Post Jobs Upload Your Resume Log in

Securities Act Of 1933 Jobs in Placentia

14 jobs
  1. Legal Jobs
  2. Browse Legal Jobs
  3. California
  4. Placentia
  5. Securities Act Of 1933

Preview Results

Here’s a preview of jobs we found from direct employer sources. To protect confidentiality and prevent scraping, full results require an email + account access.

Direct-from-employer coverage Private search Less competition vs. paid ads
Filter by

Sign Up

United States
Posted On Sep 15, 26
Full-time 1 views
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance Job... Corporate department, specializing in Securities Regulation & Corporate Governance,... of the law firm. Key responsibilities include: - Advising clients on compliance with securities laws and regulations, including... the Securities Act of 1933...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 01, 26
Full-time 29 views Experience : Min 8 yrs required
Practice Area:
Corporate - M&A Corporate - Contract Law Real Estate - General Real Estate - Purchase and Sale (Commercial) Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction
Job Tags:
acquisitions Affirmative Action agreements Contract Law corporate governance data privacy due diligence Insurance licensing agreements mergers Securities trademarks
Practice Area:
Corporate - M&A Corporate - Contract Law Real Estate - General Real Estate - Purchase and Sale (Commercial) Data Privacy - Transactional Intellectual Property - General IP_ - Trademark/Copyright-Transaction
Job Tags:
acquisitions Affirmative Action agreements Contract Law corporate governance data privacy due diligence Insurance licensing agreements mergers Securities trademarks

offers clients cost-effective legal services. The primary responsibilities include: - Handling corporate and transactional matters with a focus on general corporate and commercial contract law. - Addressing issues related to corporate governance, mergers & acquisitions, real estate, and securities...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 23, 26
Full-time 20 views Experience : Min 10 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance
Job Tags:
Affirmative Action agreements contracts employee benefits ERISA ETFs family Insurance Investment Advisers Act of 1940 pension Securities Act of 1933 securities laws spectrum trusts wealth management
Practice Area:
Corporate - Asset/Investment Management Corporate - Compliance
Job Tags:
Affirmative Action agreements contracts employee benefits ERISA ETFs family Insurance Investment Advisers Act of 1940 pension Securities Act of 1933 securities laws spectrum trusts wealth management

Title: SVP, Senior Counsel Job Responsibilities: - Deliver expert legal support for the company's . registered funds and collective investment trusts, ensuring compliance with all applicable regulatory requirements. - Draft, review, and negotiate a wide array of agreements related to fund distribution, operations,...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 08, 26
Full-time 17 views Experience : 6-7 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions board of directors corporate governance directors divestitures entity formation equity Ethics finance Insurance Joint Ventures M&A mergers NYSE Paternity Securities Securities Act of 1933 Securities Exchange Act of 1934
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Contract Law Corporate - General
Job Tags:
acquisitions board of directors corporate governance directors divestitures entity formation equity Ethics finance Insurance Joint Ventures M&A mergers NYSE Paternity Securities Securities Act of 1933 Securities Exchange Act of 1934

Job Title: Director, Counsel, Securities, Governance and M&A Job Responsibilities: -... finance transactions. This includes conducting diligence, structuring, drafting, and negotiating transaction documents, and coordinating with cross-functional and external advisors. - Ensure compliance with Federal Securities, SEC, and NYSE rules... and regulations, includi...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 01, 26
Full-time 1 views Experience : Min 8 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Of Counsel Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 07, 26
Full-time 4 views Experience : Min 4 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Capital Markets contracts corporate governance Insurance Life Science NASDAQ Securities Securities Act of 1933 Securities Exchange Act of 1934 stock exchange trials underwriters

Title: Capital Markets / Public Company Associate Job Responsibilities: - Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Assist/manage a variety of complex...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 15, 26
Full-time 2 views Experience : 3-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance... in the Corporate - Securities Regulation & Corporate Governance... in the areas of securities regulation and corporate governance.... clients on compliance with securities laws and regulations, including... the Securities Act of 1933 and......

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 15, 26
Full-time 1 views Experience : 2-5 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
corporate governance Securities

Associate - Corporate - Securities Regulation & Corporate Governance... advice and guidance on securities regulation and corporate governance... with federal and state securities laws and regulations. - Draft,... review, and negotiate a wide range of corporate documents, including disclosure documents, governance...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 23, 26
Full-time 1 views Experience : Min 7 yrs required
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933
Practice Area:
Corporate - Asset/Investment Management Corporate - Private Equity Corporate - General
Job Tags:
family fund formation Investment Advisers Act of 1940 private equity Securities Securities Act of 1933

including private placements and securities regulation. - Provide expertise in... compliance with the Securities Act of 1933, Investment... Advisers Act of 1940, and Investment... Company Act of 1940. - Represent venture... capitalists, private equity firms, hedge fund managers, and family offices in...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Sep 30, 26
Full-time 1 views Experience : Min 10 yrs required
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Corporate - M&A Corporate - Securities and Capital Markets Corporate - Asset/Investment Management Corporate - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Senior Associate General Counsel - Strategic Initiatives Regulatory Counsel Job Responsibilities: 1. Bank Regulatory and Enterprise Advisory: - Provide legal counsel on federal banking laws and regulations, including prudential, safety and soundness, corporate governance, affiliate transactions, investments, and permissible activity requirements....

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Jul 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Title: Attorney - Operations, Technology and Regulatory Team Job Responsibilities: - Provide legal advice and strategic counsel on prudential banking regulation, corporate activities, investments, affiliate transactions, and new products and services, including innovative products or money movement solutions like stablecoins and digital...

Sign In or Sign Up in seconds to view this job on LawCrossing.

Posted On Aug 04, 26
Full-time Experience : 4-20 yrs required
Practice Area:
Corporate - General Corporate - Securities and Capital Markets
Practice Area:
Corporate - General Corporate - Securities and Capital Markets

public company reporting and compliance, corporate governance, and capital markets, working closely with public companies. This position offers the opportunity to join a dynamic securities practice within a leading... thorough legal research and analysis to support legal document...

Sign In or Sign Up in seconds to view this job on LawCrossing.

By Employer Type

Law Firm In-House Recruiter
Narrow Your Search Results - Try Advanced Search
Share these jobs with a friend