Securities Exchange Act Of 1934 Jobs in Largo

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Part-time 13 views Experience : Min 2 yrs required

Job Title: Securities Attorney (Associate / Of... to Full-Time, Flexible) Job Responsibilities: The Securities Attorney will play a... crucial role in advising and representing clients in various complex transactions and compliance matters. Key responsibilities include: - Drafting and reviewing legal documents such as...

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Full-time

team that selectively reviews filings made under the Securities Act of 1933 and... the Securities Exchange Act of 1934.... Your primary responsibilities will include: - Interpreting registration and reporting requirements of the Securities Act and the Exchange... Act. - Reviewing filings an......

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Full-time 2 views Experience : Min 5 yrs required

or Junior Partner (Corporate Securities – .) Job Responsibilities: The... a sophisticated and entrepreneurial securities group within the law... regulations, specifically under the Securities Act of 1933 and... the Securities Exchange Act of 1934.... - Drafting essential documents... such as Forms...

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Full-time 1 views Experience : 2-3 yrs required

The mid-level corporate & securities associate will be responsible... range of corporate and securities matters. Key responsibilities include:... - Engaging in public company advisory work - Assisting with corporate governance - Managing capital markets financings - Working as part of...

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Full-time 2 views Experience : 3-5 yrs required

in sophisticated corporate finance transactions, specifically focusing on public securities offerings pursuant to the... Securities Act of 1933. The... role involves serving as counsel for issuers or underwriters and handling general corporate and corporate governance matters. The ideal candidate will...

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Full-time 2 views Experience : Min 10 yrs required

Title: Director, Enforcement Job Responsibilities: The Director of Enforcement manages a team of 5-8 enforcement attorneys to develop and resolve enforcement cases from inception to completion. The Director is responsible for managing a large and diverse docket of cases, ensuring that each...

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Full-time 2 views Experience : Min 4 yrs required

Title: Capital Markets / Public Company Associate Job Responsibilities: - Legal Research: Conduct thorough and comprehensive legal research and analysis to support transaction preparation and strategy. - Legal Writing: Draft well-written, error-free, and reasoned legal documents, including memos, contracts, and correspondence. - Transaction Assistance...

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Full-time 4 views

Title: Lateral Associate - Corporate - Securities Regulation & Corporate Governance Job... Responsibilities: The Lateral Corporate department, specializing in Securities Regulation & Corporate Governance,... tasks, predominantly focusing on securities regulation and corporate governance... clients on compliance with securities laws and regulations. - Assist......

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Full-time 4 views Experience : Min 4 yrs required

Job Title: Corporate & Securities Associate (Public Company Advisors... Team) Job Responsibilities: The Corporate & Securities Associate will be part... for representing large Nasdaq and NYSE-listed public company clients across various industries. The role involves handling complex securities, corporate governance, capital mark......

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Full-time 2 views Experience : Min 8 yrs required

Job Title: Corporate & Securities Counsel (Public Company Advisors... Responsibilities: The Corporate & Securities Counsel will be part... within the Corporate & Securities Practice Group. The role... include providing legal counsel on complex securities, corporate governance, capital markets,... and regulato...

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Full-time 4 views Experience : 2-3 yrs required

cohesive team. - Represent issuers, underwriters, agents, and financial institutions in public and private offerings of equity and/or debt securities. - Advise public companies on... compliance with the Securities Exchange Act of 1934... reporting obligations, corporate governance, and stock exchange listing requirements...

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Full-time 1 views Experience : Min 2 yrs required

and guidance on federal securities laws, rules, and regulations,... with a particular focus on market intermediaries. - Draft and review legal documents, including examination reports, letters, and internal memoranda. - Interpret registration and reporting requirements to ensure compliance with applicable laws and...

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Full-time 3 views Experience : Min 4 yrs required

Title Attorney Adviser (Senior Attorney - Office of Legal Counsel) Job Responsibilities - Carry out a wide variety of duties related to market intermediaries, including leading projects such as rulemaking initiatives and special projects. - Review draft rulemakings from other federal...

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Posted On Aug 16, 26
Full-time 88 views Experience : 2-10 yrs required

law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...

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