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  3. California
  4. Placentia
  5. Registered Investment Companies
  6. Government

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Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

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United States
Posted On Jul 07, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management contracts criminal Ethics evidence family federal government Government Insurance Investment Company Act investment management public sector registered investment companies RICO Rule of Law Securities securities laws title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management contracts criminal Ethics evidence family federal government Government Insurance Investment Company Act investment management public sector registered investment companies RICO Rule of Law Securities securities laws title

in the Division of Investment Management's Disclosure Review and... and interpretations on complex disclosure, legal, accounting, and regulatory issues affecting investment companies and advisers. The... role involves: - Coordinating review and providing expertise on federal securities law issues applicable to discl...

Posted On Jul 30, 26
Full-time 3 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Management Division: Division of Investment Management Job Responsibilities: As... in the Division of Investment Management, the primary responsibilities... guidance on matters affecting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions, supporting policy development, and...

Posted On Jul 30, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers

in the Division of Investment Management, the primary responsibilities... guidance on matters impacting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy development and rulemaking initiatives. Specific duties are organized by office,...

Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

  • ✅ LawCrossing has monitored employer hiring for 25+ years
  • ✅ Archived jobs include the original post date for transparency
  • ✅ Over 50% of LawCrossing job seekers find success this way

Temporary Attorney Adviser, SK 13-14 Duties: The candidate will be conducting examinations in one of the Division of Examination's programs within a regional office or headquarters, with an emphasis on the review of registered investment companies, investment advisers,... broker-dealers, and clearing agencies, (collectively registrants); and/or understanding registrants' preparedness for specific threats and market events. Planning and conducting examinations; analyzing transac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Attorney Adviser, SK 13-14 Duties: The candidate will be conducting examinations in one of the Division of Examination's programs within a regional office or headquarters, with an emphasis on the review of registered investment companies, investment advisers,... broker-dealers, and clearing agencies, (collectively registrants); and/or understanding registrants' preparedness for specific threats and market events. Planning and conducting examinations; analyzing transac... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

ATTORNEY ADVISER Securities and Exchange Commission Division of Examinations Summary The Event and Emerging Risk Examination Team (EERT) is hiring a Supervisory Securities Compliance Examiner. The position will oversee a team responsible for working with key stakeholders to develop strategic theme and event-based analyses to identify and address exigent threats, incidents, and emerging risks through examinations. This job is open to Internal to an agenc... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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