Legal 1940 Act Jobs Jobs in Silver Spring, MD

Corporate - Securities and Capital Markets Attorney / Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Bethesda, MD

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Posted On Aug 12, 26

Full-time 2 views Experience : Min 12 yrs required

Practice Area:

Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act acquisitions agreements asset management corporate transactions derivatives ETFs family FINRA Insurance Investment Advisers Act of 1940 LLC mergers Mutual Funds Privacy Securities Securities Act of 1933 Securities Exchange Act of 1934 Transportation underwriters

the organization. - Identify and evaluate legal and business risks to support strategic decision-making. - Work closely with internal business teams to structure, develop, and launch registered securities offerings, including commodity ETFs and other vehicles registered under the 1933 Act, and...

Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Washington, DC (Remote)

Law Firm • **Members Only** Washington, DC

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Posted On Sep 11, 26

Full-time 12 views Experience : 3-6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - M&A Corporate - General

Job Tags:

child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws shareholders Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The associate will join the Investment Services team within the corporate practice area, working in one of the law firm's offices in Chicago, New York, or Washington, DC. The role involves working closely with...

Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 11, 26

Full-time 18 views Experience : 3-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - M&A Corporate - General

Job Tags:

child Disability Benefits family Investment Advisers Act of 1940 M&A mergers private equity Retirement Planning Securities Act of 1933 securities laws Venture Capital

Title: Associate - Private Funds/Investment Services Job Responsibilities: The Associate in the Private Funds/Investment Services practice area will be responsible for working with SEC-registered investment advisers and private investment funds, including private equity, venture capital, real estate, and similar investment vehicles. Key...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 10, 26

Full-time Experience : Min 6 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act 40 Act Energy fund formation hedge funds Joint Ventures M&A private equity spectrum

investments in private equity funds and other private investment vehicles. The candidate will be expected to have general experience with 1940 Act matters and additional... experience with ’40 Act funds is considered a... plus. The role involves working with client...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 20, 26

Full-time Experience : 2-4 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

1940 Act criminal directors ETFs investment management M&A Mutual Funds registered investment companies sexual assault stalking underwriters

with specific expertise in 1940 Act registered funds and... business development company work. The selected candidate will be involved in various responsibilities, including advising funds, fund sponsors, underwriters, and other service providers. The primary duties encompass structuring, offering, operating, ongoin...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 13, 26

Full-time 2 views Experience : 2-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

Investment Advisers Act of 1940 registered investment companies Securities Act of 1933 Securities Exchange Act of 1934

Investment Company Act of 1940 and the Investment Advisers... Act of 1940. - Prepare and review registration... statements and offering documents to ensure adherence to the Securities Act of 1933 and the... Securities Exchange Act of 1934. - Develop and... review board...

Corporate - Compliance Attorney / Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Fintech & Blockchain Attorney / Government and Government Rel

In-House • **Members Only** Washington, DC

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Posted On Sep 11, 26

Full-time 1 views Experience : Min 10 yrs required

Practice Area:

Corporate - Compliance Corporate - General Corporate - M&A Corporate - Asset/Investment Management Finance - Financial Services Regulation Fintech & Blockchain Government and Government Relations Government / Public Law Administrative Law Finance - General Government - General

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: The Senior Associate General Counsel will be responsible for providing legal advice and strategic counsel on a range of issues that intersect banking regulation, emerging technology, digital assets, payments,...

Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 17, 26

Full-time 19 views Experience : 6-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation

Job Tags:

40 Act agreements Capital Markets child corporate governance Corporation criminal Ethics Financial Industry Regulatory Authority FINRA Government Insurance Investment Advisers Act of 1940 Investment Company Act investment management licensing pension Privacy private equity registered investment companies regulatory compliance spouse title

Investment Company Act of 1940. - Provide primary legal... support on matters arising under the Investment Advisers Act of 1940, including governance, disclosures, conflicts... of interest, regulatory filings, examinations, and ongoing compliance matters. - Advise on '40 Act issues applic...

Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Sep 04, 26

Full-time 4 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: The Attorney, VP role within the Private Wealth Public Funds (PWPF) Legal Group at the law firm involves working on various legal and general corporate matters related to registered funds and Business Development Companies (BDCs) within the...

Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney / Corporate - General Attorney in Washington, DC

In-House • **Members Only** Washington, DC

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Posted On Aug 20, 26

Full-time 12 views Experience : Min 5 yrs required

Practice Area:

Corporate - Asset/Investment Management Finance - Financial Services Regulation Corporate - General

Job Tags:

Capital Markets Domestic Violence equity ERISA finance fund formation growth equity health benefits Insurance investment management life sciences marketing Partnership private equity Securities stalking

Title: Attorney, VP Job Responsibilities: - Participate in the design, launch, and ongoing management of new and existing registered funds and other vehicles. - Assist with project management and fund formation matters, participating in product development of various investment structures across multiple jurisdictions. -...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 11, 26

Full-time 1 views Experience : Min 3 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

Job Tags:

asset management corporate transactions criminal enforcement proceedings family federal government Financial Institutions fund formation hedge funds Investment Advisers Act of 1940 Investment Company Act Litigation private equity Securities spectrum white collar

Title: Associate - Corporate - Investment Funds Regulatory Job Responsibilities: The Associate in the Investment Funds Regulatory Practice will engage in a variety of responsibilities centered around providing legal, regulatory, and compliance advice to a diverse range of clients. These clients include...

Corporate - Asset/Investment Management Attorney / Corporate - General Attorney in Washington, DC

Law Firm • **Members Only** Washington, DC

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Posted On Aug 26, 26

Full-time 3 views Experience : 2-5 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - General

registered funds. - Handle the formation and ongoing operation of “permanent capital” retail investment vehicles, including business development companies (BDCs), registered closed-end funds, and similar structures. - Support fund boards on governance and compliance matters under the Investment Company Act of 1940. Educati...

Registered Funds Associate Attorney

Recruiter • **Members Only** Washington, DC

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Posted On Jul 27, 26

Full-time 87 views Experience : 2-10 yrs required

Practice Area:

Corporate - Asset/Investment Management Corporate - Securities and Capital Markets

law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...

1940 Act Jobs in Silver Spring

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