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Registered Investment Companies Jobs in Placentia

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United States
Posted On Jul 17, 26
Full-time 1 views Experience : Min 6 yrs required
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
contracts Data Protection family Insurance marketing Medical Device pharmaceuticals privacy laws stage
Practice Area:
Health Care - Compliance, Transactions, HIPAA Health Care - General
Job Tags:
contracts Data Protection family Insurance marketing Medical Device pharmaceuticals privacy laws stage

Title: Senior Counsel Job Responsibilities: The Senior Counsel will be part of the company's in-house legal leadership team, representing a broad portfolio of dental businesses and providing legal support to global commercial operations. This individual will report to the operating company General...

Posted On Sep 22, 26
Full-time 4 views Experience : 3-7 yrs required
Practice Area:
Corporate - General Corporate - M&A Corporate - Contract Law
Job Tags:
acquisitions agreements Commercial Contracts contracts divestitures finance Genetics information technology Insurance licensing Litigation mergers public sector
Practice Area:
Corporate - General Corporate - M&A Corporate - Contract Law
Job Tags:
acquisitions agreements Commercial Contracts contracts divestitures finance Genetics information technology Insurance licensing Litigation mergers public sector

Title: Legal Counsel Job Responsibilities: - Draft, negotiate, and interpret vendor agreements, sales and purchase contracts, licensing, and other agreements. - Counsel business leaders on risk, deal structuring, and negotiation strategy. - Advise on compliance with contractual responsibilities and applicable laws/regulations. - Provide guidance on...

Posted On Jul 03, 26
Full-time 20 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Contract Law Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Corporate - General
Job Tags:
advertising agreements Commercial Contracts company policies corporate governance criminal entertainment equity Equity Compensation finance Insurance M&A Partnership SEC filings Securities shareholders stock exchange
Practice Area:
Corporate - Securities and Capital Markets Corporate - M&A Corporate - Contract Law Corporate - Private Equity Corporate - Venture Capital/Emerging Companies Finance - General Corporate - General
Job Tags:
advertising agreements Commercial Contracts company policies corporate governance criminal entertainment equity Equity Compensation finance Insurance M&A Partnership SEC filings Securities shareholders stock exchange

Title: Corporate Attorney Job Responsibilities: - Serve as a trusted legal advisor to various teams including Corporate Development, Finance, Investor Relations, Equity, Business Development, and Client Services on complex, high-impact matters, delivering practical, business-focused legal solutions. - Advise on corporate and securities law...

Posted On Sep 01, 26
Full-time 11 views Experience : 8-10 yrs required
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer

Title: Private Banker Job Responsibilities: A Private Banker is tasked with developing and managing client relationships with high-net-worth and ultra-high-net-worth individuals and families. The role requires providing integrated financial services advice, including banking, credit, asset management, trust and estate planning, and brokerage....

Posted On Sep 01, 26
Full-time 5 views Experience : 10-10 yrs required
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer

Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families in a designated market. - Provide integrated financial services advice, including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall relationship profitability...

Posted On Sep 01, 26
Full-time 8 views Experience : 8-10 yrs required
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer
Job Tags:
asset management banking credit facilities Estate Planning family FINRA Insurance lending licensing marketing performer Securities spectrum wealth transfer

Title: Private Banker Job Responsibilities: A Private Banker is responsible for developing and managing client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specified market. The role involves providing integrated financial services advice, which includes banking, credit, asset management, trust...

Posted On Sep 23, 26
Full-time 20 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance
Job Tags:
Affirmative Action agreements contracts employee benefits ERISA ETFs family Insurance Investment Advisers Act of 1940 pension Securities Act of 1933 securities laws spectrum trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance
Job Tags:
Affirmative Action agreements contracts employee benefits ERISA ETFs family Insurance Investment Advisers Act of 1940 pension Securities Act of 1933 securities laws spectrum trusts wealth management

for the company's . registered funds and collective investment... trusts, ensuring compliance with... all applicable regulatory requirements. - Draft, review, and negotiate a wide array of agreements related to fund distribution, operations, platform onboarding, and service provider engagements. - Advise internal partners...

Posted On Aug 17, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements AML credit facilities finance GPS Insurance investment management marketing private equity purchase and sale agreements
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements AML credit facilities finance GPS Insurance investment management marketing private equity purchase and sale agreements

Title: Private Fund Counsel Job Responsibilities: As a Private Fund Counsel, you will provide hands-on legal support across the company's private funds platform. This involves launching and operating proprietary private equity and private credit funds, as well as supporting investments...

Posted On Sep 01, 26
Full-time 1 views Experience : 3-10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements AML credit facilities finance GPS Insurance investment management marketing private equity purchase and sale agreements
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
agreements AML credit facilities finance GPS Insurance investment management marketing private equity purchase and sale agreements

Title: Private Fund Counsel Job Responsibilities: As a Private Fund Counsel, you will be responsible for providing hands-on legal support across the company's private funds platform. This includes assisting in the launch and operation of the company's proprietary private equity and...

Posted On Jul 07, 26
Full-time 3 views Experience : Min 3 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management contracts criminal Ethics evidence family federal government Government Insurance Investment Company Act investment management public sector registered investment companies RICO Rule of Law Securities securities laws title
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
asset management contracts criminal Ethics evidence family federal government Government Insurance Investment Company Act investment management public sector registered investment companies RICO Rule of Law Securities securities laws title

in the Division of Investment Management's Disclosure Review and... and interpretations on complex disclosure, legal, accounting, and regulatory issues affecting investment companies and advisers. The... role involves: - Coordinating review and providing expertise on federal securities law issues applicable to discl...

