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United States
Posted On Jul 15, 26
Full-time
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Corporation finance initial public offerings public sector RICO Securities Securities Act of 1933 Securities Exchange Act of 1934 securities laws underwriters

team that selectively reviews filings made under the Securities Act of 1933 and... the Securities Exchange Act of 1934.... Your primary responsibilities will include: - Interpreting registration and reporting requirements of the Securities Act and the Exchange... Act. - Reviewing filings an......

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Posted On Jul 20, 26
Full-time 1 views Experience : Min 2 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
Investment Advisers Act of 1940 Securities Act of 1933 securities laws

and guidance on federal securities laws, rules, and regulations,... with a particular focus on market intermediaries. - Draft and review legal documents, including examination reports, letters, and internal memoranda. - Interpret registration and reporting requirements to ensure compliance with applicable laws and...

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Posted On Aug 26, 26
Full-time 3 views Experience : Min 4 yrs required
Practice Area:
Administrative Law Government - General
Job Tags:
banking contracts Financial Institutions Freedom of Information Act Litigation pleadings public sector renewals RICO Securities Securities Exchange Act of 1934 special projects
Practice Area:
Administrative Law Government - General
Job Tags:
banking contracts Financial Institutions Freedom of Information Act Litigation pleadings public sector renewals RICO Securities Securities Exchange Act of 1934 special projects

Title Attorney Adviser (Senior Attorney - Office of Legal Counsel) Job Responsibilities - Carry out a wide variety of duties related to market intermediaries, including leading projects such as rulemaking initiatives and special projects. - Review draft rulemakings from other federal...

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Posted On Jul 17, 26
Full-time 2 views Experience : Min 3 yrs required
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
banking contracts Financial Institutions Litigation Money Laundering pleadings public sector RICO Securities Securities Exchange Act of 1934 securities laws
Practice Area:
Administrative Law Government / Public Law Government - General
Job Tags:
banking contracts Financial Institutions Litigation Money Laundering pleadings public sector RICO Securities Securities Exchange Act of 1934 securities laws

by the Division of Trading and Markets (TM). This may include issues across different business models and activities, with potential overlap with other regulated entities like investment advisers and municipal securities dealers. - Provide legal guidance... to the Division of Enforce...

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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(counsel To The Director), SK 16 Duties : Working closely with the Director in connection with preparing for and attending internal and external meetings. Coordinating professionally with staff throughout OCR to discuss assignments and provide direction as needed, and coordinating with staff in other Divisions and Offices throughout the SEC. Reviewing and commenting on all OCR staff work product that is sent to the Director for review. Participating in strat... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 The candidate will provide responsibilities include: Reviewing and analyzing proposals for rules and regulations drafted by the Division of Trading and Markets and/or the Division of Investment Management. Advising on novel legal questions concerning securities laws, in particular the... Securities Exchange Act of 1934,... the Investment Advisers Act of 1940, the Investment... Company Act of 1940, as well... as other laws, such as administrative laws. Preparin... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Supervisory Attorney-Adviser - SK 15 The candidate will join a well-respected team that is responsible for supporting OCIE's mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory Attorney-Adviser, will: Participate in planning and conducting securities compliance examinations; Apply judgement... and knowledge of the securities industry to FSIO's oversight... functions; Provide advice a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Temporary Supervisory Attorney Adviser, SK-15 Duties: The candidate will participate in planning and conducting securities compliance examinations. Will apply... judgement and knowledge of the securities industry to FSIO's oversight... functions. Provide advice and technical support for examinations in areas related to self-regulatory organizations (SRO) and broker-dealers registered under the Securities Exchange Act of 1934.... Conduct interviews of SRO... personnel. Conduct research a... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

ATTORNEY-ADVISER The candidate will organized according to subject areas, and Attorney-Advisers work on a variety of matters within a particular office's jurisdiction. Attorney-Advisers have the opportunity to play a significant role in shaping important legal and policy decisions that pertain to the securities markets (., the equity,... fixed income and derivatives markets, including security-based swaps) and certain securities market participants. Among other... things, the O... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 Duties: The candidate focuses on Trading and Markets related matters, which generally involve oversight and supervision of the US securities markets (., exchanges, clearing... agencies, and other self-regulatory organizations) and securities market participants (., broker-dealers... and security-based swap dealers). Reviews and analyzes proposals for rules and regulations drafted by the Division of Trading and Markets. Advises on novel legal questi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

General Attorney, SK 13-14 Duties: The candidate focuses on Trading and Markets related matters, which generally involve oversight and supervision of the US securities markets (., exchanges, clearing... agencies, and other self-regulatory organizations) and securities market participants (., broker-dealers... and security-based swap dealers). Reviews and analyzes proposals for rules and regulations drafted by the Division of Trading and Markets. Advises on novel legal questi... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

. Senator Pat Toomey seeks an experienced securities and capital markets lawyer... to join the Republican staff of the . Senate Banking Committee at the start of the 117th Congress in January 2021. The qualified individual will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must... have an understanding of major securities statutes and regulations, such... as the Securities Act of 1933, the... Sec... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities & Capital Markets Counsel... The candidate must have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must... have an understanding of major securities statutes and regulations, such... as the Securities Act of 1933, the... Securities Exchange Act of 1934,... the Investment Company Act of 1940, Sarbanes-Oxley, Dodd-Frank,... and the JOBS Act. Will be an adherent... of free market economics and possess exceptio... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Securities And Capital Markets Counsel... The candidate will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must... have an understanding of major securities statutes and regulations, such... as the Securities Act of 1933, the... Securities Exchange Act of 1934,... the Investment Company Act of 1940, Sarbanes-Oxley, Dodd-Frank,... and the JOBS Act. Will be an adherent... of free market economics and possess except... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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