-dealer laws - Stay updated... on regulations from FINRA, SEC, DOL, and state insurance authorities - Collaborate with internal teams to ensure legal compliance in business operations...

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Full-time Experience : Min 10 yrs required

Title: Director Legal Counsel, Corporate Treasury Job Responsibilities: The Director Legal Counsel, Corporate Treasury, plays a critical role in providing strategic legal guidance to support the company's treasury activities. The main responsibilities include: - Supporting the Treasury Department in matters related to...

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Full-time Experience : 5-10 yrs required

Title: Director Legal Counsel: Investment Company Attorney Job Responsibilities: - Prepare and file prospectuses and registration statements. - Advise on legal and regulatory requirements for registered funds, including money market funds subject to Rule 2a-7. - Draft and negotiate agreements...

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Full-time Experience : Min 3 yrs required

engagement letters, underwriting/purchase agreements, dealer manager agreements, rep letters,... NDAs, and other relevant documents. - Review registration statements, offering memorandum, counsel opinions, accountant comfort letters, and other transaction documents related to public and private offerings of securities. - Provide guidance...

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Posted On Sep 08, 26
Full-time Experience : 5-10 yrs required

Title: Senior Claims Specialist Job Responsibilities: - Handle and manage complex Employment Practices Liability Claims to determine appropriate valuation and settlement strategies, ensuring adherence to company policies. - Manage primary and excess claims for various company policy forms, with a focus on Employment...

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Full-time Experience : Min 3 yrs required

Title: Senior Claims Specialist Job Responsibilities: - Manage complex Employment Practices Liability Claims by investigating, analyzing, and evaluating coverage to determine appropriate valuation and settlement strategies, ensuring adherence to company policies. - Handle and develop knowledge in Fiduciary Claims. - Attend mediations and monitor...

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Full-time Experience : 5-10 yrs required

Title:** Senior Claims Specialist **Job Responsibilities:** - Manage complex Employment Practices Liability Claims, determining valuation, settlement strategies, and ensuring adherence to company policies. - Attend mediations and monitor trials as necessary. - Draft coverage correspondence on primary claims, negotiate complex coverage issues, and recommend...

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Posted On Sep 08, 26
Full-time Experience : Min 3 yrs required

Title: Senior Claims Specialist Job Responsibilities: - Handling and managing complex Employment Practices Liability (EPL) Claims, determining appropriate valuation and settlement strategies while ensuring adherence to company policies. - Experience with Fiduciary claims is advantageous, though not mandatory. - Attending mediations and monitoring trials...

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Full-time Experience : 5-10 yrs required

Title: Legal Professional Job Responsibilities: - Preparation of prospectuses for financial offerings. - Ensuring regulatory compliance for registered funds. - Drafting and negotiating agreements with service providers. - Managing multiple legal projects simultaneously. - Collaborating with senior leaders and outside counsel to achieve legal and business...

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Full-time 2 views Experience : 10-10 yrs required

Title: Corporate Lead In-House Counsel Job Responsibilities: The Corporate Lead In-House Counsel serves as the company's primary in-house legal advisor, providing strategic legal guidance to executive leadership while supporting all aspects of the organization's legal, regulatory, and compliance functions. Key responsibilities include: -...

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Posted On Sep 09, 26
Full-time 1 views Experience : Min 510 yrs required

Title: Commercial Real Estate Paralegal (On-Site) Job Responsibilities: - Support acquisitions, dispositions, refinancings, title and survey diligence, development projects, and portfolio operations. - Work directly with ownership, lenders, brokers, title companies, and key decision-makers. - Track critical dates, contingencies, and closing conditions across multiple...

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Posted On Sep 08, 26
Full-time 2 views Experience : Min 3 yrs required

Title Litigation and Claims Paralegal Job Responsibilities The Litigation and Claims Paralegal provides comprehensive legal and claims support to the organization's attorneys and claims professionals. Key responsibilities include: - Assisting with all phases of litigation, including case intake, investigation, discovery, and...

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Posted On Sep 08, 26
Full-time 1 views

Overview We are seeking a highly organized and detail-oriented Litigation/Real Estate Paralegal to join our dynamic legal team. In this vital role, you will support attorneys across a broad spectrum of litigation and real estate transactional matters, ensuring smooth case and...

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Posted On Sep 09, 26
Full-time Experience : 5-7 yrs required

Title: Vice President, Compliance - Monitoring & Testing Job Responsibilities: The Vice President, Compliance at the company is a key member of the Compliance Monitoring and Testing Team and Core Compliance Group. The role involves: - Developing and designing annual and cycle-based...

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Full-time 1 views Experience : 2-8 yrs required

least three years of experience advising broker-dealers and financial services clients... on regulatory matters. This role involves significant client interaction and the opportunity to work on high-profile matters for leading financial broker-dealers and financial institutions on... regulatory obligations...

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