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Los Angeles Investment Adviser Investment Management Attorney Jobs in In-House - Related Job Titles

Subrogation Attorney
United States
Posted On Oct 09, 26
Full-time Experience : Min 47 yrs required
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Capital Markets corporate governance data privacy equity family FINRA Intellectual Property Investment Company Act licensing M&A NASDAQ partnerships SEC filings Securities Securities and Capital Markets underwriters
Practice Area:
Corporate - Securities and Capital Markets Corporate - General
Job Tags:
agreements AML Capital Markets corporate governance data privacy equity family FINRA Intellectual Property Investment Company Act licensing M&A NASDAQ partnerships SEC filings Securities Securities and Capital Markets underwriters

Company:

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Posted On Jul 29, 26
Full-time 2 views Experience : Min 10 yrs required
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage
Practice Area:
Government and Government Relations Administrative Law Government - General
Job Tags:
Bank Secrecy Act banking banking laws corporate governance corporate regulatory emerging technologies equity Ethics family FCPA FINRA government relations Insurance Investment Advisers Act of 1940 investment management Mergers and Acquisitions OFAC pension Securities Securities Act of 1933 Securities Exchange Act of 1934 stage

Job Title: Attorney - Operations, Technology and... Regulatory Team Job Responsibilities: - Provide legal advice and strategic counsel on prudential banking regulation, corporate activities, investments, affiliate transactions, and new products and services, including with business leaders, risk management, compliance, government relations, and......

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Archived Job Listings: Real Employers, Hidden Opportunities

The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.

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Vice President, Investment Product Management, Duties:... oversee, manage and provide business leadership on all aspects of the variable insurance trusts available through Retirement and Income Solutions variable annuity product lines. serves as an officer of the proprietary annuity series trusts and report to the Board of Trustees on investment issues. Oversee the analysis,... monitoring and assessment of money managers and investment options; lead the evaluation... and recommenda... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Associate General Counsel, Fund Matters The candidate will reports to the General Counsel, Chief Compliance Officer and works directly with the Investment Committee, Operations Committee, the... senior management team, and the Chairman... and CEO in the operations and administration of the firm. Responsible for all matters for firm ’s funds. Such matters include oversight of compliance with the fund documents and updating such documents to address new laws, compliance with .... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitab... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Assistant General Counsel, Group Retirement The candidate will handle a wide-array of legal issues and regulatory inquiries of Group Retirement’s registered broker-dealer/investment adviser (the “Firm”). Will be... working closely with senior business and compliance professionals in addressing both day-to-day legal issues involving the Firm as well as supporting routine exams and for-cause matters with state/federal securities regulators and self-regulatory organizations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Vice President, Securities Attorney The candidate will be... responsible for: Manage all corporate legal filings for RealtyMogul and RealtyMogul affiliates including written consents of the board, board minutes, state filings and stock options. Work with outside counsel to manage legal needs for two public, non-traded REITs including 1-A/As, 253G2s, 1-Us and 1-Sas. Sit on the leadership team as a key principal and decision maker in the business. Play an active role in strategic... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Attorney - Securities Transactions The... candidate will be working closely with the firm’s portfolio management and research teams and... other business units to provide advice and counseling concerning investment, corporate restructuring, and bankruptcy-related... matters on behalf of Franklin’s registered funds and advisers, private funds, and institutional clients. Reviewing and negotiating investment-related documentation related to debt,... equity (venture and private equity), cry... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

GC Compliance Duties: Assist with managing, enforcing and testing the firm’s policies and procedures including among others its Code of Business Conduct and Ethics, Business Continuity and Disaster Recovery Back-Up Plan, Valuation Policy, Cybersecurity Policy, and ESG+R policies. Oversight and review of marketing materials including among others requests for proposal, client presentations, quarterly and other reporting materials, advertising, social media, and ARA’s w... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

## Attorney - Securities Transactions ... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

VP, Securities Attorney & Chief Compliance Officer... The candidate will manage all corporate legal filings for RealtyMogul and RealtyMogul affiliates including written consents of the board, board minutes, state filings and stock options. Work with outside counsel to manage legal needs for two public, non-traded REITs including 1-A/As, 253G2s, 1-Us and 1-SAs. Sit on the leadership team as a key principal and decision maker in the business. Play an active role in strategic plan... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

Alternative Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings,... disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more

Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here

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