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United States
Posted On Jul 20, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws

Title: Attorney - Adviser (Counsel) Job Responsibilities: - Provide legal advice and guidance on federal securities laws, rules, and regulations, with a particular focus on market intermediaries. - Draft and review legal documents, including examination reports, letters, and internal memoranda. - Interpret registration and...

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Posted On Sep 05, 26
Full-time 7 views Experience : Min 4 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
Administrative Law Case Law Corporation finance Investment Advisers Act of 1940 investment management public sector RICO securities laws
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
Administrative Law Case Law Corporation finance Investment Advisers Act of 1940 investment management public sector RICO securities laws

on federal securities laws, administrative procedures, and other laws relevant to the SEC within the Administrative Law and Legal Review Group. Key responsibilities include: - Overseeing and directing a team of attorneys who review and analyze draft Commission and staff act...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Attorney-Adviser, SK 13-14 The candidate prepare recommendations for rulemaking under the Investment Company Act of 1940 and Investment Advisors Act... of 1940 to help protect investors,... promote informed investment decisions, and facilitate appropriate innovation in investment products and services. Prepare legal documents including draft releases explaining proposed and final rulemaking initiatives. Prepare Congressional testimony and prove technical assistance to Congressiona... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 The candidate will provide responsibilities include: Reviewing and analyzing proposals for rules and regulations drafted by the Division of Trading and Markets and/or the Division of Investment Management. Advising on novel legal questions concerning securities laws, in particular the Securities Exchange Act of 1934, the Investment... Advisers Act of 1940, the Investment... Company Act... of 1940, as well... as other... laws, such as administrative laws. Preparin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory General Attorney, SK 17 The candidate will supervise a program that pertains to matters which are of the highest level of complexity, involve precedent-setting legal issues, and that have a significant impact on the administration of the securities laws. Provide advice, including in the form of written legal memoranda, on novel legal questions and responds to substantive questions concerning the Investment Advisers Act of 1940, the Investment Company Act... of 1940,... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney-Adviser - SK 14 The candidate in the Division of Investment Management's Rulemaking Office, your work assignments may include any of the following tasks: Prepare recommendations for rulemaking under the Investment Company Act of 1940 and the Investment Advisers... Act of 1940; Research, analyze, and develop... rule text to implement regulatory initiatives; Draft substantive legal documents including draft releases explaining proposed and final rulemaking initiatives, fede... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

. Senator Pat Toomey seeks an experienced securities and capital markets lawyer to join the Republican staff of the . Senate Banking Committee at the start of the 117th Congress in January 2021. The qualified individual will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must have an understanding of major securities statutes and regulations, such as the Securities Act of 1933, the Sec...... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities & Capital Markets Counsel The candidate must have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must have an understanding of major securities statutes and regulations, such as the Securities Act of 1933, the Securities... Exchange Act of 1934, the Investment... Company Act of 1940, Sarbanes-Oxley, Dodd-Frank,... and the... JOBS Act. Will be an adherent... of free market economics and possess exceptio... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities And Capital Markets Counsel The candidate will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must have an understanding of major securities statutes and regulations, such as the Securities Act of 1933, the Securities... Exchange Act of 1934, the Investment... Company Act of 1940, Sarbanes-Oxley, Dodd-Frank,... and the... JOBS Act. Will be an adherent... of free market economics and possess except... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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