Posted On Jul 30, 26
Full-time 3 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts criminal Ethics evidence federal government Insurance Investment Company Act investment management Privacy public sector RICO Rule of Law Securities securities laws social security tender offers title

Management Division: Division of Investment Management Job Responsibilities: As... in the Division of Investment Management, the primary responsibilities... guidance on matters affecting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions, supporting policy development, and...

Posted On Sep 11, 26
Full-time 4 views Experience : 10-12 yrs required
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Asset/Investment Management Corporate - General Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Intellectual Property - Trademark/Copyright - Litigation IP_ - Trademark/Copyright-Transaction
Job Tags:
acquisitions agreements Alternative Dispute Resolution CCPA Commercial Contracts corporate governance Cybersecurity data privacy Data Protection due diligence Employment Law entertainment family GDPR Genetics Insurance insurance coverage Intellectual Property intellectual property rights IP licensing licensing agreements Litigation M&A Media mergers partnerships Privacy technology transactions television title Trademark
Practice Area:
Corporate - Technology Transactions Corporate - M&A Corporate - Asset/Investment Management Corporate - General Corporate - Contract Law Data Privacy - Transactional Intellectual Property - General Intellectual Property - Trademark/Copyright - Litigation IP_ - Trademark/Copyright-Transaction
Job Tags:
acquisitions agreements Alternative Dispute Resolution CCPA Commercial Contracts corporate governance Cybersecurity data privacy Data Protection due diligence Employment Law entertainment family GDPR Genetics Insurance insurance coverage Intellectual Property intellectual property rights IP licensing licensing agreements Litigation M&A Media mergers partnerships Privacy technology transactions television title Trademark

Title: Vice President & Head of Legal Job Responsibilities: The Vice President & Head of Legal at the company will provide day-to-day legal leadership across the company's commercial, regulatory, and corporate matters. This role necessitates a commercially minded, deal-focused corporate and transactional...

Posted On Aug 25, 26
Full-time 51 views Experience : 3-5 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts
Practice Area:
Corporate - Asset/Investment Management Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets equity ETFs Mutual Funds REITs trusts

Job Title: Investment Funds, Registered Funds/BDC Associate Job Responsibilities: - Work... within the Registered Funds practice of the... Investment Funds Group. - Form, structure,... “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company”... and...

Posted On Jul 30, 26
Full-time 2 views Experience : Min 2 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers
Practice Area:
Corporate - Asset/Investment Management Corporate - General
Job Tags:
contracts Insurance Investment Company Act investment management public sector RICO securities laws tender offers

in the Division of Investment Management, the primary responsibilities... guidance on matters impacting investment companies and investment advisers.... The role involves reviewing complex filings and regulatory submissions and supporting policy development and rulemaking initiatives. Specific duties are organized by office,...

Posted On Sep 21, 26
Full-time 4 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
advertising agreements Commercial Contracts company policies corporate governance criminal entertainment equity Equity Compensation finance Insurance M&A Partnership SEC filings Securities shareholders stock exchange
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - General
Job Tags:
advertising agreements Commercial Contracts company policies corporate governance criminal entertainment equity Equity Compensation finance Insurance M&A Partnership SEC filings Securities shareholders stock exchange

Title: Corporate Attorney Job Responsibilities: - Serve as a trusted legal advisor to various teams, including Corporate Development, Finance, Investor Relations, Equity, Business Development, and Client Services, on complex, high-impact matters, delivering practical and business-focused legal solutions. - Advise on corporate and securities...

Posted On Aug 21, 26
Full-time 1 views Experience : Min 2 yrs required
Job Tags:
alcohol banking capital raising children commercial real estate Disability Benefits equity FINRA health benefits Insurance Investment Banking lending regulatory compliance
Job Tags:
alcohol banking capital raising children commercial real estate Disability Benefits equity FINRA health benefits Insurance Investment Banking lending regulatory compliance

Job Title: Investment Banking Summer Associate Job Responsibilities: -... Participate in a 10-week Summer Associate Program designed for MBA students between their first and second year. - Align with a product or industry group and contribute to active client engagements from the outset. -...

Posted On Sep 14, 26
Full-time 7 views Experience : Min 7 yrs required
Job Tags:
banking Partnership private client shareholders wealth transfer
Job Tags:
banking Partnership private client shareholders wealth transfer

Title: Private Client Manager II Job Responsibilities: The Private Client Manager II is tasked with expanding client relationships by identifying opportunities to deepen existing relationships. Key responsibilities include advising on the client’s financial needs and the full array of the...

Posted On Sep 07, 26
Full-time 59 views Experience : 2-6 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate transactions Financial Institutions health insurance hedge funds high yield initial public offerings Insurance private equity REITs Rule 144A Securities trusts underwriters Venture Capital
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets corporate transactions Financial Institutions health insurance hedge funds high yield initial public offerings Insurance private equity REITs Rule 144A Securities trusts underwriters Venture Capital

corporate transactions with a focus on Capital Markets. Responsibilities include working on . and cross-border transactions, including initial public offerings, high yield, and investment-grade debt offerings. The associate... will also handle Rule 144A and Regulation S offerings for foreign p...

Posted On Aug 16, 26
Full-time 34 views Experience : 2-10 yrs required
Practice Area:
Corporate - Asset/Investment Management
Practice Area:
Corporate - Asset/Investment Management

Overview: A leading law firm is seeking an experienced associate attorney to join its Investment Funds Group, focusing on... Registered Funds and Business Development... Companies (BDCs). The ideal candidate... will have including traditional and alternative registered funds. This role offers......

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